SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Wintner Deborah

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2024
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief HR Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,180.9126(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/04/2019(2) 12/04/2028 Common Stock 1,250 $130.875 D
Stock Option (Right to Buy) 12/03/2020(3) 12/03/2029 Common Stock 5,000 $150.695 D
Stock Option (Right to Buy) 12/03/2021(4) 12/03/2030 Common Stock 5,625 $179.845 D
Stock Option (Right to Buy) 12/06/2023(5) 12/06/2032 Common Stock 6,893 $77.83 D
Stock Option (Right to Buy) 02/15/2024(6) 02/15/2033 Common Stock 5,802 $90.32 D
Stock Option (Right to Buy) 03/01/2025(7) 03/01/2034 Common Stock 8,515 $89.34 D
Restricted Stock Units (8) (8) Common Stock 207 (9) D
Restricted Stock Units (10) (10) Common Stock 2,604 (9) D
Restricted Stock Units (11) (11) Common Stock 6,424 (9) D
Restricted Stock Units (12) (12) Common Stock 1,176 (9) D
Restricted Stock Units (13) (13) Common Stock 2,244 (9) D
Restricted Stock Units (14) (14) Common Stock 1,000 (9) D
Restricted Stock Units (15) (15) Common Stock 2,407 (9) D
Explanation of Responses:
1. Includes 311.9126 shares of the Issuer's common stock held under the Employee Stock Purchase Plan.
2. The option became exercisable in four approximately equal annual installments beginning on December 4, 2019.
3. The option became exercisable in four approximately equal annual installments beginning on December 3, 2020.
4. The option became exercisable in four approximately equal annual installments beginning on December 3, 2021.
5. The option became exercisable in three approximately equal annual installments beginning on December 6, 2023.
6. The option became exercisable in three approximately equal annual installments beginning on February 15, 2024.
7. The option will become exercisable in three approximately equal annual installments beginning on March 1, 2025.
8. The Restricted Stock Units ("RSUs") were granted on December 3, 2020, and will vest on December 3, 2024.
9. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
10. The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025
11. The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025.
12. The RSUs were granted on December 10, 2021, and will vest in two approximately equal annual installments on December 10, 2024, and December 10, 2025.
13. The RSUs were granted on February 15, 2023, and will vest in two approximately equal annual installments on February 15, 2025, and February 15, 2026.
14. The RSUs were granted on February 20, 2020, and will vest on February 20, 2025.
15. The RSUs were granted on March 1, 2024, and will vest in three approximately equal annual installments beginning on March 1, 2025.
Remarks:
/s/ Janet M. Link, Attorney-in-Fact 08/13/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.