-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NCtcjrqmMuDcCbrUonxHjFyrZ1V1QMd4T3tDqUkFMfShO8mSQ8bAY5IJrtz9GqgV x6aFzJtXgUbqEpWcpyV4oA== 0000927016-02-003079.txt : 20020530 0000927016-02-003079.hdr.sgml : 20020530 20020530155939 ACCESSION NUMBER: 0000927016-02-003079 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 02666354 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 13F-HR/A 1 d13fhra.txt FORM 13F-HR/A ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0006 Expires: FEBRUARY 28, 1994 Estimated average burden hours per form . . . . 24.60 ---------------------------- ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31st, 2002 ----------------. - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [X] Essex Investment Management Co., LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 125 HIGH STREET, 29TH FLOOR BOSTON, MA 02110 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Michael S. McCarthy Vice President (617) 342-3245 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to submit this Report. - --------------------------------- ATTENTION ------------------------------------ INTENTIONAL MISSTATEMENT OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 101 AND 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the city of BOSTON and State of MA on the 30 day of May, 2002. ------ -- -- --- ---- ESSEX INVESTMENT MANAGEMENT COMPANY, LLC ------------------------------------------- (Name of Institutional Investment Manager) /s/ Michael S. McCarthy ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Number will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No: Name: 13F File No: - ----------------------- ------------ ----------------------- ------------ 1. AFFILIATED MANAGERS PENDING 6. GROUP, INC. - ----------------------- ------------ ----------------------- ------------ 2. 7. - ----------------------- ------------ ----------------------- ------------ 3. 8. - ----------------------- ------------ ----------------------- ------------ 4. 9. - ----------------------- ------------ ----------------------- ------------ 5. 10. - ----------------------- ------------ ----------------------- ------------ SEC 1685 (5/91)
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AFC ENTERPRISES INC COMMON 00104Q107 7193 215050 SH SOLE 182450 0 32600 AMN HEALTHCARE SERVICES COMMON 001744101 8905 331050 SH SOLE 261975 0 69075 AOL TIME WARNER INC COMMON 00184A105 45852 1938767 SH SOLE 1467062 0 471705 ABBOTT LABS COMMON 002824100 6295 119675 SH SOLE 96550 0 23125 ACAMBIS PLC DEPOSITORY RECEI 004286100 2560 55825 SH SOLE 12125 0 43700 ACCREDO HEALTH INC COMMON 00437V104 24051 419960 SH SOLE 333885 0 86075 ADAPTEC INC COMMON 00651F108 22014 1646535 SH SOLE 1316885 0 329650 ADMINISTAFF INC COMMON 007094105 6786 245600 SH SOLE 142315 0 103285 ADOLOR CORP COMMON 00724X102 1004 