0002071844-26-000522.txt : 20260514 0002071844-26-000522.hdr.sgml : 20260514 20260514155115 ACCESSION NUMBER: 0002071844-26-000522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20260331 FILED AS OF DATE: 20260514 DATE AS OF CHANGE: 20260514 EFFECTIVENESS DATE: 20260514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dauntless Investment Group, LLC CENTRAL INDEX KEY: 0002044285 ORGANIZATION NAME: EIN: 994741394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-25194 FILM NUMBER: 26978425 BUSINESS ADDRESS: STREET 1: 3283 FOXFIRE DR. CITY: MILFORD STATE: MI ZIP: 48380 BUSINESS PHONE: 734-770-0040 MAIL ADDRESS: STREET 1: 3283 FOXFIRE DR. CITY: MILFORD STATE: MI ZIP: 48380 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0002044285 XXXXXXXX 03-31-2026 03-31-2026 Dauntless Investment Group, LLC

3283 Foxfire Dr. Milford MI 48380

13F HOLDINGS REPORT 028-25194 Y The information included on the Information Table with respect to the holdings of AEON Biopharma, Inc. ("AEON") and Femasys Inc. ("FEMY") reflect the exercise of Pre-funded Warrants and/or Common Warrants held by Dauntless Investment Group, LLC ("DIG") after giving effect to provisions that prevent the exercise of such securities if the beneficial ownership of such entity would exceed 9.99% of the underlying security following such exercise. The information included on the Information Table with respect to the holdings of Quoin Pharmaceuticals Ltd. ("QNRX") and Tiziana Life Sciences Ltd. ("TLSA") reflect the exercise of Common Warrants held by DIG. As of March 31, 2026, DIG held an aggregate of 2,527,775 Common Shares of AEON, 6,033,030 Common Shares of FEMY, 196,592 Common Shares of QNRX and 2,165,231 Common Shares of TLSA. Matthew Okkerse 734.770.0040 /s/ Matthew Okkerse Milford MI 05-14-2026 0 69 151045892 true INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE AC IMMUNE SA SHS H00263105 295595 107489 SH SOLE 0 0 107489 ACLARION INC COM NEW 655187409 17730 5422 SH SOLE 0 0 5422 ADAGENE INC ADS 005329107 136318 34775 SH SOLE 0 0 34775 AGNICO EAGLE MINES LTD COM 008474108 55211 272 SH SOLE 0 0 272 AEON BIOPHARMA INC CL A NEW 00791X209 2489858 2527775 SH SOLE 0 0 2527775 AMERICAN EXCEPTIONALISM ACQU ORD CL A G0273J101 7256 670 SH SOLE 0 0 670 ADECOAGRO S A COM L00849106 5272 351 SH SOLE 0 0 351 AIRSCULPT TECHNOLOGIES INC COM 009496100 3 1 SH SOLE 0 0 1 ARMATA PHARMACEUTICALS INC COM 04216R102 927539 90580 SH SOLE 0 0 90580 DBX ETF TR XTRACK HRVST CSI 233051879 4027776 123400 SH Call SOLE 0 0 123400 AZITRA INC COM NEW 05479L302 234 1000 SH SOLE 0 0 1000 CAL MAINE FOODS INC COM NEW 128030202 1126067 14227 SH SOLE 0 0 14227 CAPRICOR THERAPEUTICS INC COM NEW 14070B309 427728 14070 SH SOLE 0 0 14070 C4 THERAPEUTICS INC COM STK 12529R107 39450 15000 SH SOLE 0 0 15000 COGNITION THERAPEUTICS INC COM 19243B102 327345 431000 SH SOLE 0 0 431000 COHERUS BIOSCIENCES INC COM 19249H103 128587 76087 SH SOLE 0 0 76087 COURSERA INC COM 22266M104 513161 88172 SH SOLE 0 0 88172 COURSERA INC COM 22266M104 1888590 324500 SH Call SOLE 0 0 324500 COPA HOLDINGS SA CL A P31076105 488977 4304 SH SOLE 0 0 4304 CURIS INC COM 231269309 362299 658725 SH SOLE 0 0 658725 CUE BIOPHARMA INC COM 22978P106 555 2416 SH SOLE 0 0 2416 DAKOTA GOLD CORP COM 46655E100 348657 69041 SH SOLE 0 0 69041 