0001209191-21-027972.txt : 20210422 0001209191-21-027972.hdr.sgml : 20210422 20210422171136 ACCESSION NUMBER: 0001209191-21-027972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD STEVENSON E III CENTRAL INDEX KEY: 0001213247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07698 FILM NUMBER: 21845606 MAIL ADDRESS: STREET 1: C/O ACME UNITED CORP STREET 2: 60 ROUND HILL ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACME UNITED CORP CENTRAL INDEX KEY: 0000002098 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060236700 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WALLS DRIVE CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 203-254-6060 MAIL ADDRESS: STREET 1: 55 WALLS DRIVE CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: ACME SHEAR CO DATE OF NAME CHANGE: 19710713 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-20 0 0000002098 ACME UNITED CORP ACU 0001213247 WARD STEVENSON E III 1 WATERVIEW DRIVE SHELTON CT 06484 1 0 0 0 Common Stock 2021-04-20 4 M 0 4750 10.83 A 22950 D Common Stock 2021-04-20 4 M 0 5000 12.27 A 27950 D Common Stock 2021-04-20 4 M 0 5000 16.71 A 32950 D Common Stock 2021-04-20 4 M 0 5000 19.23 A 37950 D Common Stock 2021-04-20 4 M 0 5000 28.20 A 42950 D Common Stock 2021-04-20 4 M 0 5000 22.66 A 47950 D Common Stock 2021-04-20 4 M 0 4000 21.20 A 51950 D Common Stock 2021-04-20 4 M 0 5000 21.75 A 56950 D Common Stock 2021-04-20 4 S 0 5027 34.16 D 51923 D Common Stock 2021-04-20 4 S 0 6313 35.53 D 45610 D Common Stock 2021-04-20 4 S 0 4015 36.48 D 41595 D Common Stock 2021-04-20 4 S 0 5531 37.35 D 36064 D Common Stock 2021-04-20 4 S 0 3190 38.70 D 32874 D Employee Stock Option 10.83 2021-04-20 4 M 0 4750 10.83 D 2012-04-24 2016-04-23 Common Stock 4750 34000 D Employee Stock Option 12.27 2021-04-20 4 M 0 5000 12.27 D 2013-04-23 2023-04-22 Common Stock 5000 29000 D Employee Stock Option 16.71 2021-04-20 4 M 0 5000 16.71 D 2014-04-22 2024-04-21 Common Stock 5000 24000 D Employee Stock Option 19.23 2021-04-20 4 M 0 5000 19.23 D 2015-04-21 2025-04-20 Common Stock 5000 19000 D Employee Stock Option 28.20 2021-04-20 4 M 0 5000 28.20 D 2017-08-03 2027-08-02 Common Stock 5000 14000 D Employee Stock Option 22.66 2021-04-20 4 M 0 5000 22.66 D 2018-08-09 2028-08-08 Common Stock 5000 9000 D Employee Stock Option 21.20 2021-04-20 4 M 0 4000 21.20 D 2019-04-23 2029-04-22 Common Stock 4000 5000 D Employee Stock Option 21.75 2021-04-20 4 M 0 5000 21.75 D 2020-04-22 2030-04-21 Common Stock 5000 0 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.13 to $34.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $35.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.18 to $37.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.16 to $38.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.14 to $39.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Stevenson Ward 2021-04-22