0000950117-13-000895.txt : 20130910 0000950117-13-000895.hdr.sgml : 20130910 20130910132122 ACCESSION NUMBER: 0000950117-13-000895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAZARE KAPLAN INTERNATIONAL INC CENTRAL INDEX KEY: 0000202375 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 132728690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 529 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129729700 MAIL ADDRESS: STREET 1: 529 FIFTH AVE STREET 2: 529 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEMPELSMAN LEON CENTRAL INDEX KEY: 0001287251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07848 FILM NUMBER: 131087578 MAIL ADDRESS: STREET 1: C/O LAZARE KAPLAN INTERNATIONAL INC STREET 2: 19W 44TH STREET CITY: NEW YORK STATE: NY ZIP: 10036 4 1 cfp_22221.xml FORM 4 X0306 4 2013-09-06 0 0000202375 LAZARE KAPLAN INTERNATIONAL INC LKI 0001287251 TEMPELSMAN LEON 19 WEST 44TH STREET 16TH FLOOR NEW YORK NY 10036 1 1 1 1 Vice Chairman of the Board President Common Stock 97957 D Common Stock 46166 I Co-Trustee of Trusts Common Stock 1528416 I Partnership Common Stock 2240 I By Spouse Common Stock 34641 I As custodian for children Common Stock 2145409 D Common Stock 2013-09-06 4 S 0 625000 1.4 D 625000 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The shares are owned by Leon Tempelsman & Son, a New York limited partnership of which Leon Tempelsman is a general partner. On September 6, 2013, the reporting person granted to the Issuer an option to repurchase the Shares for a price of $1.40 per share (for an aggregate consideration of $875,000). Such option may be exercised by the Issuer by written notice to the reporting person and such option if not exercised by the Issuer shall expire automatically at the close of business on February 28, 2014. Leon Tempelsman 2013-09-10