| 1 |
Name of reporting person
Augusta Ozama Investment LP |
| 2 | Check the appropriate box if a member of a Group (See Instructions)
 (a)
(b)
|
| 3 | SEC use only |
| 4 |
Source of funds (See Instructions)
WC, OO |
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
| 6 | Citizenship or place of organization
CANADA (FEDERAL LEVEL)
|
| Number of Shares Beneficially Owned by Each Reporting Person With: | | 7 | Sole Voting Power
58,543,977.00 | | 8 | Shared Voting Power
0.00 | | 9 | Sole Dispositive Power
58,543,977.00 | | 10 | Shared Dispositive Power
0.00 |
|
| 11 | Aggregate amount beneficially owned by each reporting person
58,543,977.00 |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
|
| 13 | Percent of class represented by amount in Row (11)
35.85 % |
| 14 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person:
The percentage reported in Item 13 is calculated based upon 163,316,994 outstanding shares of Solaris Resources Inc., as of January 2, 2025.
| 1 |
Name of reporting person
Warke Richard W |
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
|
| 3 | SEC use only |
| 4 |
Source of funds (See Instructions)
OO |
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
|
| 6 | Citizenship or place of organization
CANADA (FEDERAL LEVEL)
|
| Number of Shares Beneficially Owned by Each Reporting Person With: | | 7 | Sole Voting Power
61,279,511.00 | | 8 | Shared Voting Power
0.00 | | 9 | Sole Dispositive Power
61,279,511.00 | | 10 | Shared Dispositive Power
0.00 |
|
| 11 | Aggregate amount beneficially owned by each reporting person
61,279,511.00 |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
|
| 13 | Percent of class represented by amount in Row (11)
37.05 % |
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
The number of shares reported in Items 7, 9, and 11 includes (i) 322,662 common shares and 2,075,000 fully vested options to purchase common shares held directly by Richard Warke, (ii) 26,335 common shares held by Augusta Capital Corporation ("Augusta Capital"), (iii) 109,500 common shares held by Augusta Investments Inc. ("Augusta Investments"), (iv) 58,543,977 common shares held by Augusta Ozama Investment Limited Partnership, and (v) 202,037 common shares held by Ozama River Corp. ("Ozama"). Mr. Warke is the sole officer and director of Augusta Capital, Augusta Investments, Augusta Ozama Investment Limited Partnership, and Ozama. Beneficial ownership does not include 400,000 Options granted on September 18, 2024 which are exercisable at a price of C$3.30 per share, expire on September 18, 2029, and vest as follows: 1/4 on September 18, 2025; 1/4 on September 18, 2026; 1/4 on September 18, 2027, and 1/4 on September 18, 2028.
The percentage reported in Item 13 is calculated on a partially diluted basis based upon 163,316,994 outstanding shares of Solaris Resources Inc., as of January 2, 2025, plus 2,075,000 options to purchase common shares held by Richard Warke, and included pursuant to Rule 13d-3(d)(1)(i) of the Act.