Senior Vice President

0000021175-15-000071.txt : 20150515 0000021175-15-000071.hdr.sgml : 20150515 20150515131033 ACCESSION NUMBER: 0000021175-15-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 15867433 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 03-31-2015 03-31-2015 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President 312-822-5653 Lawrence J. Boysen Chicago IL 05-15-2015 3 193 429140 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q1form13fhrinformation1.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 259 28050 SH DFND 1,2,3 0 28050 0 ABBOTT LABORATORIES COM 002824100 1783 38475 SH DFND 1,2,3 0 38475 0 ACTUANT CORP-CL A CL A 00508X203 1455 61300 SH DFND 1,2,3 0 61300 0 AETNA INC COM 00817Y108 6605 62000 SH DFND 1,2,3 0 62000 0 AMERICAN AIRLINES GROUP INC COM 02376R102 5278 100000 SH DFND 1,2,3 0 100000 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 757 26000 SH DFND 1,2,3 0 26000 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 2663 48600 SH DFND 1,2,3 0 48600 0 ANADARKO PETROLEUM CORP COM 032511107 6211 75000 SH DFND 1,2,3 0 75000 0 ANTERO RESOURCES CORP COM 03674X106 1060 30000 SH DFND 1,2,3 0 30000 0 APACHE CORP COM 037411105 4796 79500 SH DFND 1,2,3 0 79500 0 ARGAN INC COM 04010E109 266 7351 SH DFND 1,2,3 0 7351 0 ARRIS CORP COM 04270V106 731 25300 SH DFND 1,2,3 0 25300 0 ASSOCIATED BANC-CORP COM 045487105 1420 76325 SH DFND 1,2,3 0 76325 0 ASSURANT INC COM 04621X108 4913 80000 SH DFND 1,2,3 0 80000 0 AVNET INC COM 053807103 3608 81075 SH DFND 1,2,3 0 81075 0 BP PLC-SPONS ADR SPONSORED ADR 055622104 3601 92082 SH DFND 1,2,3 0 92082 0 BAKER HUGHES INC COM 057224107 1307 20550 SH DFND 1,2,3 0 20550 0 BANK OF AMERICA CORP COM 060505104 2741 178100 SH DFND 1,2,3 0 178100 0 BARRICK GOLD CORP COM 067901108 4742 432679 SH DFND 1,2,3 0 432679 0 BBCN BANCORP INC COM 073295107 1284 88725 SH DFND 1,2,3 0 88725 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 650 83558 SH DFND 1,2,3 0 83558 0 BRADY CORPORATION - CL A CL A 104674106 1407 49725 SH DFND 1,2,3 0 49725 0 CIGNA CORP COM 125509109 3909 30200 SH DFND 1,2,3 0 30200 0 CNO FINANCIAL GROUP COM 12621E103 1700 98723 SH DFND 1,2,3 0 98723 0 CVR PARTNERS LP COM 126633106 3470 263900 SH DFND 1,2,3 0 263900 0 CALLAWAY GOLF COMPANY COM 131193104 249 26177 SH DFND 1,2,3 0 26177 0 CARPENTER TECHNOLOGY COM 144285103 980 25200 SH DFND 1,2,3 0 25200 0 CASH AMERICA INTL INC COM 14754D100 247 10600 SH DFND 1,2,3 0 10600 0 CASTLE (A.M.) & CO COM 148411101 175 48000 SH DFND 1,2,3 0 48000 0 CISCO SYSTEMS INC COM 17275R102 1927 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM 172967424 8355 162161 SH DFND 1,2,3 0 162161 0 COCA COLA CO COMMON STOCK COM 191216100 1515 37350 SH DFND 1,2,3 0 37350 0 COLUMBUS MCKINNON CORP/NY COM 199333105 1159 43018 SH DFND 1,2,3 0 43018 0 COMCAST CORP CL A SPL CL A 20030N200 5607 100000 