90035 SH SOLE 88910 0 1125 ADVANCED DIGITAL INFORMA COMMON 007525108 4885 375450 SH SOLE 269225 0 106225 ADVANCED MARKETING SVCS COMMON 00753T105 3802 158437 SH SOLE 158437 0 0 ADVISORY BRD CO COMMON 00762W107 4400 135295 SH SOLE 60670 0 74625 AEROFLEX INC COMMON 007768104 707 54950 SH SOLE 44100 0 10850 ADVANCEPCS COMMON 00790K109 22832 758800 SH SOLE 626640 0 132160 AETHER SYS INC COMMON 00808V105 614 140555 SH SOLE 137855 0 2700 AFFILIATED COMPUTER SERV CL A 008190100 6283 111940 SH SOLE 95940 0 16000 AFFILIATED MANAGERS GROU COMMON 008252108 13586 189137 SH SOLE 0 0 189137 AFFYMETRIX INC COMMON 00826T108 2479 85530 SH SOLE 39895 0 45635 AGILE SOFTWARE CORP DEL COMMON 00846X105 2573 212668 SH SOLE 148300 0 64368 AIR PRODS & CHEMS INC COMMON 009158106 1978 38300 SH SOLE 32150 0 6150 ALLERGAN INC COMMON 018490102 2327 36000 SH SOLE 23400 0 12600 ALLIANCE DATA SYSTEMS CO COMMON 018581108 10357 411975 SH SOLE 303575 0 108400 ALLIANT TECHSYSTEMS INC COMMON 018804104 72327 709155 SH SOLE 465165 0 243990 ALLOY INC COMMON 019855105 9336 621175 SH SOLE 486200 0 134975 ALTERA CORP COMMON 021441100 875 40000 SH SOLE 40000 0 0 AMAZON COM INC COMMON 023135106 6306 441000 SH SOLE 156885 0 284115 AMERICAN EXPRESS CO COMMON 025816109 1019 24867 SH SOLE 10900 0 13967
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AMERICAN INTL GROUP INC COMMON 026874107 83479 1157186 SH SOLE 867374 0 289812 AMERICAN MED SYS HLDGS I COMMON 02744M108 20076 891875 SH SOLE 714120 0 177755 AMERICAN PHARMACEUTICALS COMMON 02886P109 691 46600 SH SOLE 46600 0 0 AMERICAN SCIENCE & ENGR COMMON 029429107 7412 489535 SH SOLE 345810 0 143725 AMERISOURCEBERGEN CORP COMMON 03073E105 24927 364970 SH SOLE 233255 0 131715 AMGEN INC COMMON 031162100 56653 949279 SH SOLE 730114 0 219165 ANADARKO PETE CORP COMMON 032511107 5899 104515 SH SOLE 85500 0 19015 ANALOG DEVICES INC COMMON 032654105 1311 29100 SH SOLE 23400 0 5700 ANDRX GROUP COMMON 034553107 319 8400 SH SOLE 8400 0 0 ANGLO AMERN PLC DEPOSITORY RECEI 03485P102 740 44950 SH SOLE 44950 0 0 ANHEUSER BUSCH COS INC COMMON 035229103 6834 130910 SH SOLE 73250 0 57660 ANTHEM INC COMMON 03674B104 7601 132025 SH SOLE 118625 0 13400 ANTEON INTL CORP COMMON 03674E108 5270 253350 SH SOLE 204300 0 49050 APOLLO GROUP INC CL A 037604105 25052 467832 SH SOLE 453875 0 13957 UNV PHOENIX ONLINE COM APOLLO GR 037604204 12990 310467 SH SOLE 287175 0 23292 APOGENT TECHNOLOGIES INC COMMON 03760A101 1555 63000 SH SOLE 63000 0 0 ARIBA INC COMMON 04033V104 473 104500 SH SOLE 0 0 104500 ARM HLDGS PLC DEPOSITORY RECEI 042068106 12656 1024795 SH SOLE 703295 0 321500 ARMOR HOLDINGS INC COMMON 042260109 42657 1574055 SH SOLE 1279530 0 294525 ASHWORTH INC COMMON 04516H101 1217 155050 SH SOLE 137350 0 17700 ASPEN TECHNOLOGY INC COMMON 045327103 910 39750 SH SOLE 5900 0 33850 ATMEL CORP COMMON 049513104 899 88700 SH SOLE 71400 0 17300 AVAYA INC COMMON 053499109 2911 394475 SH SOLE 344325 0 50150 AVENTAIL SER E PRIVATE PLACEMEN 053990107 2750 2750000 SH SOLE 0 0 2750000 BISYS GROUP INC COMMON 055472104 6239 177000 SH SOLE 153300 0 23700 BJ SVCS CO COMMON 055482103 9260 268625 SH SOLE 225075 0 43550 BJS WHOLESALE CLUB INC COMMON 05548J106 2751 61550 SH SOLE 52850 0 8700 BP PLC DEPOSITORY RECEI 055622104 341 6420 SH SOLE 844 0 5576
