-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PYbvDs9nldmp+0dZoy68atS9CdTvT0hxh2tp6JAyOp4e89CkQV0nUymDoKOxIOjp 725+jbunT4blIyXZjo4N8Q== 0001181431-05-031817.txt : 20050614 0001181431-05-031817.hdr.sgml : 20050614 20050531172110 ACCESSION NUMBER: 0001181431-05-031817 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050430 FILED AS OF DATE: 20050531 DATE AS OF CHANGE: 20050531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STRATOS INTERNATIONAL INC CENTRAL INDEX KEY: 0001111721 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364360035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0405 BUSINESS ADDRESS: STREET 1: 7444 WEST WILSON AVENUE CITY: CHICAGO STATE: IL ZIP: 60656 BUSINESS PHONE: 7088679600 FORMER COMPANY: FORMER CONFORMED NAME: STRATOS LIGHTWAVE INC DATE OF NAME CHANGE: 20000412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITICORP VENTURE CAPITAL LTD CENTRAL INDEX KEY: 0000356516 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 05868319 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591132 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIBANK NA CENTRAL INDEX KEY: 0000036684 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 05868323 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: C/O LEGAL AFFAIRS OFFICE STREET 2: 425 PARK AVENUE 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: FIRST NATIONAL CITY BANK OF NEW YORK DATE OF NAME CHANGE: 19820322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP HOLDINGS CO CENTRAL INDEX KEY: 0001105742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 05868321 BUSINESS ADDRESS: STREET 1: ONE RODENY SQUARE CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 2125595103 MAIL ADDRESS: STREET 1: 336 THE STRAND CITY: LONDON ENGLAND REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 05868322 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITICORP CENTRAL INDEX KEY: 0000020405 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 05868320 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: FIRST NATIONAL CITY CORP DATE OF NAME CHANGE: 19740414 FORMER NAME: FORMER CONFORMED NAME: CITY BANK OF NEW YORK NATIONAL ASSOCIATI DATE OF NAME CHANGE: 19680903 5 1 rrd78914.xml STLW FORM 5 04/04/05 X0202 5 2005-04-30 0 0 0 0001111721 STRATOS INTERNATIONAL INC STLW 0000831001 CITIGROUP INC 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0001105742 CITIGROUP HOLDINGS CO ONE RODNEY SQUARE WILMINGTON DE 19899 0 0 1 0 0000020405 CITICORP 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000036684 CITIBANK NA 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000356516 CITICORP VENTURE CAPITAL LTD 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 Common Stock, par value $0.01 2005-04-04 5 G 0 1200000 D 2474849 I By Subsidiary Series B Preferred Stock, par value $0.01 30210 I By Subsidiary not applicable The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this filing reflects securities beneficially owned by Citigroup Inc. ("Citigroup"), a holding company for a global financial services group, on behalf of itself and its subsidiaries, excluding the Citigroup Asset Management business unit ("CAM"). CAM, its executive officers and directors and its direct and indirect subsidiaries may beneficially own securities of Stratos, and such securities are not reported in this filing. Citigroup disclaims beneficial ownership of securities beneficially owned by CAM, and CAM disclaims beneficial ownership of the securities reported herein. Citigroup Inc., By: /s/ Serena D. Moe, Assistant Secretary 2005-05-26 Citigroup Holdings Company, By: /s/ Serena D. Moe, Assistant Secretary 2005-05-26 Citicorp, By: /s/ Serena D. Moe, Assistant Secretary 2005-05-26 Citibank, N.A., By: /s/ Serena D. Moe, Assistant Secretary 2005-05-26 Citicorp Venture Capital Ltd., By: /s/ Anthony P. Mirra, Vice President 2005-05-26 -----END PRIVACY-ENHANCED MESSAGE-----