0001209191-22-014213.txt : 20220301 0001209191-22-014213.hdr.sgml : 20220301 20220301175016 ACCESSION NUMBER: 0001209191-22-014213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIRARD JAMES P CENTRAL INDEX KEY: 0001781402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03863 FILM NUMBER: 22700055 MAIL ADDRESS: STREET 1: L3HARRIS TECHNOLOGIES, INC. STREET 2: 1025 W. NASA BOULEVARD CITY: MELBOURNE STATE: FL ZIP: 32919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L3HARRIS TECHNOLOGIES, INC. /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-25 0 0000202058 L3HARRIS TECHNOLOGIES, INC. /DE/ LHX 0001781402 GIRARD JAMES P C/O L3HARRIS TECHNOLOGIES, INC. 1025 W. NASA BOULEVARD MELBOURNE FL 32919 0 1 0 0 Vice President, HR Performance Stock Units 0.00 2022-02-25 4 A 0 6444 0.00 A Common Stock, Par Value $1.00 6444 6444 D Non-Qualified Stock Option (Right to Buy) 204.85 2022-02-25 4 A 0 17354 0.00 A 2022-06-29 2029-08-01 Common Stock, Par Value $1.00 17354 17354 D Non-Qualified Stock Option (Right to Buy) 233.51 2022-02-25 4 A 0 5323 0.00 A 2025-02-25 2032-02-25 Common Stock, Par Value $1.00 5323 5323 D Performance Stock Units 0.00 2022-02-25 5 A 0 E 2463 0.00 A Common Stock, Par Value $1.00 2463 2463 D Restricted Stock Units 0.00 2022-02-25 4 A 0 1232 0.00 A Common Stock, Par Value $1.00 1232 1232 D Restricted Stock Units 0.00 2022-02-25 4 A 0 5000 0.00 A Common Stock, Par Value $1.00 5000 6232 D On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019. On August 1, 2019, the reporting person was granted an option to purchase 17,354 achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019. Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 1,774 on first anniversary of grant date, additional 1,774 on second anniversary of grant date and remaining 1,775 on third anniversary of grant date. Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) Grant of one-time retention award of restricted stock units, subject to future vesting and exercisability: 2,500 on the third anniversary of the grant date and remaining 2,500 on the fourth anniversary of the grant date. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) Exhibit List: Exhibit 24 - Power of Attorney By: /s/ Michele T. St. Mary, Attorney-in-Fact For: James P. Girard 2022-03-01 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY (Section 16) KNOW TO ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints each of SCOTT T. MIKUEN, MICHELE T. ST. MARY and LISA A. FERGUSON, any one acting singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, any other documents necessary or appropriate to obtain codes, passwords, and pass-phrases, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of L3 Harris Technologies, Inc. (the "Company"), Forms 3, 4 and 5 and any other forms required to be filed in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 and any other forms, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney may be filed with the SEC as a confirming statement of authority granted herein. IN WITNESS WHEREOF, the undersigned has signed this Power of Attorney as of the 10th day of December, 2021. James P. Girard ______________________ Name (printed) /s/ James P. Girard ______________________ Signature