DOLE PLC ORD SHS G27907107 471756 33013 SH SOLE 0 0 33013 DOUBLELINE INCOME SOLUTIONS COM 258622109 3531 326 SH SOLE 0 0 326 EKSO BIONICS HLDGS INC COM NEW 282644400 378000 35493 SH SOLE 0 0 35493 ENTERPRISE PRODS PARTNERS L COM 293792107 192984 5100 SH SOLE 0 0 5100 ERNEXA THERAPEUTICS INC COM 114082308 121876 612443 SH SOLE 0 0 612443 ESTABLISHMENT LABS HLDGS INC COM G31249108 535322 9428 SH SOLE 0 0 9428 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 237390 12300 SH SOLE 0 0 12300 FEMASYS INC COM 31447E105 2535079 6033030 SH SOLE 0 0 6033030 FUTU HLDGS LTD SPON ADS CL A 36118L106 253553 1854 SH SOLE 0 0 1854 ISHARES TR CHINA LG-CAP ETF 464287184 3259720 90800 SH Call SOLE 0 0 90800 ISHARES TR 7-10 YR TRSY BD 464287440 78709368 824700 SH Call SOLE 0 0 824700 INMUNE BIO INC COM 45782T105 207328 183476 SH SOLE 0 0 183476 INNOVIVA INC COM 45781M101 2851967 122402 SH SOLE 0 0 122402 ISHARES TR RUSSELL 2000 ETF 464287655 7043200 28400 SH Put SOLE 0 0 28400 JBS N.V. CL A SHS N4732M103 382692 21308 SH SOLE 0 0 21308 ST JOE CO COM 790148100 2025488 32253 SH SOLE 0 0 32253 KRYSTAL BIOTECH INC COM 501147102 18857 73 SH SOLE 0 0 73 KRANESHARES TRUST CSI CHI INTERNET 500767306 10701052 376400 SH Call SOLE 0 0 376400 KAZIA THERAPEUTICS LTD SPONSORED ADS 48669G303 593950 79832 SH SOLE 0 0 79832 LINCOLN EDL SVCS CORP COM 533535100 2417979 59439 SH SOLE 0 0 59439 MAUI LD & PINEAPPLE INC COM 577345101 83060 5397 SH SOLE 0 0 5397 MARATHON PETE CORP COM 56585A102 1014812 4156 SH SOLE 0 0 4156 MPLX LP COM UNIT REP LTD 55336V100 295052 5170 SH SOLE 0 0 5170 MAREX GROUP PLC ORD G5S37H101 905955 20322 SH SOLE 0 0 20322 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 1 1 SH SOLE 0 0 1 NEW AMER ACQUISITION I CORP UNIT 99/99/9999 023634207 1785 172 SH SOLE 0 0 172 OKYO PHARMA LTD SHS NEW G6724L116 6149 3819 SH SOLE 0 0 3819 PILGRIMS PRIDE CORP COM 72147K108 1185060 31384 SH SOLE 0 0 31384 ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS 003260106 4278 24 SH SOLE 0 0 24 PROFOUND MED CORP COM NEW 74319B502 1559989 240739 SH SOLE 0 0 240739 PTC THERAPEUTICS INC COM 69366J200 569703 8362 SH SOLE 0 0 8362 QUOIN PHARMACEUTICALS LTD SPONSORED ADS 74907L409 1297507 196592 SH SOLE 0 0 196592 RENATUS TACTICAL ACQUIS SHS CL A G7490F101 18638 1813 SH SOLE 0 0 1813 NEURONETICS INC COM 64131A105 390352 269208 SH SOLE 0 0 269208 SPRING VY ACQUISITION CORP I SHS CL A G8377R101 5009 493 SH SOLE 0 0 493 TALPHERA INC COM NEW 00444T209 325076 435234 SH SOLE 0 0 435234 TIZIANA LIFE SCIENCES LTD COMMON SHARES G88912103 2533320 2165231 SH SOLE 0 0 2165231 THE ONCOLOGY INSTITUTE INC COM 68236X100 1418515 462057 SH SOLE 0 0 462057 TRAWS PHARMA INC COM NEW 68232V884 763106 416998 SH SOLE 0 0 416998 PRICE T ROWE GROUP INC COM 74144T108 1334072 14800 SH Put SOLE 0 0 14800 TEXAS VENTURES ACQUISITION I USD CL A ORD SHS G8772L105 41747 4018 SH SOLE 0 0 4018 UNICYCIVE THERAPEUTICS INC COM NEW 90466Y202 967832 147087 SH SOLE 0 0 147087 UNIVERSAL TECHNICAL INST INC COM 913915104 526374 14581 SH SOLE 0 0 14581 VITAL FARMS INC COM 92847W103 163834 11603 SH SOLE 0 0 11603 VERASTEM INC COM NEW 92337C203 194775 36750 SH SOLE 0 0 36750 SELECT SECTOR SPDR TR STATE STREET CON 81369Y407 8500440 78000 SH Put SOLE 0 0 78000 XP INC CL A G98239109 384151 20176 SH SOLE 0 0 20176