EX-99.77Q1 OTHR EXHB 9 ex77q1e4.txt EX-99.77Q1E4 Sub-Item 77Q1(e) AMENDMENT NO. 16 TO MASTER INVESTMENT ADVISORY AGREEMENT This Amendment dated as of December 14, 2011, amends the Master Investment Advisory Agreement (the "Agreement") dated June 5, 2000, between AIM Growth Series (Invesco Growth Series), a Delaware statutory trust, and Invesco Advisers, Inc., a Delaware corporation. W I T N E S S E T H: WHEREAS, the Trust desires to (i) change the name of Invesco Moderately Conservative Allocation Fund to Invesco Conservative Allocation Fund and to (ii) remove the following series portfolios; Invesco Balanced-Risk Retirement 2010 Fund, Invesco Basic Value Fund, Invesco Conservative Allocation Fund, Invesco Moderate Growth Allocation Fund, Invesco Van Kampen Asset Allocation Growth Fund, Invesco Van Kampen Asset Allocation Moderate Fund, Invesco Van Kampen Harbor Fund and Invesco Van Kampen Real Estate Securities Fund; NOW, THEREFORE, the parties agree that; 1. Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: "APPENDIX A FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT ------------------------------------------------------- ------------------------------------------ Invesco Balanced-Risk Retirement Now Fund January 31, 2007 Invesco Balanced-Risk Retirement 2020 Fund January 31, 2007 Invesco Balanced-Risk Retirement 2030 Fund January 31, 2007 Invesco Balanced-Risk Retirement 2040 Fund January 31, 2007 Invesco Balanced-Risk Retirement 2050 Fund January 31, 2007 Invesco Global Equity Fund November 4, 2003 Invesco Growth Allocation Fund April 30, 2004 Invesco Income Allocation Fund October 31, 2005 Invesco International Allocation Fund October 31, 2005 Invesco Mid Cap Core Equity Fund September 1, 2001
Invesco Moderate Allocation Fund April 30, 2004 Invesco Moderate Growth Allocation Fund April 29, 2005 Invesco Moderately Conservative Allocation Fund April 29, 2005 Invesco Small Cap Growth Fund September 11, 2000 Invesco Convertible Securities Fund February 12, 2010 Invesco Van Kampen Leaders Fund February 12, 2010 Invesco Van Kampen U.S. Mortgage Fund February 12, 2010
APPENDIX B COMPENSATION TO THE ADVISOR The Trust shall pay the Advisor, out of the assets of a Fund, as full compensation for all services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by applying the following annual rates to the average daily net assets of such Fund for the calendar year computed in the manner used for the determination of the net asset value of shares of such Fund. INVESCO BALANCED-RISK RETIREMENT NOW FUND INVESCO BALANCED-RISK RETIREMENT 2020 FUND INVESCO BALANCED-RISK RETIREMENT 2030 FUND INVESCO BALANCED-RISK RETIREMENT 2040 FUND INVESCO BALANCED-RISK RETIREMENT 2050 FUND INVESCO GROWTH ALLOCATION FUND INVESCO INCOME ALLOCATION FUND INVESCO INTERNATIONAL ALLOCATION FUND INVESCO MODERATE ALLOCATION FUND INVESCO CONSERVATIVE ALLOCATION FUND INVESCO VAN KAMPEN LEADERS FUND These eleven funds do not pay an advisory fee. INVESCO GLOBAL EQUITY FUND
NET ASSETS ANNUAL RATE ------------------------------------------------------------------- ----------- First $250 million ................................................ 0.80% Next $250 million ................................................. 0.78% Next $500 million ................................................. 0.76% Next $1.5 billion ................................................. 0.74% Next $2.5 billion ................................................. 0.72% Next $2.5 billion ................................................. 0.70% Next $2.5 billion ................................................. 0.68% Over $10 billion .................................................. 0.66%
2 INVESCO MID CAP CORE EQUITY FUND INVESCO SMALL CAP GROWTH FUND
NET ASSETS ANNUAL RATE ------------------------------------------------------------------ ----------- First $500 million ............................................... 0.725% Next $500 million ................................................ 0.70% Next $500 million ................................................ 0.675% Over $1.5 billion ................................................ 0.65%
INVESCO CONVERTIBLE SECURITIES FUND
NET ASSETS ANNUAL RATE ------------------------------------------------------------------ ----------- First $750 million ............................................... 0.52% Next $250 million ................................................ 0.47% Next $500 million ................................................ 0.42% Next $500 million ................................................ 0.395% Next $1 billion .................................................. 0.37% Over $3 billion .................................................. 0.345%
INVESCO VAN KAMPEN U.S. MORTGAGE FUND
NET ASSETS ANNUAL RATE ------------------------------------------------------------------ ----------- First $1 billion ................................................. 0.47% Next $500 million ................................................ 0.445% Next $500 million ................................................ 0.42% Next $500 million ................................................ 0.395% Next $2.5 billion ................................................ 0.37% Next $2.5 billion ................................................ 0.345% Next $2.5 billion ................................................ 0.32% Next $2.5 billion ................................................ 0.295% Over $12.5 billion ............................................... 0.27%"
2. In all other respects, the Agreement is hereby confirmed and remains in full force and effect. 3 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective officers on the date first written above. AIM GROWTH SERIES (INVESCO GROWTH SERIES) Attest: /s/ Peter Davidson By: /s/ John M. Zerr ---------------------------- ------------------------------ Assistant Secretary John M. Zerr Senior Vice President (SEAL) INVESCO ADVISERS, INC. Attest: /s/ Peter Davidson By: /s/ John M. Zerr ---------------------------- ------------------------------ Assistant Secretary John M. Zerr Senior Vice President (SEAL) 4