-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0eMcmyMGaLdP3cOEo7c3skztqaYJ91XtjMa+cRn/a9T0Jj6IplAz8nEzP9AsV0K +2TpBpGg5ngwI3By5bkuEQ== 0000002070-99-000027.txt : 19990816 0000002070-99-000027.hdr.sgml : 19990816 ACCESSION NUMBER: 0000002070-99-000027 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990813 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACME ELECTRIC CORP CENTRAL INDEX KEY: 0000002070 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 160324980 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08277 FILM NUMBER: 99686775 BUSINESS ADDRESS: STREET 1: 400 QUAKER RD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 7166553800 MAIL ADDRESS: STREET 1: 400 QUAKER ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 COMPANY DATA: COMPANY CONFORMED NAME: GLEASON JOHN E CENTRAL INDEX KEY: 0001020330 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] OFFICER STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1218 FOUR MILE RD CITY: ALLEGANY STATE: NY ZIP: 14706 BUSINESS PHONE: 7163724549 MAIL ADDRESS: STREET 1: 1218 FOUR MILE RD CITY: ALLEGANY STATE: NY ZIP: 14706 5 1 FORM 5 FILING FOR JOHN E. GLEASON
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 5 Washington, D. C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ( ) Check here if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ( X ) Form 3 Holdings Reported ( X ) Form 4 Transactions Reported - ------------------------------------------------------------------------------------------------------------------------------------ | | | | |1 Name and Address of Reporting Person * |2 Issuer Name and Ticker/Trading Symbol|6 Relationship of Reporting | | | | Person(s) to Issuer | | Gleason John E |Acme Electric Corporation ACE | (Check All Applicable) | | |---------------------------------------| ( ) Director ( ) 10% Owner| | (Last) (First) (Middle)|3 IRS Identifica-|4 Statement for | ( X ) Officer ( ) Other | | | tion Number of | Month/Year | (Give Title below) (Specify below)| | 631 S Boulder Court | Reporting | | | | (Street 1) | Person, if | JUN 1999 | VP & GM, Aerospace Division | | | an entity |---------------------|------------------------------------| | | (Voluntary) |5 If Amendment, |7 Individual or Joint/Group Filing | | (Street 2) | ###-##-#### | Date of Original | (Check Applicable) | | | | (Month/Year) | Form filed by: | | Gilbert AZ 85296 | | | (X) One Reporting Person | | (City) (State) (Zip) | | | ( ) More Than One Reporting Person| - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ |1 Title of Security |2 Trans- |3 Trans- |4 Securities Acquired |5 Amount of |6 Ownership|7 Nature of Indirect | | (Instruction 3) | action | action | (A) or Disposed of (D) | Securities | Form: | Beneficial Ownership | | | Date | Code | (Instructions 3, 4, 5) | Beneficially | Direct (D)| (Instruction 4) | | | (Month/ |(Instr 8)|------------------------| Owned at End | or | | | | Day/ | | Amount |(A)| Price | of Issuer's |Indirect(I)| | | | Year) | | |(D)| | Fiscal Year | (Instr 4) | | |--------------------------------|----------|---------|-----------|---|--------|--------------|-----------|------------------------| |Common Stock | | | | | | 6481*| D | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 2270 (7-97)
FORM 5 (Continued) - ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (Puts, Calls, Warrants, Options, Convertible Securities) - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | |1 Title of |2 Con- |3 Trans-|4 Trans-|5 Number of |6 Date |7 Title and Amount|8 Price |9 Number|10 Own-|11 Nature| | Derivative | ver- | action | action | Derivative | Exercisable and | of Underlying | of |of Deri-|ership:| of | | Security | sion | Date | Code | Securities | Expiration Date | Securities | Deri- |vative |Direct |Indirect | | (Instr 3) | or | (Month/| (Instr | Acquired (A) or | (Month/Day/Year)|(Instructions 3,4)| vative |Secur- |(D) or |Ownership| | | Exer- | Day/ | 8) | Disposed of (D) |-----------------|------------------| Sec- |ties |Indi- |(Instr 4)| | | cise | Year) | |(Instrs 3, 4, 5) | Date | Expir- | |Amount | urity |Owned at|rect(I)| | | | Price | |--------|-----------------| Exer- | ation | Title |or Num- |(Instr |End of |(Instr | | | | | | | (A) | (D) | cisable| Date | |ber of | 5) |Year | 4) | | | | | | | | | | | |Shares | |(Instr4)| | | |------------|--------|--------|--------|--------|--------|--------|--------|---------|--------|--------|--------|-------|---------| |Common Stock| 4.875| 4/8/91| J | | | 4/8/92| 4/7/01|Common St| 3000| | 3000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 11.25| 9/1/95| J | | | 9/1/96| 8/31/05|Common St| 5000| | 8000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 6.34375| 9/1/97| J | | | 9/1/98| 8/31/07|Common St| 5000| | 13000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 4.00| 9/1/98| J | | | 12/1/98| 8/31/08|Common St| 10000| | 23000| D | | | Option*** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: *Includes shares acquired through Acme Elecric Corporation's Employee Savings & Protection Plan and held by Plan Trustee. **Options are exercisable at 25% per year, beginning with the exercisable dat e. After four years, all shares become eligible for exercise. ***50% of total shares under Option i s exercisable on or after December 1, 1998; the other 50% is exercisable on or after September 1, 19 99. John E Gleason 8/13/99 _____________________________________ ___________ ** Signature of Reporting Person Date ** Intentional misstatement or ommissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: Transmit one copy of this Form to EDGAR, using a typed signature. If space is insufficient, see Intruction 6 for procedure. SEC 2270 (7-97)
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