-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NfPt6pV6PA0iJpyq3GyWecFwJA3KsoyczArb6yazR+n9PPOnjM68/ewFgDoBM5Hv KU8/K5sS0dx6COrLVnhr0w== 0000205700-99-000021.txt : 19991018 0000205700-99-000021.hdr.sgml : 19991018 ACCESSION NUMBER: 0000205700-99-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND BUSINESS SERVICE INC CENTRAL INDEX KEY: 0000205700 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 042942374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11427 FILM NUMBER: 99725088 BUSINESS ADDRESS: STREET 1: 500 MAIN ST CITY: GROTON STATE: MA ZIP: 01471 BUSINESS PHONE: 5084486111 COMPANY DATA: COMPANY CONFORMED NAME: WARREN ROBERT D CENTRAL INDEX KEY: 0001094177 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC STREET 2: 500 MAIN CITY: GROTON STATE: MA ZIP: 01471 BUSINESS PHONE: 9784486111 MAIL ADDRESS: STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC STREET 2: 500 MAIN ST CITY: GROTON STATE: MA ZIP: 01471 4 1 FORM 4 - 09/30/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person Warren, Robert D. 500 Main Street Groton, MA 01471 2. Issuer Name and Ticker or Trading Symbol New England Business Service, Inc. NEB 3. IRS Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for Month/Year 09/30/99 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (x) Officer (give title below) ( ) Other (specify below) Sr., V.P., Bus. Manag. & Dev. 7. Individual or Joint/Group Filing (Check applicable line) (x) Form Filed by One Reporting Person ( ) Form Filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Options (Right to Buy)|27.6875 |9/8/9|A |V|2377 | | [1] |9/8/0|Common Stock|2377 | |2377 |D | | | |9 | | | | | |9 |Par Value | | | | | | | | | | | | | | |$1.00 | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Right to Buy)|27.6875 |9/8/9|A |V|6623 | | [2] |9/8/0|Common Stock|6623 | |6623 |D | | | |9 | | | | | |9 |Par Value | | | | | | | | | | | | | | |$1.00 | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses: 1. Option becomes exercisable 09/08/00 0 shares; 09/08/01 0 shares; 09/08/02 127 shares; 09/08/03 2,250 shares. 2. Option becomes exercisable 09/08/00 2250 shares; 09/08/01 2250 shares; 09/08/ 02 2123 shares WARREN, ROBERT D. SIGNATURE OF REPORTING PERSON /Signature/ Robert D. Warren DATE 10/7/99 -----END PRIVACY-ENHANCED MESSAGE-----