-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JF+TxlRe+L7wRBDRZ5YIh264zkzwnxq/yxdxMGuncluYGHItrHcu8W7FSli9UIAQ y+0cJDVpkRZZ2m77i/8WUA== /in/edgar/work/20000725/0000002070-00-000023/0000002070-00-000023.txt : 20000921 0000002070-00-000023.hdr.sgml : 20000921 ACCESSION NUMBER: 0000002070-00-000023 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000725 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACME ELECTRIC CORP CENTRAL INDEX KEY: 0000002070 STANDARD INDUSTRIAL CLASSIFICATION: [3620 ] IRS NUMBER: 160324980 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08277 FILM NUMBER: 678414 BUSINESS ADDRESS: STREET 1: 400 QUAKER RD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 7166553800 MAIL ADDRESS: STREET 1: 400 QUAKER ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 COMPANY DATA: COMPANY CONFORMED NAME: CORWIN DANIEL K CENTRAL INDEX KEY: 0001020327 STANDARD INDUSTRIAL CLASSIFICATION: [3620 ]OFFICER STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 105 CURLEY DR CITY: ORCHARD PARK STATE: NY ZIP: 14127 BUSINESS PHONE: 7166626789 MAIL ADDRESS: STREET 1: 105 CURLEY DR CITY: ORCHARD PARK STATE: NY ZIP: 14127 5 1 0001.txt FORM 5 FILING FOR DAN CORWIN
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 5 Washington, D. C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ( ) Check here if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ( X ) Form 3 Holdings Reported ( X ) Form 4 Transactions Reported - ------------------------------------------------------------------------------------------------------------------------------------ | | | | |1 Name and Address of Reporting Person * |2 Issuer Name and Ticker/Trading Symbol|6 Relationship of Reporting | | | | Person(s) to Issuer | | Corwin Daniel K |Acme Electric Corporation ACEE | (Check All Applicable) | | |---------------------------------------| ( ) Director ( ) 10% Owner| | (Last) (First) (Middle)|3 IRS Identifica-|4 Statement for | ( X ) Officer ( ) Other | | | tion Number of | Month/Year | (Give Title below) (Specify below)| | 105 Curley Drive | Reporting | | | | (Street 1) | Person, if | JUN 2000 | VP & GM, Electronics Division | | | an entity |---------------------|------------------------------------| | | (Voluntary) |5 If Amendment, |7 Individual or Joint/Group Filing | | (Street 2) | ###-##-#### | Date of Original | (Check Applicable) | | | | (Month/Year) | Form filed by: | | Orchard Park NY 14127 | | | (X) One Reporting Person | | (City) (State) (Zip) | | | ( ) More Than One Reporting Person| - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ |1 Title of Security |2 Trans- |3 Trans- |4 Securities Acquired |5 Amount of |6 Ownership|7 Nature of Indirect | | (Instruction 3) | action | action | (A) or Disposed of (D) | Securities | Form: | Beneficial Ownership | | | Date | Code | (Instructions 3, 4, 5) | Beneficially | Direct (D)| (Instruction 4) | | | (Month/ |(Instr 8)|------------------------| Owned at End | or | | | | Day/ | | Amount |(A)| Price | of Issuer's |Indirect(I)| | | | Year) | | |(D)| | Fiscal Year | (Instr 4) | | |--------------------------------|----------|---------|-----------|---|--------|--------------|-----------|------------------------| |Common Stock | | | | | | 5882*| D | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 2270 (7-97)
FORM 5 (Continued) - ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (Puts, Calls, Warrants, Options, Convertible Securities) - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | |1 Title of |2 Con- |3 Trans-|4 Trans-|5 Number of |6 Date |7 Title and Amount|8 Price |9 Number|10 Own-|11 Nature| | Derivative | ver- | action | action | Derivative | Exercisable and | of Underlying | of |of Deri-|ership:| of | | Security | sion | Date | Code | Securities | Expiration Date | Securities | Deri- |vative |Direct |Indirect | | (Instr 3) | or | (Month/| (Instr | Acquired (A) or | (Month/Day/Year)|(Instructions 3,4)| vative |Secur- |(D) or |Ownership| | | Exer- | Day/ | 8) | Disposed of (D) |-----------------|------------------| Sec- |ties |Indi- |(Instr 4)| | | cise | Year) | |(Instrs 3, 4, 5) | Date | Expir- | |Amount | urity |Owned at|rect(I)| | | | Price | |--------|-----------------| Exer- | ation | Title |or Num- |(Instr |End of |(Instr | | | | | | | (A) | (D) | cisable| Date | |ber of | 5) |Year | 4) | | | | | | | | | | | |Shares | |(Instr4)| | | |------------|--------|--------|--------|--------|--------|--------|--------|---------|--------|--------|--------|-------|---------| |Common Stock| 4.875| 4/8/91| J | | | 4/8/92| 4/7/01|Common St| 8000| | 8000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 11.25| 9/1/95| J | | | 9/1/96| 8/31/05|Common St| 5000| | 13000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 6.34375| 9/1/97| J | | | 9/1/98| 8/31/07|Common St| 5000| | 18000| D | | | Option** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ |Common Stock| 4.00| 9/1/98| J | | | 12/1/98| 8/31/08|Common St| 10000| | 28000| D | | | Option*** | | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | Common Stoc| 4.9375| 9/1/99| J | | | 9/1/00| 8/31/09|Common St| 7500| | 35500| D | | |k Option****| | | | | | | |ock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: *Includes shares acquired through Acme Electric Corporation's Employee Stock Purchase Plan. **Optio ns are exercisable at 25% per year, beginning with the exercisable date. After four years, all shar es become eligible for exercise. ***50% of total shares under Option is exercisable on or after Dec ember 1, 1998; the other 50% is exercisable on or before September 1, 1999. ****Up to 50% of the to tal shares may be purchased on or after 9/1/00; the other remaining 50% of the total shares may be p urchased on or after 9/1/01. Daniel K Corwin 7/25/00 _____________________________________ ___________ ** Signature of Reporting Person Date ** Intentional misstatement or ommissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: Transmit one copy of this Form to EDGAR, using a typed signature. If space is insufficient, see Intruction 6 for procedure. SEC 2270 (7-97)
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