Senior Vice President and Corporate Controller

0000021175-13-000037.txt : 20130814 0000021175-13-000037.hdr.sgml : 20130814 20130814125142 ACCESSION NUMBER: 0000021175-13-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 131036440 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2013 06-30-2013 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 /s/ Lawrence J. Boysen Chicago IL 08-14-2013 3 179 469354 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q213form13fhrinformation.xml INFORMATION TABLE ABBOTT LABORATORIES COM 002824100 967 27725 SH DFND 1,2,3 0 27725 0 ACTUANT CORP-CL A CL A 00508X203 1522 46175 SH DFND 1,2,3 0 46175 0 AEROPOSTALE INC COM 007865108 1294 93750 SH DFND 1,2,3 0 93750 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 771 29305 SH DFND 1,2,3 0 29305 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 1459 92925 SH DFND 1,2,3 0 92925 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 2892 64700 SH DFND 1,2,3 0 64700 0 AMERICAN REPROGRAPHICS CO COM 00191G103 522 130375 SH DFND 1,2,3 0 130375 0 ANADARKO PETROLEUM CORP COM 032511107 13190 153496 SH DFND 1,2,3 0 153496 0 ANIXTER INTERNATIONAL INC COM 035290105 1075 14175 SH DFND 1,2,3 0 14175 0 APACHE CORP COM 037411105 5449 65000 SH DFND 1,2,3 0 65000 0 APPLE COMPUTER INC COM 037833100 981 2475 SH DFND 1,2,3 0 2475 0 ARGAN INC COM 04010E109 262 16777 SH DFND 1,2,3 0 16777 0 ARGO GROUP INTERNATIONAL COM G0464B107 1784 42075 SH DFND 1,2,3 0 42075 0 ARRIS CORP COM 04270V106 428 29800 SH DFND 1,2,3 0 29800 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1406 37900 SH DFND 1,2,3 0 37900 0 ASSURANT INC COM 04621X108 7524 147800 SH DFND 1,2,3 0 147800 0 AVNET INC COM 053807103 3294 98050 SH DFND 1,2,3 0 98050 0 BABCOCK & WILCOX CO/THE COM 05615F102 844 28121 SH DFND 1,2,3 0 28121 0 BAKER HUGHES INC COM 057224107 2657 57600 SH DFND 1,2,3 0 57600 0 BANCORPSOUTH INC COM 059692103 1432 80905 SH DFND 1,2,3 0 80905 0 BANK OF AMERICA CORP COM 060505104 1878 146050 SH DFND 1,2,3 0 146050 0 BANK OF NEW YORK COM 064058100 1880 67012 SH DFND 1,2,3 0 67012 0 BARNES & NOBLE INC COM 067774109 1198 75041 SH DFND 1,2,3 0 75041 0 BARRICK GOLD CORP COM 067901108 2412 153241 SH DFND 1,2,3 0 153241 0 BBCN BANCORP INC COM 073295107 1451 102050 SH DFND 1,2,3 0 102050 0 BECTON DICKINSON & CO COM 075887109 1742 17625 SH DFND 1,2,3 0 17625 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 2766 315410 SH DFND 1,2,3 0 315410 0 BOEING COMPANY COM 097023105 3329 32500 SH DFND 1,2,3 0 32500 0 BP PLC-SPONS ADR SPONS 055622104 3601 86282 SH DFND 1,2,3 0 86282 0 BRADY CORPORATION - CL A CL A 104674106 1457 47425 SH DFND 