Senior Vice President and Corporate Controller

0000021175-17-000111.txt : 20170810 0000021175-17-000111.hdr.sgml : 20170810 20170810132247 ACCESSION NUMBER: 0000021175-17-000111 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 171020758 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2017 06-30-2017 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 08-07-2017 3 170 424620 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q22017form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 361 86820 SH DFND 1,2,3 0 86820 0 ABBOTT LABS COM COM 002824100 419 8620 SH DFND 1,2,3 0 8620 0 ACTUANT CORP CL A NEW CL A 00508X203 1207 49072 SH DFND 1,2,3 0 49072 0 AECOM COM COM 00766T100 1041 32202 SH DFND 1,2,3 0 32202 0 AETNA INC NEW COM COM 00817Y108 8047 53000 SH DFND 1,2,3 0 53000 0 ALPHABET INC CAP STK CL A CL A 02079K305 869 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 3960 78700 SH DFND 1,2,3 0 78700 0 AMERICAN INTL GROUP INC COM NEW COM NEW 026874784 2434 38924 SH DFND 1,2,3 0 38924 0 ANADARKO PETE CORP COM COM 032511107 3984 87860 SH DFND 1,2,3 0 87860 0 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 786 29700 SH DFND 1,2,3 0 29700 0 ASSOCIATED BANC CORP COM COM 045487105 1590 63115 SH DFND 1,2,3 0 63115 0 ASSURANT INC COM COM 04621X108 5257 50700 SH DFND 1,2,3 0 50700 0 AVNET INC COM COM 053807103 3410 87706 SH DFND 1,2,3 0 87706 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 1815 52382 SH DFND 1,2,3 0 52382 0 BANK AMER CORP COM COM 060505104 3336 137525 SH DFND 1,2,3 0 137525 0 BARRICK GOLD CORP COM COM 067901108 2396 150595 SH DFND 1,2,3 0 150595 0 BROOKDALE SR LIVING INC COM COM 112463104 1915 130210 SH DFND 1,2,3 0 130210 0 CNO FINL GROUP INC COM COM 12621E103 1104 52889 SH DFND 1,2,3 0 52889 0 CVR PARTNERS LP COM COM 126633106 1754 502664 SH DFND 1,2,3 0 502664 0 CARPENTER TECHNOLOGY CORP COM COM 144285103 357 9536 SH DFND 1,2,3 0 9536 0 CATCHMARK TIMBER TR INC CL A CL A 14912Y202 159 13960 SH DFND 1,2,3 0 13960 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 1124 32367 SH DFND 1,2,3 0 32367 0 CISCO SYS INC COM COM 17275R102 2022 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM NEW COM 172967424 14264 213271 SH DFND 1,2,3 0 213271 0 COCA COLA CO COM COM 191216100 1278 28500 SH DFND 1,2,3 0 28500 0 COMCAST CORP NEW CL A CL A 20030N101 6352 163200 SH DFND 1,2,3 0 163200 0 CORNING INC COM COM 219350105 895 29780 SH DFND 1,2,3 0 29780 0 COVANTA HLDG CORP COM COM 22282E102 7715 584493 SH DFND 1,2,3 0 584493 0 CUBIC CORP COM COM 229669106 1166 25193 SH DFND 1,2,3 0 25193 0 D R HORTON INC COM COM 23331A109 3602 104200 SH