0001209191-20-008983.txt : 20200212 0001209191-20-008983.hdr.sgml : 20200212 20200212184407 ACCESSION NUMBER: 0001209191-20-008983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown William M CENTRAL INDEX KEY: 0001350633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03863 FILM NUMBER: 20606223 MAIL ADDRESS: STREET 1: HARRIS CORPORATION STREET 2: 1025 W NASA BOULEVARD CITY: MELBOURNE STATE: FL ZIP: 32919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L3HARRIS TECHNOLOGIES, INC. /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-10 0 0000202058 L3HARRIS TECHNOLOGIES, INC. /DE/ LHX 0001350633 Brown William M L3HARRIS TECHNOLOGIES, INC. 1025 W. NASA BOULEVARD MELBOURNE FL 32919 1 1 0 0 Chairman and CEO Common Stock, Par Value $1.00 2020-02-10 4 M 0 65000 46.53 A 432443.29 D Common Stock, Par Value $1.00 2020-02-10 4 S 0 33010 228.10 D 399433.29 D Common Stock, Par Value $1.00 2020-02-10 4 S 0 20422 228.64 D 379011.29 D Common Stock, Par Value $1.00 2020-02-10 4 S 0 10668 230.08 D 368343.29 D Common Stock, Par Value $1.00 2020-02-10 4 S 0 900 230.65 D 367443.29 D Common Stock, Par Value $1.00 2020-02-11 4 M 0 65000 46.53 A 432443.29 D Common Stock, Par Value $1.00 2020-02-11 4 S 0 15926 227.61 D 416517.29 D Common Stock, Par Value $1.00 2020-02-11 4 S 0 46074 228.24 D 370443.29 D Common Stock, Par Value $1.00 2020-02-11 4 S 0 3000 229.27 D 367443.72 D Non-Qualified Stock Option (Right to Buy) 46.53 2020-02-10 4 M 0 65000 0.00 D 2015-08-24 2022-08-24 Common Stock, Par Value $1.00 65000 116600 D Non-Qualified Stock Option (Right to Buy) 46.53 2020-02-11 4 M 0 65000 0.00 D 2015-08-24 2022-08-24 Common Stock, Par Value $1.00 65000 51600 D The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Reflects weighted average sale price (prices actually received ranged from $227.45 to $228.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects weighted average sale price (prices actually received ranged from $228.45 to $229.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects weighted average sale price (prices actually received ranged from $229.52 to $230.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects weighted average sale price (prices actually received ranged from $230.46 to $230.99). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects weighted average sale price (prices actually received ranged from $226.92 to $227.91). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Reflects weighted average sale price (prices actually received ranged from $227.92 to $228.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Includes 0.49 shares acquired through dividend reinvestment in Issuer's 401(k) Retirement Savings Plan (the "Plan") from 9/3/2019 through 11/21/2019 and a reduction of 0.06 to the share balance in the Plan due to rounding by the Plan's record keeper. Exhibit List: Exhibit 24 - Power of Attorney By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For William M. Brown 2020-02-12 EX-24.4_894387 2 poa.txt POA DOCUMENT POWER OF ATTORNEY (Section 16) KNOW TO ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints each of SCOTT T. MIKUEN, ROBERT A. JOHNSON JR., CAROL H. TUMSER and LISA A. FERGUSON, any one acting singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, any other documents necessary or appropriate to obtain codes, passwords, and pass-phrases, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of L3 Harris Technologies, Inc. (the "Company"), Forms 3, 4 and 5 and any other forms required to be filed in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 and any other forms, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney may be filed with the SEC as a confirming statement of authority granted herein. IN WITNESS WHEREOF, the undersigned has signed this Power of Attorney as of the 29th day of June, 2019. William M. Brown ____________________________ Name (printed) /s/ William M. Brown ____________________________ Signature