1,2,3 0 47425 0 CABOT OIL & GAS CORP -CL A COM 127097103 2237 31500 SH DFND 1,2,3 0 31500 0 CAL DIVE INTERNATIONAL INC COM 12802T101 461 245100 SH DFND 1,2,3 0 245100 0 CALLAWAY GOLF COMPANY COM 131193104 266 40500 SH DFND 1,2,3 0 40500 0 CANADIAN NATURAL RESOURCES COM 136385101 565 20000 SH DFND 1,2,3 0 20000 0 CAPITAL LEASE FUNDING INC COM 140288101 1300 154081 SH DFND 1,2,3 0 154081 0 CAPITAL PRODUCT PARTNERS LP COM UNIT Y11082107 2320 250000 SH DFND 1,2,3 0 250000 0 CARPENTER TECHNOLOGY COM 144285103 699 15500 SH DFND 1,2,3 0 15500 0 CASH AMERICA INTL INC COM 14754D100 291 6400 SH DFND 1,2,3 0 6400 0 CASTLE (A.M.) & CO COM 148411101 619 39300 SH DFND 1,2,3 0 39300 0 CIRCOR INTERNATIONAL INC COM 17273K109 543 10675 SH DFND 1,2,3 0 10675 0 CITIGROUP INC COM 172967424 6117 127516 SH DFND 1,2,3 0 127516 0 COCA COLA CO COM 191216100 666 16600 SH DFND 1,2,3 0 16600 0 COMCAST CORP CL A SPL CL A 20030N200 9918 250000 SH DFND 1,2,3 0 250000 0 CONSECO INC COM 12621E103 1926 148600 SH DFND 1,2,3 0 148600 0 CON-WAY INC COM 205944101 1624 41675 SH DFND 1,2,3 0 41675 0 CRAY INC COM NEW 225223304 1982 100908 SH DFND 1,2,3 0 100908 0 CURTISS-WRIGHT CORP COM 231561101 1196 32275 SH DFND 1,2,3 0 32275 0 CVR PARTNERS LP COM 126633106 4546 200000 SH DFND 1,2,3 0 200000 0 CVR REFINING LP COMUNIT REP LT 12663P107 530 17640 SH DFND 1,2,3 0 17640 0 DANA HOLDING CORP COM 235825205 1162 60324 SH DFND 1,2,3 0 60324 0 DEERE & CO COM 244199105 4875 60000 SH DFND 1,2,3 0 60000 0 DELL COMPUTER CORP COM 24702R101 1941 145675 SH DFND 1,2,3 0 145675 0 DELPHI AUTOMOTIVE PLC SHS G27823106 2546 50225 SH DFND 1,2,3 0 50225 0 DELTA AIR LINES INC COM NEW 247361702 4241 226675 SH DFND 1,2,3 0 226675 0 DENBURY RESOURCES INC COM 247916208 2685 155000 SH DFND 1,2,3 0 155000 0 DEVON ENERGY CORP COM 25179M103 5812 112035 SH DFND 1,2,3 0 112035 0 DIAMONDROCK HOSPITALITY CO COM 252784301 986 105771 SH DFND 1,2,3 0 105771 0 DIODES INC COM 254543101 1693 65198 SH DFND 1,2,3 0 65198 0 EATON CORP PLC SHS G29183103 2942 44710 SH DFND 1,2,3 0 44710 0 EMC CORPORATION COM 268648102 1417 60000 SH DFND 1,2,3 0 60000 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 6708 220000 SH DFND 1,2,3 0 220000 0 ENDO HEALTH SOLUTIONS INC COM 29264F205 596 16200 SH DFND 1,2,3 0 16200 0 ENERGY TRANSFER EQUITY LP COM UNIT 29273V100 3589 60000 SH DFND 1,2,3 0 60000 0 ENGILITY HOLDINGS INC - W/I COM 29285W104 1156 40680 SH DFND 1,2,3 0 40680 0 ENSCO INTERNATIONAL INC SHS CL A G3157S106 3487 60000 SH DFND 1,2,3 0 60000 0 ENTERGY CORP COM 29364G103 1777 25500 SH DFND 1,2,3 0 25500 0 EXXON MOBIL CORP COM 30231G102 1613 17850 SH DFND 1,2,3 0 17850 0 EZCORP