DFND 1,2,3 0 104200 0 DANA INCORPORATED COM COM 235825205 775 34696 SH DFND 1,2,3 0 34696 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 5290 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITALITY CO COM COM 252784301 368 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM COM 254543101 358 14881 SH DFND 1,2,3 0 14881 0 DOVER CORP COM COM 260003108 2018 25150 SH DFND 1,2,3 0 25150 0 DOW CHEM CO COM COM 260543103 3252 51555 SH DFND 1,2,3 0 51555 0 ENOVA INTL INC COM COM 29357K103 389 26225 SH DFND 1,2,3 0 26225 0 ESSENDANT INC COM COM 296689102 1314 88599 SH DFND 1,2,3 0 88599 0 EZCORP INC CL A NON VTG CL A 302301106 569 73900 SH DFND 1,2,3 0 73900 0 EXXON MOBIL CORP COM COM 30231G102 1605 19875 SH DFND 1,2,3 0 19875 0 FEDEX CORP COM COM 31428X106 5455 25100 SH DFND 1,2,3 0 25100 0 FIRST CTZNS BANCSHARES INC N CL A CL A 31946M103 1023 2745 SH DFND 1,2,3 0 2745 0 FIRST HORIZON NATL CORP COM COM 320517105 1129 64800 SH DFND 1,2,3 0 64800 0 FIRST MIDWEST BANCORP DEL COM COM 320867104 786 33701 SH DFND 1,2,3 0 33701 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 2128 190129 SH DFND 1,2,3 0 190129 0 FRANKLIN RES INC COM COM 354613101 2842 63450 SH DFND 1,2,3 0 63450 0 GENERAL CABLE CORP DEL NEW COM COM 369300108 718 43886 SH DFND 1,2,3 0 43886 0 GENERAL MTRS CO COM COM 37045V100 1641 46980 SH DFND 1,2,3 0 46980 0 GENWORTH FINL INC COM CL A CL A 37247D106 236 62650 SH DFND 1,2,3 0 62650 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 2996 13500 SH DFND 1,2,3 0 13500 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT COM SHS BEN INT 38376A103 749 40914 SH DFND 1,2,3 0 40914 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 UNIT 387437114 1167 29300 SH DFND 1,2,3 0 29300 0 GREAT PLAINS ENERGY INC COM COM 391164100 530 18100 SH DFND 1,2,3 0 18100 0 HARSCO CORP COM COM 415864107 720 44700 SH DFND 1,2,3 0 44700 0 HEWLETT PACKARD ENTERPRISE C COM COM 42824C109 1330 80150 SH DFND 1,2,3 0 80150 0 ICONIX BRAND GROUP INC COM COM 451055107 650 94087 SH DFND 1,2,3 0 94087 0 INSIGHT ENTERPRISES INC COM COM 45765U103 891 22273 SH DFND 1,2,3 0 22273 0 INNOSPEC INC COM COM 45768S105 1300 19829 SH DFND 1,2,3 0 19829 0 INTEL CORP COM COM 458140100 1303 38625 SH DFND 1,2,3 0 38625 0 JPMORGAN CHASE & CO COM COM 46625H100 10116 110675 SH DFND 1,2,3 0 110675 0 KBR INC COM COM 48242W106 2134 140208 SH DFND 1,2,3 0 140208 0 KAISER ALUMINUM CORP COM PAR $0.01 COM 483007704 637 7200 SH DFND 1,2,3 0 7200 0 KAPSTONE PAPER & PACKAGING C COM COM 48562P103 246 11931 SH DFND 1,2,3 0 11931 0 LAMAR ADVERTISING CO NEW CL A CL A 512816109 1761 23942 SH DFND 1,2,3 0 23942 0 