SH DFND 1,2,3 0 100000 0 CON-WAY INC COM 205944101 784 17775 SH DFND 1,2,3 0 17775 0 COVANTA HOLDING CORP COM 22282E102 6560 292469 SH DFND 1,2,3 0 292469 0 CRAY INC COM NEW 225223304 1249 44484 SH DFND 1,2,3 0 44484 0 DANA HOLDING CORP COM 235825205 1281 60549 SH DFND 1,2,3 0 60549 0 DELTA AIR LINES INC COM NEW 247361702 6262 139280 SH DFND 1,2,3 0 139280 0 DEVON ENERGY CORP COM 25179M103 3588 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 474 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM 254543101 1368 47900 SH DFND 1,2,3 0 47900 0 DOW CHEMICAL CORP COMMON STOCK COM 260543103 1204 25095 SH DFND 1,2,3 0 25095 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 7742 215000 SH DFND 1,2,3 0 215000 0 EZCORP INC-CL A CL A 302301106 375 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM 30231G102 2250 26475 SH DFND 1,2,3 0 26475 0 FEDEX CORPORATION COM 31428X106 4136 25000 SH DFND 1,2,3 0 25000 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 583 2245 SH DFND 1,2,3 0 2245 0 FIRST HORIZON NATIONAL CORP COM 320517105 612 42800 SH DFND 1,2,3 0 42800 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 1243 71550 SH DFND 1,2,3 0 71550 0 FOREST CITY ENTERPRISES-CL A CL A 345550107 5260 206132 SH DFND 1,2,3 0 206132 0 GENERAL MOTORS CO COM 37045V100 3829 102115 SH DFND 1,2,3 0 102115 0 GENERAL MOTORS-CW16 WARRANT 37045V118 1514 54576 SH DFND 1,2,3 0 54576 0 GOLDMAN SACHS GROUP INC COM 38141G104 5324 28325 SH DFND 1,2,3 0 28325 0 GOOGLE INC-CL A CL A 38259P508 519 935 SH DFND 1,2,3 0 935 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 848 37100 SH DFND 1,2,3 0 37100 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 965 27600 SH DFND 1,2,3 0 27600 0 GREAT PLAINS ENERGY INC COM 391164100 488 18300 SH DFND 1,2,3 0 18300 0 GRIFFON CORPORATION COM 398433102 823 47219 SH DFND 1,2,3 0 47219 0 HARSCO CORP COM 415864107 511 29600 SH DFND 1,2,3 0 29600 0 HEALTH INSURANCE INNOVATIO-A COM CL A 42225K106 90 11559 SH DFND 1,2,3 0 11559 0 HEWLETT-PACKARED CO COMMON STOCK COM 428236103 4165 133655 SH DFND 1,2,3 0 133655 0 ICONIX BRAND GROUP INC COM 451055107 431 12800 SH DFND 1,2,3 0 12800 0 INSIGHT ENTERPRISES INC COM 45765U103 1517 53193 SH DFND 1,2,3 0 53193 0 INORG CHEM NEC COM 45768S105 1078 23228 SH DFND 1,2,3 0 23228 0 INTERPUBLIC GROUP COS COM 460690100 1421 64225 SH DFND 1,2,3 0 64225 0 JPMORGAN CHASE & COMPANY COM 46625H100 9278 153150 SH DFND 1,2,3 0 153150 0 JIVE SOFTWARE INC COM 47760A108 516 100553 SH DFND 1,2,3 0 100553 0 KAISER ALUMINUM CORP COM 483007704 569 7400 SH DFND 1,2,3 0 7400 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 236 7200 SH DFND 1,2,3 0 7200 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 211 38200 SH DFND 1,2,3 0 38200 0 LENNAR CORP - B SHS CL B 526057302 519 12634 SH DFND 1,2,3 0 12634 0 LEXMARK INTL GROUP INC-CL A CL A 529771107 415 9800 SH DFND 1,2,3 