INC-CL A CL A 302301106 810 47900 SH DFND 1,2,3 0 47900 0 FEDEX CORPORATION COM 31428X106 8231 83500 SH DFND 1,2,3 0 83500 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 365 1900 SH DFND 1,2,3 0 1900 0 GENERAL MOTORS-CW16 WARRANT 37045V118 1310 54576 SH DFND 1,2,3 0 54576 0 GENTIVA HEALTH SERVICES COM 37247A102 383 38491 SH DFND 1,2,3 0 38491 0 GLOBAL CASH ACCESS INC COM 378967103 1088 173816 SH DFND 1,2,3 0 173816 0 GOLDMAN SACHS GROUP INC COM 38141G104 2280 15075 SH DFND 1,2,3 0 15075 0 GOOGLE INC-CL A CL A 38259P508 2927 3325 SH DFND 1,2,3 0 3325 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 444 17600 SH DFND 1,2,3 0 17600 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 1081 31300 SH DFND 1,2,3 0 31300 0 GREAT PLAINS ENERGY INC COM 391164100 467 20700 SH DFND 1,2,3 0 20700 0 GRIFFON CORPORATION COM 398433102 1012 89919 SH DFND 1,2,3 0 89919 0 HARSCO CORP COM 415864107 1586 68400 SH DFND 1,2,3 0 68400 0 HARTE-HANKS INC COM 416196103 1692 196750 SH DFND 1,2,3 0 196750 0 HERMAN MILLER INC COM 600544100 733 27075 SH DFND 1,2,3 0 27075 0 HESS CORP COM 42809H107 788 11850 SH DFND 1,2,3 0 11850 0 HEWLETT-PACKARD CO. COM 428236103 6818 274925 SH DFND 1,2,3 0 274925 0 HOSPITALITY PROPERTIES TRUST COM SHS 44106M102 2041 77675 SH DFND 1,2,3 0 77675 0 HUNTINGTON INGALLS INDUSTRIES COM 446413106 538 9525 SH DFND 1,2,3 0 9525 0 ICONIX BRAND GROUP INC COM 451055107 823 28000 SH DFND 1,2,3 0 28000 0 ING US INC COM 45685E106 1804 66675 SH DFND 1,2,3 0 66675 0 INGERSOLL RAND CO SHS G47791101 966 17405 SH DFND 1,2,3 0 17405 0 INGRAM MICRO INC-CL A CL A 457153104 1937 101975 SH DFND 1,2,3 0 101975 0 Inorg Chem Nec COM 45768S105 848 21098 SH DFND 1,2,3 0 21098 0 INSIGHT ENTERPRISES INC COM 45765U103 1046 58968 SH DFND 1,2,3 0 58968 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 14190 74250 SH DFND 1,2,3 0 74250 0 INVESCO LTD SHS G491BT108 2523 79350 SH DFND 1,2,3 0 79350 0 JAKKS PACIFIC INC COM 47012E106 721 64106 SH DFND 1,2,3 0 64106 0 JOHNSON & JOHNSON COM 478160104 4873 56750 SH DFND 1,2,3 0 56750 0 JONES APPAREL GROUP INC COM 48020T101 1469 106809 SH DFND 1,2,3 0 106809 0 JPMORGAN CHASE & COMPANY COM 46625H100 9036 171175 SH DFND 1,2,3 0 171175 0 KAISER ALUMINUM CORP COM 483007704 601 9700 SH DFND 1,2,3 0 9700 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 518 12900 SH DFND 1,2,3 0 12900 0 L-3 COMMUNICATIONS CORP COM 502424104 2092 24400 SH DFND 1,2,3 0 24400 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 1827 18250 SH DFND 1,2,3 0 18250 0 LEGG MASON INC COM 524901105 1972 63600 SH DFND 1,2,3 0 63600 0 LENNAR CORP - B SHS CL B 526057302 413 14580 SH DFND 