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE BMC SOFTWARE INC COMMON 055921100 1337 68750 SH SOLE 55100 0 13650 BOWSTREET SER D PRIVATE PLACEMEN 056990104 2500 208334 SH SOLE 0 0 208334 BARRICK GOLD CORP COMMON 067901108 2070 111540 SH SOLE 93487 0 18053 BAXTER INTL INC COMMON 071813109 26518 445530 SH SOLE 354155 0 91375 BEA SYS INC COMMON 073325102 6596 481125 SH SOLE 284805 0 196320 BEBE STORES INC COMMON 075571109 785 37300 SH SOLE 37300 0 0 BECTON DICKINSON & CO COMMON 075887109 45520 1206785 SH SOLE 779600 0 427185 BENIHANA INC CL A 082047200 1173 57500 SH SOLE 55500 0 2000 BEST BUY INC COMMON 086516101 2762 34875 SH SOLE 32375 0 2500 BIOMET INC COMMON 090613100 357 13200 SH SOLE 13200 0 0 BLACK & DECKER CORP COMMON 091797100 1749 37575 SH SOLE 33025 0 4550 BOCA RESORTS INC CL A 09688T106 207 16000 SH SOLE 16000 0 0 BORDERS GROUP INC COMMON 099709107 10754 449770 SH SOLE 347320 0 102450 BOSTON SCIENTIFIC CORP COMMON 101137107 1692 67420 SH SOLE 67420 0 0 BRINKER INTL INC COMMON 109641100 3145 97050 SH SOLE 81400 0 15650 BRISTOL MYERS SQUIBB CO COMMON 110122108 215 5300 SH SOLE 0 0 5300 BROADCOM RULE 145 COMMON 111320107 502 13977 SH SOLE 8500 0 5477 BROCADE COMMUNICATIONS S COMMON 111621108 510 18900 SH SOLE 18900 0 0 BROOK-PRI AUTOMATION INC COMMON 11442E102 5128 112850 SH SOLE 81025 0 31825 BROWN TOM INC COM NEW 115660201 4241 155345 SH SOLE 88320 0 67025 BRUKER DALTONICS INC COMMON 116795105 1402 146300 SH SOLE 124700 0 21600 BRUKER AXS INC (RESTR) PRIV PLACE 6/02 11679P101 4371 1220031 SH SOLE 408600 0 811431 CBRL GROUP INC COMMON 12489V106 15118 531025 SH SOLE 507825 0 23200 C COR NET CORP COMMON 125010108 1574 87450 SH SOLE 70000 0 17450 CDW COMPUTER CTRS INC COMMON 125129106 2517 50000 SH SOLE 50000 0 0 CEC ENTMT INC COMMON 125137109 357 7730 SH SOLE 7730 0 0 C H ROBINSON WORLDWIDE I COMMON 12541W100 11155 332000 SH SOLE 251475 0 80525 CSX CORP COMMON 126408103 5716 149995 SH SOLE 66790 0 83205
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE CABOT CORP COMMON 127055101 46550 1263230 SH SOLE 1263230 0 0 CABOT MICROELECTRONICS C COMMON 12709P103 31174 460819 SH SOLE 441594 0 19225 CACI INTL INC CL A 127190304 6721 191425 SH SOLE 146575 0 44850 CALIFORNIA PIZZA KITCHEN COMMON 13054D109 11195 447625 SH SOLE 349325 0 98300 CARDIAC SCIENCE RESTRICT COMMON 141410209 620 206573 SH SOLE 206573 0 0 CARDINAL HEALTH INC COMMON 14149Y108 23790 335595 SH SOLE 