LENNAR CORP CL A CL A 526057104 2666 50000 SH DFND 1,2,3 0 50000 0 LINCOLN NATL CORP IND COM COM 534187109 9056 134000 SH DFND 1,2,3 0 134000 0 LYON WILLIAM HOMES CL A NEW CL A NEW 552074700 628 25998 SH DFND 1,2,3 0 25998 0 MASONITE INTL CORP NEW COM COM 575385109 1486 19682 SH DFND 1,2,3 0 19682 0 MERCER INTL INC COM COM 588056101 250 21707 SH DFND 1,2,3 0 21707 0 METLIFE INC COM COM 59156R108 2254 41025 SH DFND 1,2,3 0 41025 0 MICROSOFT CORP COM COM 594918104 9409 136500 SH DFND 1,2,3 0 136500 0 MILLER INDS INC TENN COM NEW COM 600551204 267 10727 SH DFND 1,2,3 0 10727 0 MOELIS & CO CL A CL A 60786M105 8482 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW COM 617446448 2808 63023 SH DFND 1,2,3 0 63023 0 NRG ENERGY INC COM NEW COM NEW 629377508 729 42341 SH DFND 1,2,3 0 42341 0 NELNET INC CL A CL A 64031N108 226 4800 SH DFND 1,2,3 0 4800 0 NEW SR INVT GROUP INC COM COM 648691103 1110 110460 SH DFND 1,2,3 0 110460 0 NEWS CORP NEW CL A CL A 65249B109 1003 73225 SH DFND 1,2,3 0 73225 0 NEWS CORP NEW CL B CL B 65249B208 435 30775 SH DFND 1,2,3 0 30775 0 NOVAGOLD RES INC COM NEW COM NEW 66987E206 498 109110 SH DFND 1,2,3 0 109110 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 1495 24966 SH DFND 1,2,3 0 24966 0 OMNICOM GROUP INC COM COM 681919106 2964 35752 SH DFND 1,2,3 0 35752 0 ON SEMICONDUCTOR CORP COM COM 682189105 2020 143846 SH DFND 1,2,3 0 143846 0 ORACLE CORP COM COM 68389X105 10669 212775 SH DFND 1,2,3 0 212775 0 OWENS & MINOR INC NEW COM COM 690732102 1335 41472 SH DFND 1,2,3 0 41472 0 PARK STERLING CORP COM COM 70086Y105 872 73366 SH DFND 1,2,3 0 73366 0 PARKER HANNIFIN CORP COM COM 701094104 421 2632 SH DFND 1,2,3 0 2632 0 PFIZER INC COM COM 717081103 6272 186726 SH DFND 1,2,3 0 186726 0 PIONEER NAT RES CO COM COM 723787107 4277 26800 SH DFND 1,2,3 0 26800 0 PORTLAND GEN ELEC CO COM NEW COM 736508847 466 10200 SH DFND 1,2,3 0 10200 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 3270 61478 SH DFND 1,2,3 0 61478 0 SPDR GOLD TRUST GOLD SHS SHS 78463V107 26430 224000 SH DFND 1,2,3 0 224000 0 SCIENCE APPLICATNS INTL CP N COM COM 808625107 757 10900 SH DFND 1,2,3 0 10900 0 STAPLES INC COM COM 855030102 4319 428878 SH DFND 1,2,3 0 428878 0 STATE STR CORP COM COM 857477103 1880 20950 SH DFND 1,2,3 0 20950 0 STONERIDGE INC COM COM 86183P102 559 36271 SH DFND 1,2,3 0 36271 0 SUPERIOR ENERGY SVCS INC COM COM 868157108 893 85660 SH DFND 1,2,3 0 85660 0 SYNOVUS FINL CORP COM NEW COM 87161C501 1058 23923 SH DFND 1,2,3 0 23923 0 TCF FINL CORP COM COM 872275102 806 50542 SH DFND 1,2,3 0 50542 0 TEREX CORP NEW COM COM 880779103 3914 104371 SH DFND 1,2,3 0 