1,2,3 0 14580 0 LEXMARK INTL GROUP INC-CL A CL A 529771107 584 19100 SH DFND 1,2,3 0 19100 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 7403 203000 SH DFND 1,2,3 0 203000 0 MARKWEST ENERGY PARTNERS LP UNIT LP 570759100 6685 100000 SH DFND 1,2,3 0 100000 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 1033 27400 SH DFND 1,2,3 0 27400 0 MEDTRONIC INC COM 585055106 2120 41190 SH DFND 1,2,3 0 41190 0 MERCK & CO. INC. COM 58933Y105 3180 68459 SH DFND 1,2,3 0 68459 0 METLIFE INC COM 59156R108 6560 143350 SH DFND 1,2,3 0 143350 0 MICROSOFT CORP COM 594918104 18001 521095 SH DFND 1,2,3 0 521095 0 MILLER INDUSTRIES INC/TENN COM 600551204 250 16262 SH DFND 1,2,3 0 16262 0 MONSTER WORLDWIDE INC COM 611742107 789 160675 SH DFND 1,2,3 0 160675 0 MORGAN ST DEAN WITTER DISCOV COM 617446448 2026 82950 SH DFND 1,2,3 0 82950 0 MUELLER WATER PRODUCTS INC-A COM 624758108 1561 225975 SH DFND 1,2,3 0 225975 0 NATL PENN BCSHS INC COM 637138108 1285 126475 SH DFND 1,2,3 0 126475 0 NELNET INC-CL A CL A 64031N108 310 8600 SH DFND 1,2,3 0 8600 0 NORTHROP GRUMMAN CORP COM 666807102 1801 21750 SH DFND 1,2,3 0 21750 0 NRG ENERGY INC COM NEW 629377508 920 34446 SH DFND 1,2,3 0 34446 0 NV ENERGY INC COM 67073Y106 636 27100 SH DFND 1,2,3 0 27100 0 OCCIDENTAL PETROLEUM COM 674599105 9806 109900 SH DFND 1,2,3 0 109900 0 OCEAN RIG UDW INC SHS Y64354205 257 13744 SH DFND 1,2,3 0 13744 0 OMNICOM GROUP COM 681919106 2057 32725 SH DFND 1,2,3 0 32725 0 ORACLE CORP COM 68389X105 13589 442505 SH DFND 1,2,3 0 442505 0 OWENS CORNING COM 690742101 2189 56025 SH DFND 1,2,3 0 56025 0 P G & E CORPORATION COM 69331C108 5633 123183 SH DFND 1,2,3 0 123183 0 PACIFIC ETHANOL INC COM 69423U305 199 50000 SH DFND 1,2,3 0 50000 0 PARK STERLING CORP COM 70086Y105 543 91866 SH DFND 1,2,3 0 91866 0 PARKER HANNIFIN CORP COM 701094104 1825 19125 SH DFND 1,2,3 0 19125 0 PARTNERRE LTD COM G6852T105 2115 23350 SH DFND 1,2,3 0 23350 0 PBF ENERGY INC CL A 69318G106 2411 93100 SH DFND 1,2,3 0 93100 0 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 3604 272000 SH DFND 1,2,3 0 272000 0 PFIZER INC COM 717081103 10873 388191 SH DFND 1,2,3 0 388191 0 PHH CORP COM 693320202 980 48100 SH DFND 1,2,3 0 48100 0 PHOTOMEDEX INC COM 719358301 1670 104770 SH DFND 1,2,3 0 104770 0 PIONEER NATURAL RESOURCES CO COM 723787107 5790 40000 SH DFND 1,2,3 0 40000 0 PNC FINANCIAL CORP COM 693475105 2380 32644 SH DFND 1,2,3 0 32644 0 PRIMERICA INC COM 74164M108 1147 30631 SH DFND 1,2,3 0 30631 0 PROTECTIVE LIFE CORP COM 743674103 763 19860 SH DFND 1,2,3 0 19860 0 RENT-A-CENTER INC COM 76009N100 2575 68575 SH DFND 1,2,3 0 68575 0 RENTECH NITROGEN PARTNERS