244093 0 91502 CAREER EDUCATION CORP COMMON 141665109 33872 855365 SH SOLE 733310 0 122055 CAREMARK RX INC COMMON 141705103 4326 221825 SH SOLE 190325 0 31500 EROOM SER C PRIVATE PLACEMEN 146990106 2000 416667 SH SOLE 0 0 416667 EPICENTRIC SER D PRIVATE PLACEMEN 147990105 1750 367647 SH SOLE 0 0 367647 CATERPILLAR INC DEL COMMON 149123101 24810 436408 SH SOLE 317918 0 118490 CELL THERAPEUTICS INC COMMON 150934107 3009 121175 SH SOLE 86850 0 34325 CELGENE CORP RESTRICTED COMMON 151020104 304 12288 SH SOLE 12288 0 0 CENTILLIUM COMMUNICATION COMMON 152319109 3538 292400 SH SOLE 242700 0 49700 CENTRA SOFTWARE INC COMMON 15234X103 84 17453 SH SOLE 0 0 17453 CERTEGY INC COMMON 156880106 2455 61850 SH SOLE 61850 0 0 CHARLES RIV LABS INTL IN COMMON 159864107 27890 899675 SH SOLE 684095 0 215580 CHARTER COMMUNICATIONS I CL A 16117M107 22205 1966825 SH SOLE 1587675 0 379150 CHEESECAKE FACTORY INC COMMON 163072101 3690 100000 SH SOLE 100000 0 0 CHEVRONTEXACO CORP COMMON 166764100 18398 203813 SH SOLE 113800 0 90013 CHIRON CORP COMMON 170040109 1078 23495 SH SOLE 23495 0 0 CHOICEPOINT INC COMMON 170388102 7396 128400 SH SOLE 113800 0 14600 CHROMAGEN SER F PRIVATE PLACEMEN 170990105 2000 470588 SH SOLE 0 0 470588 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 3325 184325 SH SOLE 160675 0 23650 CIRRUS LOGIC INC COMMON 172755100 8863 469665 SH SOLE 172620 0 297045 CISCO SYS INC RESTRICTED RULE 145 17275R102 12940 764310 SH SOLE 601675 0 162635 CITIGROUP INC COMMON 172967101 23906 482755 SH SOLE 422957 0 59798 CITY NATL CORP COMMON 178566105 4182 79500 SH SOLE 67000 0 12500
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE CLOSURE MED CORP COMMON 189093107 1429 72600 SH SOLE 72600 0 0 COACH INC COMMON 189754104 9701 191300 SH SOLE 148875 0 42425 COCA COLA ENTERPRISES IN COMMON 191219104 687 36575 SH SOLE 31825 0 4750 COINSTAR INC COMMON 19259P300 684 20300 SH SOLE 17625 0 2675 COLGATE PALMOLIVE CO COMMON 194162103 21447 375272 SH SOLE 271297 0 103975 COMCAST CORP - SP A CL A SPL 200300200 21459 674804 SH SOLE 526619 0 148185 COMMERCE BANCORP INC NJ COMMON 200519106 4546 101250 SH SOLE 85200 0 16050 COMMUNITY HEALTH SYS INC COMMON 203668108 4591 207650 SH SOLE 183850 0 23800 COMPUTER NETWORK TECHNOL COMMON 204925101 9514 719675 SH SOLE 566075 0 153600 CONCORD COMMUNICATIONS I COMMON 206186108 2069 97821 SH SOLE 6000 0 91821 CONCORD EFS INC COMMON 206197105 8695 261494 SH SOLE 169674 0 91820 CONCURRENT COMPUTER CORP COMMON 206710204 5359 644850 SH SOLE 499200 0 145650 COORS ADOLPH CO CL B 217016104 1764 26150 SH SOLE 24300 0 1850 COPART INC COMMON 217204106 517 28800 SH SOLE 28800 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 375 7422 SH SOLE 0 0 7422 COSTCO WHSL CORP NEW COMMON 22160K105 51214 1286136 SH SOLE 943511 0 342625 COTT CORP QUE COMMON 22163N106 11426 604875 SH SOLE 455700 0 149175 COX