0 9800 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 8044 140000 SH DFND 1,2,3 0 140000 0 MASONITE INTERNATIONAL CORP COM 575385109 1574 23400 SH DFND 1,2,3 0 23400 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 1069 20750 SH DFND 1,2,3 0 20750 0 MERCER INTERNATIONAL INC COM 588056101 249 16205 SH DFND 1,2,3 0 16205 0 METLIFE INC COM 59156R108 4055 80225 SH DFND 1,2,3 0 80225 0 MICROSOFT CORP COM 594918104 8818 216901 SH DFND 1,2,3 0 216901 0 HERMAN MILLER INC COM 600544100 462 16625 SH DFND 1,2,3 0 16625 0 MILLER INDUSTRIES INC/TENN COM 600551204 281 11473 SH DFND 1,2,3 0 11473 0 MONSTER WORLDWIDE INC COM 611742107 542 85550 SH DFND 1,2,3 0 85550 0 MORGAN STANLEY COM 617446448 2223 62300 SH DFND 1,2,3 0 62300 0 MUELLER WATER PRODUCTS INC-A COM 624758108 751 76200 SH DFND 1,2,3 0 76200 0 NRG ENERGY INC COM NEW 629377508 868 34446 SH DFND 1,2,3 0 34446 0 NATL PENN BCSHS INC COM 637138108 1268 117750 SH DFND 1,2,3 0 117750 0 NELNET INC-CL A CL A 64031N108 251 5300 SH DFND 1,2,3 0 5300 0 NEWS CORP - CLASS A CL A 65249B109 3043 190045 SH DFND 1,2,3 0 190045 0 NEWS CORP - CLASS B CL B 65249B208 1650 103975 SH DFND 1,2,3 0 103975 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 860 290393 SH DFND 1,2,3 0 290393 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 1616 100000 SH DFND 1,2,3 0 100000 0 OCCIDENTAL PETROLEUM COM 674599105 5810 79586 SH DFND 1,2,3 0 79586 0 OMNICOM GROUP COM 681919106 2104 26975 SH DFND 1,2,3 0 26975 0 ON SEMICONDUCTOR CORPORATION COM 682189105 4028 332625 SH DFND 1,2,3 0 332625 0 ORACLE CORP COM 68389X105 9848 228225 SH DFND 1,2,3 0 228225 0 OWENS CORNING COM 690742101 1973 45450 SH DFND 1,2,3 0 45450 0 PHH CORP COM 693320202 1050 43425 SH DFND 1,2,3 0 43425 0 PNC FINANCIAL SERVICES GROUP COM 693475105 2365 25369 SH DFND 1,2,3 0 25369 0 PARK STERLING CORP COM 70086Y105 632 88966 SH DFND 1,2,3 0 88966 0 PARKER HANNIFIN CORP COM 701094104 1606 13525 SH DFND 1,2,3 0 13525 0 PFIZER INC COMMON STOCK COM 717081103 8680 249486 SH DFND 1,2,3 0 249486 0 PIONEER NATURAL RESOURCES CO COM 723787107 4742 29000 SH DFND 1,2,3 0 29000 0 PORTLAND GENERAL ELECTRIC COM 736508847 378 10200 SH DFND 1,2,3 0 10200 0 PRIMERICA INC COM 74164M108 480 9431 SH DFND 1,2,3 0 9431 0 PULTE CORP COM 745867101 3779 170000 SH DFND 1,2,3 0 170000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 2145 136800 SH DFND 1,2,3 0 136800 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 2721 29200 SH DFND 1,2,3 0 29200 0 RENT-A-CENTER INC COM 76009N100 1037 37800 SH DFND 1,2,3 0 37800 0 RENTECH NITROGEN PARTNERS LP COM 760113100 4704 312350 SH DFND 1,2,3 0 312350 0 ROYAL DUTCH SHELL PLC-ADR SPONSORED ADR 780259206 2222 37257 SH DFND 1,2,3 0 37257 0 SPDR GOLD TRUST SHS 78463V107 28415 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC-A CL A 806882106 685 43175 SH DFND 1,2,3 0 43175 0 SCIENCE APPLICATIONS