-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+jRj5YET6fFd5jf2ACEYnZXlcVlU/xOCqxPBrviqnqvgA0O5giTp78/ZWAYML9p pRFtgF0yP3LJChAFfyNBsA== 0000950133-99-002647.txt : 19990811 0000950133-99-002647.hdr.sgml : 19990811 ACCESSION NUMBER: 0000950133-99-002647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990731 FILED AS OF DATE: 19990810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VARIAN MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000203527 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942359345 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-07598 FILM NUMBER: 99682737 BUSINESS ADDRESS: STREET 1: 3050 HANSEN WAY STREET 2: MAIL STOP E 224 CITY: PALO ALTO STATE: CA ZIP: 94304-1000 BUSINESS PHONE: 6504934000 MAIL ADDRESS: STREET 1: 3050 HANSEN WAY STREET 2: MAIL STOP E 224 CITY: PALO ALTO STATE: CA ZIP: 94304-1000 FORMER COMPANY: FORMER CONFORMED NAME: VARIAN ASSOCIATES INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VARIAN DELAWARE INC DATE OF NAME CHANGE: 19761123 COMPANY DATA: COMPANY CONFORMED NAME: IG INVESTMENT MANAGEMENT LTD CENTRAL INDEX KEY: 0000898581 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE CANADA CENTER 447 PORTAGE AVE CITY: WINNIPEG MANITOBA STATE: A2 BUSINESS PHONE: 2049568240 MAIL ADDRESS: STREET 1: ONE CANADA CENTRE 447 PORTAGE AVENUE STREET 2: WINNIPEG MANITOBA R3C3B6 CITY: WINNIPEG 4 1 FORM 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. NAME AND ADDRESS OF REPORTING PERSON* I.G. Investment Management, Ltd. (LAST) (FIRST) (MIDDLE) 447 Portage Avenue (STREET) Winnipeg, Manitoba, Canada R3C 3B6 (CITY) (STATE) (ZIP) 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Varian Medical Systems Inc. (VAR) 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) The Reporting Person, a non-U.S. entity, has no I.R.S. Identification Number. 4. STATEMENT FOR MONTH/YEAR July, 1999 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) Not applicable. 6. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) [ ] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). 2 Form 4 - Page 2 of 7
- ---------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ---------------------------------------------------------------------------------------------------------------------------------- 1. TITLE OF 2. 3.TRANSACTION 4. SECURITIES ACQUIRED 5. AMOUNT OF 6. 7. NATURE OF SECURITY TRANSACTION CODE (A) OR DISPOSED OF (D) SECURITIES OWNERSHIP INDIRECT (INSTR. 3) DATE BENEFICIALLY FORM: DIRECT BENEFICIAL (MONTH/DAY/ (INSTR. 8) (INSTR. 3, 4 AND 5) OWNED AT (D) OR OWNERSHIP YEAR) END OF MONTH INDIRECT (INSTR. 4) (INSTR. 3 AND (I) (INSTR. 4) 4) ------------- ------------------------------- CODE V AMOUNT (A) OR PRICE (D) - ---------------------------------------------------------------------------------------------------------------------------------- Common July 19, 1999 P 47,800 A $23.50 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 21, 1999 P 10,000 A $23.25 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 22, 1999 P 70,000 A $23.50 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 27, 1999 P 10,000 A $23.13 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 27, 1999 P 10,000 A $22.81 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 28, 1999 P 20,000 A $23.00 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 29, 1999 P 10,000 A $23.13 Note 1 Note 1 Note 1 Shares - ---------------------------------------------------------------------------------------------------------------------------------- Common July 29, 1999 P 44,000 A $23.11 Note 1 Note 1 Note 1 Shares - ----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- ---------------------------------------------------------------------------------------------------------------------------------- TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ---------------------------------------------------------------------------------------------------------------------------------- 1. 2. 3. 4. TRAN 5. NUMBER 6. DATE 7. TITLE AND 8. PRICE 9. 10. 11. NATURE TITLE CONVER TRAN SACTIO OF EXERCISABL AMOUNT OF OF NUMBE OWNER OF INDIRECT OF SION OR SACTI N DERIVATIVE E AND UNDERLYING DERIVAT R OF SHIP BENEFICIAL DERIV EXERCIS ON CODE SECURITIES EXPIRATION SECURITIES IVE DERIVATI FORM OWNERSHI ATIVE E PRICE DATE (INSTR. ACQUIRED DATE (INSTR. 3 AND 4) SECURIT VE OF P (INSTR. 4) SECU OF (MON 8) (A) OR (MONTH/DA Y SECURITI DERIVA RITY DERIVATI TH/DA DISPOSED Y/YEAR) (INSTR.5 ES TIVE (INSTR VE Y/ OF (D) ) BENEFIC SECURI .3) SECURIT YEAR) (INSTR. 3, 4 IALLY TY: Y AND 5) OWNED DIRECT AT END (D) OR OF INDIREC MONTH T (I) (INSTR. INSTR. 4) 4) ------- ------------ --------------- ------------ C V (A) (D) DA EXPIR TIT AMOUNT O TE ATION LE OR D EX DATE NUMBER E ER OF CISABL SHARES E - ---------------------------------------------------------------------------------------------------------------------------------- Note Note 2 Note N N No Note No Note 2 No Note 2 Note 2 Note 2 Note 2 Note 2 2 2 ot ot te 2 te te e e 2 2 2 2 2 - ----------------------------------------------------------------------------------------------------------------------------------
