-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZUHlE+JiDtuiA4sg8wFYvMYmWKSLIRWtJRgMVakQ75Qunw/SozxEzhNtRi6k/Q3 pSv3KeYSLRewzqx0+GUQoA== 0000950152-02-006759.txt : 20020903 0000950152-02-006759.hdr.sgml : 20020903 20020903170605 ACCESSION NUMBER: 0000950152-02-006759 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20020903 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS CORP /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03863 FILM NUMBER: 02755591 BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 3217279100 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 8-K 1 l96127ae8vk.txt HARRIS CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -------------------- Date of Report (Date of earliest event reported): September 3, 2002 ----------------- HARRIS CORPORATION ------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 1-3863 34-0276860 - ------------------ ------------------------ ------------------- (State or other (Commission File Number) (I.R.S. Employer jurisdiction of Identification No.) incorporation) 1025 West NASA Blvd., Melbourne, FL 32919 - -------------------------------------------------------- ------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (321) 727-9100 No Change - ------------------------------------------------------------------------------ (Former name or former address, if changed since last report.) Items 1.-6. Not Applicable. Item 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) Financial Statements. None. (b) Pro Forma Financial Information. None. (c) Exhibits. The following documents are filed as Exhibits to this Report: 99.1 Statement Under Oath of Principal Executive Officer, dated September 3, 2002, regarding facts and circumstances relating to Exchange Act filings. 99.2 Statement Under Oath of Principal Financial Officer, dated September 3, 2002, regarding facts and circumstances relating to Exchange Act filings. 99.3 Press Release, dated September 3, 2002. Item 8. Not Applicable. Item 9. REGULATION FD DISCLOSURE. On September 3, Harris Corporation ("Harris") announced that it submitted to the SEC its Annual Report on Form 10-K for the fiscal year ended June 28, 2002 (the "Report"). The Report contained the written certifications of the principal executive officer and the principal financial officer of Harris required by the SEC's recently adopted certification rules. The Report was also accompanied by the written statements pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Additionally, in accordance with Order No. 4-460 (the "Order") issued by the SEC on June 27, 2002, Phil Farmer, Chairman, President and CEO of Harris and Bryan Roub, Senior Vice President and Chief Financial Officer of Harris, subsequent to the filing of the Report, each filed the certified statements required to be filed under the Order. A copy of the statements required by the Order are attached hereto as Exhibits (99.1 and 99.2). A copy of the press release is filed hereto as Exhibit 99.3 and is incorporated herein by reference. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HARRIS CORPORATION By: /s/ Bryan R. Roub ----------------------------- Name: Bryan R. Roub Title: Senior Vice President and Chief Financial Officer Date: September 3, 2002 EXHIBIT INDEX Exhibit No. Under Reg. S-K, Item 601 Description -------------- ------------------------------------------------------- 99.1 Statement Under Oath of Principal Executive Officer, dated September 3, 2002, regarding facts and circumstances relating to Exchange Act filings. 99.2 Statement Under Oath of Principal Financial Officer, dated September 3, 2002, regarding facts and circumstances relating to Exchange Act filings. 99.3 Press Release, dated September 3, 2002. EX-99.1 3 l96127aexv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, PHILLIP W. FARMER, CHAIRMAN, PRESIDENT, AND CHIEF EXECUTIVE OFFICER OF HARRIS CORPORATION, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Harris Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the fiscal year ended June 28, 2002, filed with the Commission of Harris Corporation; - All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Harris Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - Any amendments to any of the foregoing. September 3, 2002 Subscribed and sworn to before me this 3rd day of September 2002. /s/ Phillip W. Farmer /s/ Walter J. Nester III - ------------------------ ---------------------------- Phillip W. Farmer Name: Walter J. Nester III Notary Public My Commission Expires: 4-25-10 EX-99.2 4 l96127aexv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, BRYAN R. ROUB, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF HARRIS CORPORATION, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Harris Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the fiscal year ended June 28, 2002, filed with the Commission of Harris Corporation; - All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Harris Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - Any amendments to any of the foregoing. September 3, 2002 Subscribed and sworn to before me this 3rd day of September 2002. /s/ Bryan R. Roub /s/ Rebecca L. Parman - ------------------------------ ------------------------------- Bryan R. Roub Name: Rebecca L. Parman Notary Public My Commission Expires: 12-13-04 STATE OF FLORIDA COUNTY OF BREVARD Signed and sworn to before me this 3rd day of September, 2002, by Bryan R. Roub, who is personally known to me Rebecca L. Parman ----------------- EX-99.3 5 l96127aexv99w3.txt EXHIBIT 99.3 EXHIBIT 99.3 Harris Corporation CEO and CFO Certify Financial Statements MELBOURNE, FLORIDA, SEPTEMBER 3, 2002 -- Harris Corporation (NYSE:HRS) today announced that it filed its Annual Report on Form 10-K for the fiscal year ended June 28, 2002, and that its Chairman and Chief Executive Officer, Phillip W. Farmer, and Senior Vice President and Chief Financial Officer, Bryan R. Roub, have signed and filed sworn statements and related certifications with the U.S. Securities and Exchange Commission (SEC) affirming the accuracy of the financial statements and other disclosures included in the Annual Report. "Certifying our SEC filings underscores our commitment to providing investors, customers, and our employees with accurate information," said Mr. Farmer. "I assure you we are in full compliance with both the letter and spirit of the applicable laws and regulations." These actions are in response to a June 27, 2002, order by the SEC requiring the top officials of 947 companies to attest to the accuracy of their companies' most recent annual and quarterly financial reports, as well as certifications required by the Sarbanes-Oxley Act of 2002 and related SEC rules. Harris Corporation is an international communications equipment company focused on providing product, system, and service solutions for commercial and government customers. The company's five operating divisions serve markets for microwave, broadcast, network support, tactical radio, and government systems. Harris has sales and service facilities in more than 90 countries. Additional information about Harris Corporation is available at WWW.HARRIS.COM. # # # -----END PRIVACY-ENHANCED MESSAGE-----