0001104659-23-096975.txt : 20230830 0001104659-23-096975.hdr.sgml : 20230830 20230830215146 ACCESSION NUMBER: 0001104659-23-096975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 3 L.P. CENTRAL INDEX KEY: 0001969497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226823 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226826 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 2 L.P. CENTRAL INDEX KEY: 0001969425 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226824 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 5 L.P. CENTRAL INDEX KEY: 0001969483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226821 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 4 L.P. CENTRAL INDEX KEY: 0001969484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226822 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 7 L.P. CENTRAL INDEX KEY: 0001969508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226819 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 1 L.P. CENTRAL INDEX KEY: 0001969499 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226825 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II Frontier Holdings 6 L.P. CENTRAL INDEX KEY: 0001969504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226820 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II A (DE) Frontier Holdings 2 L.P. CENTRAL INDEX KEY: 0001969506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226817 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASOF II A (DE) Frontier Holdings 1 L.P. CENTRAL INDEX KEY: 0001969507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 231226818 BUSINESS ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: C/O ASOF INVESTMENT MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Frontier Communications Parent, Inc. CENTRAL INDEX KEY: 0000020520 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 862359749 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2036145600 MAIL ADDRESS: STREET 1: 401 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 FORMER COMPANY: FORMER CONFORMED NAME: FRONTIER COMMUNICATIONS CORP DATE OF NAME CHANGE: 20080730 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS COMMUNICATIONS CO DATE OF NAME CHANGE: 20000619 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS UTILITIES CO DATE OF NAME CHANGE: 19920703 4 1 tm2325138-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-28 0 0000020520 Frontier Communications Parent, Inc. FYBR 0001259313 ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969499 ASOF II Frontier Holdings 1 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969425 ASOF II Frontier Holdings 2 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969497 ASOF II Frontier Holdings 3 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969484 ASOF II Frontier Holdings 4 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969483 ASOF II Frontier Holdings 5 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969504 ASOF II Frontier Holdings 6 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969508 ASOF II Frontier Holdings 7 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969507 ASOF II A (DE) Frontier Holdings 1 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0001969506 ASOF II A (DE) Frontier Holdings 2 L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 0 1 0 0 Common Stock, par value $0.01 2023-08-28 4 P 0 7397 14.9385 A 38362895 I See Footnotes This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1"), (continued in next footnote) ASOF II Frontier Holdings 1 L.P. ("ASOF II Frontier Holdings 1"), ASOF II Frontier Holdings 2 L.P. ("ASOF II Frontier Holdings 2"), ASOF II Frontier Holdings 3 L.P. ("ASOF II Frontier Holdings 3"), ASOF II Frontier Holdings 4 L.P. ("ASOF II Frontier Holdings 4"), ASOF II Frontier Holdings 5 L.P. ("ASOF II Frontier Holdings 5"), ASOF II Frontier Holdings 6 L.P. ("ASOF II Frontier Holdings 6"), (continued in next footnote) ASOF II Frontier Holdings 7 L.P. ("ASOF II Frontier Holdings 7"), ASOF II A (DE) Frontier Holdings 1 L.P. ("ASOF II A (DE) Frontier Holdings 1") and ASOF II A (DE) Frontier Holdings 2 L.P. ("ASOF II A (DE) Frontier Holdings 2", and together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, ASOF II Frontier Holdings 1, ASOF II Frontier Holdings 2, ASOF II Frontier Holdings 3, ASOF II Frontier Holdings 4, ASOF II Frontier Holdings 5, ASOF II Frontier Holdings 6, ASOF II Frontier Holdings 7 and ASOF II A (DE) Frontier Holdings 1, the "ASOF Funds"), (continued in next footnote) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds"), ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (continued in next footnote) Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the ACOF Funds, the ASOF Funds, the ASSF Funds, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager IV, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in five parts. The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 38,362,895 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 258,196 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 92,590 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 21,604 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 280,859 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 308,635 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 172,837 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 312,782 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns 314,191 shares of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 295,057 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 93,301 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,574,332 shares of Common Stock; (continued in next footnote) (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xxiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) (xxiv) ASOF II Frontier Holdings 1 owns 1,651,569 shares of Common Stock, (xxv) ASOF II Frontier Holdings 2 owns 79,603 shares of Common Stock, (xxvi) ASOF II Frontier Holdings 3 owns 88,663 shares of Common Stock, (xxvii) ASOF II Frontier Holdings 4 owns 85,933 shares of Common Stock, (xxviii) ASOF II Frontier Holdings 5 owns 85,108 shares of Common Stock, (xxix) ASOF II Frontier Holdings 6 owns 90,192 shares of Common Stock, (xxx) ASOF II Frontier Holdings 7 owns 90,415 shares of Common Stock, (xxxi) ASOF II A (DE) Frontier Holdings 1 owns 395,636 shares of Common Stock; (xxxii) ASOF II A (DE) Frontier Holdings 2 owns 14,560 shares of Common Stock; (xxxiii) ASSF IV AIV B Holdings III owns 2,694,243 shares of Common Stock and (xxxiv) ASSF IV AIV B directly or indirectly owns 5,348,289 shares of Common Stock. Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the sole member of ACOF Investment Management, which is the manager of the ACOF Funds, (b) the sole member of ASOF Investment Management, which is the manager of the ASOF Funds, and (c) the general partner of ASSF Operating Manager IV, which is the manager of the ASSF Funds. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. ARES MANAGEMENT LLC /s/ Anton Feingold By: Anton Feingold Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 1 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 2 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 3 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 4 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 5 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 6 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II FRONTIER HOLDINGS 7 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II A (DE) FRONTIER HOLDINGS 1 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30 ASOF II A (DE) FRONTIER HOLDINGS 2 L.P. By: ASOF INVESTMENT MANAGEMENT LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory 2023-08-30