3 Form 4 - Page 3 of 7 INSTRUCTION 4(b)(v) LIST OF OTHER REPORTING PERSONS: This joint statement is filed by and on behalf of the following Reporting Persons signing this Form 4 and are hereafter referred to as the "Reporting Persons": Investors Group Inc. ("IGI"), Investors Group Trustco Inc. ("Trustco"), Investors Group Trust Co. Ltd. (the "Trustee"), I.G. Investment Management, Ltd. (the "Management Company") and Investors Canadian Enterprise Fund, Investors Canadian Small Cap Fund, Investors Global Science & Technology Fund, Investors Mutual of Canada, Investors Canadian Small Cap Fund II, Investors Summa Fund, Investors Canadian Equity Fund and Investors Special Fund (collectively, the "Funds"). Each is filing as a 10% owner for purposes of this Form 4 filing. All of the Reporting Persons have their principal places of business at: One Canada Centre 447 Portage Avenue Winnipeg, Manitoba Canada R3C 3B6 None of the Reporting Persons, each a non-U.S. entity, have I.R.S. Identification Numbers. IGI is a corporation formed under the Canada Business Corporations Act. It is a diversified-financial services holding company. Trustco is a corporation formed under the Canada Business Corporations Act. It is a holding company. The Management Company is a corporation formed under the Canada Business Corporations Act. It provides management services to the Funds. The Trustee is a corporation formed under the Manitoba Corporations Act. It is the trustee for the Unitholders of the Funds and serves as the trustee for other open-end mutual fund trusts organized and affiliated with IGI. The Funds are open-end mutual fund trusts of which the Unitholders are beneficiaries established in accordance with a Declaration of Trust under the laws of Manitoba, Canada. IGI owns 100% of the issued and outstanding Class A Common Shares of Trustco. Trustco owns 100% of the issued and outstanding Class A Common Shares of the Management Company. Trustco also owns, directly or indirectly, 100% of the issued and outstanding Common Shares of the Trustee. Trustco, the Management Company, the Trustee, and the Funds are all ultimately controlled by IGI through its ownership of 100% of the issued and outstanding Class A Common Shares of Trustco. Power Financial Corporation owns 67.4% of the common stock of Investors Group Inc. Power Corporation of Canada, of which Mr. Paul Desmarais controls 67.7% of the voting power, owns 67.5% of the common stock of Power Financial Corporation. EXPLANATION OF RESPONSES: Note 1 Investors Canadian Enterprise Fund may be deemed to own beneficially and directly 123,050 shares of Common Stock of the Issuer. 4 Form 4 - Page 4 of 7 Investors Canadian Small Cap Fund may be deemed to own beneficially and directly 153,550 shares of Common Stock of the Issuer. Investors Global Science & Technology Fund may be deemed to own beneficially and directly 545,950 shares of Common Stock of the Issuer. Investors Mutual of Canada may be deemed to own beneficially and directly 443,450 shares of Common Stock of the Issuer. Investors Canadian Small Cap Fund II may be deemed to own beneficially and directly 79,550 shares of Common Stock of the Issuer. Investors Summa Fund may be deemed to own beneficially and directly 901,250 shares of Common Stock of the Issuer. Investors Canadian Equity Fund may be deemed to own beneficially and directly 1,000,000 shares of Common Stock of the Issuer. Investors Special Fund may be deemed to own beneficially and directly 54,000 shares of Common Stock of the Issuer. Each of IGI, Trustco, the Management Company and the Trustee may be deemed to own beneficially and indirectly, through the Funds, 3,300,800 shares of Common Stock of the Issuer. Note 2 None of the above Reporting Persons beneficially own, directly or indirectly, any derivative securities of the Issuer. SIGNATURE OF REPORTING PERSON(S):** INVESTORS GROUP INC. By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Senior Vice-President, Securities of Investors Group Inc. INVESTORS GROUP TRUSTCO INC. By: /s/ Richard Elliot Archer -------------------------------------- Richard Elliot Archer, President of Investors Group Trustco Inc. 5 Form 4 - Page 5 of 7 INVESTORS GROUP TRUST CO. LTD. By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd. I.G. INVESTMENT MANAGEMENT, LTD. By: /s/ Alexander Scott Penman -------------------------------------- Alexander Scott Penman, President of I.G. Investment Management, Ltd. INVESTORS CANADIAN ENTERPRISE FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Enterprise Fund INVESTORS CANADIAN SMALL CAP FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Small Cap Fund 6 Form 4 - Page 6 of 7 INVESTORS GLOBAL SCIENCE & TECHNOLOGY FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Global Science & Technology Fund INVESTORS MUTUAL OF CANADA By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Mutual of Canada INVESTORS CANADIAN SMALL CAP FUND II By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Small Cap Fund II INVESTORS SUMMA FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Summa Fund 7 Form 4 - Page 7 of 7 INVESTORS CANADIAN EQUITY FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Canadian Equity Fund INVESTORS SPECIAL FUND By: /s/ Robert Gibson Darling -------------------------------------- Robert Gibson Darling, Vice-President of Investors Group Trust Co. Ltd., as Trustee for Investors Special Fund Date: August 9, 1999 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----