INTE COM 808625107 508 9900 SH DFND 1,2,3 0 9900 0 STAPLES INC COM 855030102 3115 191298 SH DFND 1,2,3 0 191298 0 STATE STREET CORP COM 857477103 2127 28925 SH DFND 1,2,3 0 28925 0 STONERIDGE INC COM 86183P102 1211 107275 SH DFND 1,2,3 0 107275 0 SUPERIOR ENERGY SERVICES INC COM 868157108 2659 119025 SH DFND 1,2,3 0 119025 0 TCF FINANCIAL CORP COM 872275102 1210 77000 SH DFND 1,2,3 0 77000 0 TENET HEALTHCARE CORP COM NEW 88033G407 244 4925 SH DFND 1,2,3 0 4925 0 TEREX CORP COM 880779103 2885 108500 SH DFND 1,2,3 0 108500 0 TEVA PHARMACEUTICAL-SP ADR COM 881624209 792 12710 SH DFND 1,2,3 0 12710 0 TETRA TECH INC COM 88162G103 1280 53275 SH DFND 1,2,3 0 53275 0 TITAN MACHINERY INC COM 88830R101 222 16623 SH DFND 1,2,3 0 16623 0 TRAVELERS COS INC/THE COM 89417E109 6899 63800 SH DFND 1,2,3 0 63800 0 TUPPERWARE CORP COM 899896104 690 10000 SH DFND 1,2,3 0 10000 0 TUTOR PERINI CORP COM 901109108 698 29900 SH DFND 1,2,3 0 29900 0 UFP TECHNOLOGIES INC COM 902673102 277 12143 SH DFND 1,2,3 0 12143 0 UAL CORP COM 910047109 5380 80000 SH DFND 1,2,3 0 80000 0 UNITED STATIONERS INC COM 913004107 1421 34675 SH DFND 1,2,3 0 34675 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 564 4310 SH DFND 1,2,3 0 4310 0 WSFS FINANCIAL CORP COM 929328102 476 6300 SH DFND 1,2,3 0 6300 0 WALTER INDUSTRIES INC COM 93317Q105 77 123419 SH DFND 1,2,3 0 123419 0 WEBSTER FINANCIAL CORP COM 947890109 1416 38225 SH DFND 1,2,3 0 38225 0 WELLCARE GROUP INC COM 94946T106 755 8260 SH DFND 1,2,3 0 8260 0 ARGO GROUP INTERNATIONAL COM G0464B107 960 19140 SH DFND 1,2,3 0 19140 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 773 16375 SH DFND 1,2,3 0 16375 0 EATON CORP PLC SHS G29183103 5122 75396 SH DFND 1,2,3 0 75396 0 PARTNERRE LTD COM G6852T105 923 8075 SH DFND 1,2,3 0 8075 0 OCEAN RIG UDW INC SHS Y64354205 657 99744 SH DFND 1,2,3 0 99744 0 MOELIS & CO CL A 60786M105 6576 218337 SH DFND 1,2,3 0 218337 0 KBR INC COM 48242W106 935 64600 SH DFND 1,2,3 0 64600 0 VOYA FINANCIAL INC COM 929089100 2016 46775 SH DFND 1,2,3 0 46775 0 GOOGLE INC-CL C CL C 38259P706 512 935 SH DFND 1,2,3 0 935 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2015 92925 SH DFND 1,2,3 0 92925 0 PINNACLE FOODS INC COM 72348P104 861 21110 SH DFND 1,2,3 0 21110 0 TECK COMINCO LTD-CL B CL B 878742204 1338 97435 SH DFND 1,2,3 0 97435 0 DR HORTON INC COM 23331A109 3218 113000 SH DFND 1,2,3 0 113000 0 SANDISK CORP COM 80004C101 4447 69900 SH DFND 1,2,3 0 69900 0 GIBRALTAR INDUSTRIES INC COM 374689107 1312 79952 SH DFND 1,2,3 0 79952 0 SYMETRA FINANCIAL CORP COM 87151Q106 757 32275 SH DFND 1,2,3 0 32275 0 SYNOVUS FINANCIAL CORP COM 87161C501 1419 50646 SH DFND 1,2,3 0 50646 0 TECH DATA CORP COM 878237106 1460 25275 SH DFND 1,2,3 0 25275 0 ENDURANCE SPECIALTY HOLDINGS SHS G30397106 1212 19825 SH DFND 1,2,3 0 19825 0 INTEL CORP COM 458140100 1535 49075 SH DFND 1,2,3 0 