LP COM 760113100 6762 229848 SH DFND 1,2,3 0 229848 0 ROWAN COS INC SHS CL A G7665A101 2555 75000 SH DFND 1,2,3 0 75000 0 ROYAL DUTCH SHELL PLC-ADR SPONS 780259206 2698 42285 SH DFND 1,2,3 0 42285 0 SKECHERS USA INC-CL A CL A 830566105 911 37942 SH DFND 1,2,3 0 37942 0 SPDR GOLD TRUST SHS 78463V107 29778 250000 SH DFND 1,2,3 0 250000 0 SPRINT CORP COM 852061100 915 130278 SH DFND 1,2,3 0 130278 0 STAPLES INC COM 855030102 5627 354567 SH DFND 1,2,3 0 354567 0 STATE STREET CORP COM 857477103 1916 29375 SH DFND 1,2,3 0 29375 0 SUPERIOR ENERGY SERVICES INC COM 868157108 283 10900 SH DFND 1,2,3 0 10900 0 SYNOVUS FINANCIAL CORP COM 87161C105 467 160050 SH DFND 1,2,3 0 160050 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 2100 100000 SH DFND 1,2,3 0 100000 0 TCF FINANCIAL CORP COM 872275102 1527 107675 SH DFND 1,2,3 0 107675 0 TE CONNECTIVITY LTD. REG SHS H84989104 2508 55075 SH DFND 1,2,3 0 55075 0 TENET HEALTHCARE CORP COM NEW 88033G407 402 8725 SH DFND 1,2,3 0 8725 0 TEVA PHARMACEUTICAL-SP ADR COM 881624209 2214 56480 SH DFND 1,2,3 0 56480 0 THERMO FISHER SCIENTIFIC COM 883556102 462 5458 SH DFND 1,2,3 0 5458 0 TRAVELERS COS INC/THE COM 89417E109 11189 140000 SH DFND 1,2,3 0 140000 0 TUPPERWARE CORP COM 899896104 684 8800 SH DFND 1,2,3 0 8800 0 TUTOR PERINI CORP COM 901109108 1198 66250 SH DFND 1,2,3 0 66250 0 UAL CORP COM 910047109 1565 50000 SH DFND 1,2,3 0 50000 0 UFP TECHNOLOGIES INC COM 902673102 377 19243 SH DFND 1,2,3 0 19243 0 UNITED STATIONERS INC COM 913004107 784 23375 SH DFND 1,2,3 0 23375 0 UNUM CORP COM 91529Y106 1307 44500 SH DFND 1,2,3 0 44500 0 URANIUM ENERGY CORP COM 916896103 590 329700 SH DFND 1,2,3 0 329700 0 URS CORP COM 903236107 2328 49300 SH DFND 1,2,3 0 49300 0 VALASSIS COMMUNICATIONS INC COM 918866104 1918 78000 SH DFND 1,2,3 0 78000 0 VCA ANTECH INC COM 918194101 1317 50475 SH DFND 1,2,3 0 50475 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 1374 7795 SH DFND 1,2,3 0 7795 0 WALTER INDUSTRIES INC COM 93317Q105 1504 144600 SH DFND 1,2,3 0 144600 0 WEBSTER FINANCIAL CORP COM 947890109 1115 43400 SH DFND 1,2,3 0 43400 0 WELLCARE GROUP INC COM 94946T106 1578 28410 SH DFND 1,2,3 0 28410 0 WET SEAL INC/THE CLASS A CL A 961840105 289 61300 SH DFND 1,2,3 0 61300 0 WILEY (JOHN) & SONS-CLASS A CL A 968223206 433 10800 SH DFND 1,2,3 0 10800 0 WPX ENERGY INC-W/I COM 98212B103 5628 297175 SH DFND 1,2,3 0 297175 0 WSFS FINANCIAL CORP COM 929328102 791 15100 SH DFND 1,2,3 0 15100 0 XEROX CORP COM 984121103 4812 530535 SH DFND 1,2,3 0 530535 0 XL GROUP PLC SHS G98290102 461 15200 SH DFND 1,2,3 0 15200 0 ZOETIS INC CL A 98978V103 685 22185 SH DFND 1,2,3 0 22185 0