104371 0 TRAVELERS COMPANIES INC COM COM 89417E109 5441 43000 SH DFND 1,2,3 0 43000 0 TRIMAS CORP COM NEW COM NEW 896215209 1450 69529 SH DFND 1,2,3 0 69529 0 TRIPLE-S MGMT CORP CL B CL B 896749108 1005 59447 SH DFND 1,2,3 0 59447 0 TUPPERWARE BRANDS CORP COM COM 899896104 815 11600 SH DFND 1,2,3 0 11600 0 UFP TECHNOLOGIES INC COM COM 902673102 244 8631 SH DFND 1,2,3 0 8631 0 UNITED CONTL HLDGS INC COM COM 910047109 5553 73800 SH DFND 1,2,3 0 73800 0 UNIVERSAL CORP VA COM COM 913456109 727 11240 SH DFND 1,2,3 0 11240 0 VIRTUS INVT PARTNERS INC COM COM 92828Q109 1563 14087 SH DFND 1,2,3 0 14087 0 VOYA FINL INC COM COM 929089100 2719 73700 SH DFND 1,2,3 0 73700 0 WSFS FINL CORP COM COM 929328102 391 8631 SH DFND 1,2,3 0 8631 0 WAL-MART STORES INC COM COM 931142103 1913 25275 SH DFND 1,2,3 0 25275 0 WEBSTER FINL CORP CONN COM COM 947890109 1200 22979 SH DFND 1,2,3 0 22979 0 WHIRLPOOL CORP COM COM 963320106 5461 28500 SH DFND 1,2,3 0 28500 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 944 15576 SH DFND 1,2,3 0 15576 0 ASPEN INSURANCE HOLDINGS LTD SHS SHS G05384105 1485 29797 SH DFND 1,2,3 0 29797 0 AXIS CAPITAL HOLDINGS LTD SHS SHS G0692U109 1736 26853 SH DFND 1,2,3 0 26853 0 EATON CORP PLC SHS SHS G29183103 4202 53991 SH DFND 1,2,3 0 53991 0 OM ASSET MGMT PLC SHS SHS G67506108 427 28733 SH DFND 1,2,3 0 28733 0 GOLAR LNG LTD BERMUDA SHS SHS G9456A100 3510 157750 SH DFND 1,2,3 0 157750 0 LYONDELLBASELL INDUSTRIES N SHS - A - SHS N53745100 3730 44200 SH DFND 1,2,3 0 44200 0 TEEKAY TANKERS LTD CL A CLA Y8565N102 625 332350 SH DFND 1,2,3 0 332350 0 CONMED CORP COM COM 207410101 280 5503 SH DFND 1,2,3 0 5503 0 ARRIS INTL INC SHS HS G0551A103 480 17116 SH DFND 1,2,3 0 17116 0 WILLIAMS COS INC DEL COM COM 969457100 517 17070 SH DFND 1,2,3 0 17070 0 VORNADO RLTY TR SH BEN INT SH BEN INT 929042109 2867 30535 SH DFND 1,2,3 0 30535 0 HESS CORP COM COM 42809H107 4614 105176 SH DFND 1,2,3 0 105176 0 EOG RES INC COM COM 26875P101 3440 38000 SH DFND 1,2,3 0 38000 0 MURPHY OIL CORP COM COM 626717102 2453 95712 SH DFND 1,2,3 0 95712 0 SCANSOURCE INC COM COM 806037107 1372 34035 SH DFND 1,2,3 0 34035 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1514 57604 SH DFND 1,2,3 0 57604 0 ANIXTER INTL INC COM COM 035290105 1018 13019 SH DFND 1,2,3 0 13019 0 CENOVUS ENERGY INC COM COM 15135U109 1519 205929 SH DFND 1,2,3 0 205929 0 HALLIBURTON CO COM COM 406216101 661 15475 SH DFND 1,2,3 0 15475 0 COMTECH TELECOMMUNICATIONS C COM NEW COM 205826209 1531 80719 SH DFND 1,2,3 0 80719 0 MONSANTO CO NEW COM COM 61166W101 1688 14265 SH DFND 1,2,3 0 14265 0 TOLL BROTHERS INC COM ADR 889478103 