49075 0 ENERGY XXI LTD SHS G10082140 181 49600 SH DFND 1,2,3 0 49600 0 NORDIC AMERICAN TANKERS LTD COM G65773106 912 76600 SH DFND 1,2,3 0 76600 0 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 380 4565 SH DFND 1,2,3 0 4565 0 INTERNATIONAL PAPER CO. COM 460146103 1319 23770 SH DFND 1,2,3 0 23770 0 GENERAL CABLE CORP COM 369300108 1587 92125 SH DFND 1,2,3 0 92125 0 OWENS & MINOR INC COM 690732102 1532 45275 SH DFND 1,2,3 0 45275 0 TRIMAS CORP COM NEW 896215209 969 31475 SH DFND 1,2,3 0 31475 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 3624 65000 SH DFND 1,2,3 0 65000 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 3787 115000 SH DFND 1,2,3 0 115000 0 MARKWEST ENERGY PARTNERS LP UNIT LTD PARTN 570759100 4263 64500 SH DFND 1,2,3 0 64500 0 PLAINS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 3560 73000 SH DFND 1,2,3 0 73000 0 ENOVA INTERNATIONAL INC-W/I COM 29357K103 273 13872 SH DFND 1,2,3 0 13872 0 WILLIAM LYON HOMES-CL A CL A NEW 552074700 483 18700 SH DFND 1,2,3 0 18700 0 OM ASSET MANAGEMENT PLC SHS G67506108 265 14200 SH DFND 1,2,3 0 14200 0 TEEKAY TANKERS LTD-CLASS A CL A Y8565N102 504 87800 SH DFND 1,2,3 0 87800 0 NEW SENIOR INVESTMENT GR-W/I COM 648691103 3616 217412 SH DFND 1,2,3 0 217412 0 TRIBUNE MEDIA CO - A CL A 896047503 1323 21755 SH DFND 1,2,3 0 21755 0 GOLAR LNG LTD SHS G9456A100 1908 57318 SH DFND 1,2,3 0 57318 0 APOLLO GLOBAL MANAGEMENT - A CLA SHS 037612306 1022 47300 SH DFND 1,2,3 0 47300 0 LENNAR CORP CL A 526057104 1554 30000 SH DFND 1,2,3 0 30000 0 CUBIC CORP COM 229669106 647 12500 SH DFND 1,2,3 0 12500 0 AECOM COM 00766T100 1749 56752 SH DFND 1,2,3 0 56752 0 BAXTER INTL COM 071813109 2278 33250 SH DFND 1,2,3 0 33250 0 FORD MOTOR COMPANY COM 345370860 2267 140475 SH DFND 1,2,3 0 140475 0 FRANKLIN RESOURCES INC COM 354613101 1736 33825 SH DFND 1,2,3 0 33825 0 LAMAR ADVERTISING CO CL A 512816109 2728 46025 SH DFND 1,2,3 0 46025 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2283 44253 SH DFND 1,2,3 0 44253 0 UBS GROUP AG SHS H42097107 2089 111275 SH DFND 1,2,3 0 111275 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 797 14820 SH DFND 1,2,3 0 14820 0 BROOKDALE SENIOR LIVING INC COM 112463104 1271 33655 SH DFND 1,2,3 0 33655 0 CEMPRA INC COM 15130J109 950 27677 SH DFND 1,2,3 0 27677 0 FUELCELL ENERGY INC COM 35952H106 386 308610 SH DFND 1,2,3 0 308610 0 MAXWELL TECHNOLOGIES INC COM 577767106 293 36379 SH DFND 1,2,3 0 36379 0 AERCAP HOLDINGS NV SHS N00985106 2183 50000 SH DFND 1,2,3 0 50000 0 LYONDELLBASELL INDU-CL A SHS N53745100 4829 55000 SH DFND 1,2,3 0 55000 0 GENWORTH FINANCIAL INC-CL A CL A 37247D106 458 62650 SH DFND 1,2,3 0 62650 0 KEY ENERGY SERVICES INC COM 492914106 73 40150 SH DFND 1,2,3 0 40150 0 STANCORP FINANCIAL GROUP COM 852891100 256 3725 SH DFND 1,2,3 0 3725 0 STANLEY BLACK & DECKER INC COM 854502101 1755 18400 SH DFND 1,2,3 0 18400 0