1462 37000 SH DFND 1,2,3 0 37000 0 FIRST BANCORP N C COM COM 318910106 214 6839 SH DFND 1,2,3 0 6839 0 BANK OF NOVA SCOTIA NOTE 4.500% 12/1 064159HB5 20088 19105000 PRN DFND 1,2,3 0 19105000 0 WESCO AIRCRAFT HLDGS INC COM COM 950814103 459 42270 SH DFND 1,2,3 0 42270 0 HOPE BANCORP INC COM COM 43940T109 1181 63331 SH DFND 1,2,3 0 63331 0 CAPITAL ONE FINL CORP COM COM 14040H105 2630 31827 SH DFND 1,2,3 0 31827 0 DELL TECHNOLOGIES INC COM CL V CL V 24703L103 1944 31815 SH DFND 1,2,3 0 31815 0 CATERPILLAR INC DEL COM COM 149123101 989 9205 SH DFND 1,2,3 0 9205 0 TORONTO DOMINION BK ONT NOTE 3.625% 9/1 891160MJ9 9906 10000000 PRN DFND 1,2,3 0 10000000 0 CIGNA CORPORATION COM COM 125509109 1706 10189 SH DFND 1,2,3 0 10189 0 COGNIZANT TECHNOLOGY SOLUTIO CL A CLA 192446102 2922 44010 SH DFND 1,2,3 0 44010 0 CABOT OIL & GAS CORP COM COM 127097103 2508 100000 SH DFND 1,2,3 0 100000 0 VIRTUSA CORP COM COM 92827P102 446 15183 SH DFND 1,2,3 0 15183 0 HOEGH LNG PARTNERS LP COM UNIT LTD COM Y3262R100 539 28143 SH DFND 1,2,3 0 28143 0 PLY GEM HLDGS INC COM COM 72941W100 403 22467 SH DFND 1,2,3 0 22467 0 ENBRIDGE INC NOTE 6.000% 1/1 29250NAN5 15721 15000000 PRN DFND 1,2,3 0 15000000 0 VCA INC COM COM 918194101 378 4100 SH DFND 1,2,3 0 4100 0 VERIFONE SYS INC COM COM 92342Y109 1104 60993 SH DFND 1,2,3 0 60993 0 MYLAN N V SHS EURO SHS N59465109 2096 53986 SH DFND 1,2,3 0 53986 0 ATHENE HLDG LTD CL A CL A G0684D107 2481 50000 SH DFND 1,2,3 0 50000 0 HILTON WORLDWIDE HLDGS INC COM COM 43300A203 1861 30092 SH DFND 1,2,3 0 30092 0 MCKESSON CORP COM COM 58155Q103 2360 14344 SH DFND 1,2,3 0 14344 0 JELD-WEN HLDG INC COM COM 47580P103 1222 37656 SH DFND 1,2,3 0 37656 0 FUELCELL ENERGY INC COM NEW COM NEW 35952H502 257 207156 SH DFND 1,2,3 0 207156 0 FOREST CITY RLTY TR INC COM CL A CL A 345605109 1644 68000 SH DFND 1,2,3 0 68000 0 ISHARES U S ETF TR SHT MAT BD ETF BD ETF 46431W507 5027 100000 SH DFND 1,2,3 0 100000 0 ALPHABET INC CAP STK CL C CL C 02079K107 3453 3800 SH DFND 1,2,3 0 3800 0 WPX ENERGY INC COM COM 98212B103 1802 186500 SH DFND 1,2,3 0 186500 0 GIBRALTAR INDS INC COM COM 374689107 752 21089 SH DFND 1,2,3 0 21089 0 NXP SEMICONDUCTORS N V COM COM N6596X109 2777 25375 SH DFND 1,2,3 0 25375 0 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 945 14808 SH DFND 1,2,3 0 14808 0 TECK RESOURCES LTD CL B CL B 878742204 1379 79565 SH DFND 1,2,3 0 79565 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 0 78949 SH DFND 1,2,3 0 78949 0 UNITED RENTALS INC COM COM 911363109 3043 27000 SH DFND 1,2,3 0 27000 0 ELECTRUM SPL ACQUISITION COR SHS SHS G3105C104 797 78949 SH DFND 1,2,3 0 78949 0