COMMUNICATIONS INC N CL A 224044107 7884 209450 SH SOLE 172050 0 37400 CROSS CTRY INC COMMON 22748P105 25991 962645 SH SOLE 750730 0 211915 CROWN CORK & SEAL INC COMMON 228255105 4466 498975 SH SOLE 440250 0 58725 CUMMINS INC COMMON 231021106 1433 30350 SH SOLE 26925 0 3425 CYTYC CORP COMMON 232946103 69304 2574460 SH SOLE 1953740 0 620720 DEERE & CO COMMON 244199105 4013 88105 SH SOLE 37320 0 50785 DELIAS CORP CL A 24688Q101 740 116250 SH SOLE 116250 0 0 DELL COMPUTER CORP COMMON 247025109 8254 316140 SH SOLE 265290 0 50850 DELUXE CORP COMMON 248019101 4626 100000 SH SOLE 100000 0 0 DIAL CORP NEW COMMON 25247D101 815 45200 SH SOLE 45200 0 0 DIANON SYS INC COMMON 252826102 7490 115445 SH SOLE 103745 0 11700
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE DIEBOLD INC COMMON 253651103 895 21975 SH SOLE 19300 0 2675 DIGITAL INSIGHT CORP COMMON 25385P106 23813 864350 SH SOLE 676425 0 187925 DIGITAL RIV INC COMMON 25388B104 4168 281450 SH SOLE 236125 0 45325 DIGITALTHINK INC COMMON 25388M100 459 204094 SH SOLE 0 0 204094 DILLARDS INC CL A 254067101 833 34900 SH SOLE 30800 0 4100 DOCUMENTUM INC COMMON 256159104 3016 118500 SH SOLE 99300 0 19200 DOLLAR TREE STORES INC COMMON 256747106 6983 212825 SH SOLE 186925 0 25900 DOW CHEM CO COMMON 260543103 7881 240870 SH SOLE 105575 0 135295 DREXLER TECHNOLOGY CORP COMMON 261876106 5972 265525 SH SOLE 175300 0 90225 DREYERS GRAND ICE CREAM COMMON 261878102 7178 174265 SH SOLE 114475 0 59790 DUANE READE INC COMMON 263578106 737 21700 SH SOLE 15100 0 6600 DUKE ENERGY CORP COMMON 264399106 742 19640 SH SOLE 1250 0 18390 E M C CORP MASS COMMON 268648102 1615 135500 SH SOLE 135500 0 0 ENSCO INTL INC COMMON 26874Q100 10839 359625 SH SOLE 305175 0 54450 EPIQ SY INC COMMON 26882D109 6166 387090 SH SOLE 331200 0 55890 EBAY RESTRICTED RULE 145 COMMON 278642103 60814 1073688 SH SOLE 776950 0 296738 EDO CORP COMMON 281347104 2115 78305 SH SOLE 63505 0 14800 EDUCATION MGMT CORP COMMON 28139T101 18864 447335 SH SOLE 355885 0 91450 J D EDWARDS & CO COMMON 281667105 3111 172450 SH SOLE 144700 0 27750 EL PASO ENERGY PARTNERS COMMON 28368B102 367 9800 SH SOLE 9800 0 0 ELECTRO FUEL (RESTR) CANADIAN RULE 14 284904109 91 117000 SH SOLE 117000 0 0 ELECTRONIC ARTS INC COMMON 285512109 24252 398885 SH SOLE 283615 0 115270 EMULEX CORP COM NEW 292475209 1370 41600 SH SOLE 33300 0 8300 ENTRAVISION COMMUNICATIO CL A 29382R107 11643 786665 SH SOLE 732315 0 54350 ENZON INC COMMON 293904108 18056 407685 SH SOLE 355135 0 52550 EQUIFAX INC COMMON 294429105 7177 240020 SH SOLE 216670 0 23350 EQUITY OFFICE PROPERTIES COMMON 294741103 205 6819 SH SOLE 2598 0 4221 ESPERION THERAPEUTICS IN COMMON 29664R106 3447 566040 SH SOLE 561040 0 5000
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE EXAR CORP COMMON 300645108 1432 69700 SH SOLE 56000 0 13700 EXPRESS SCRIPTS INC COMMON 302182100 4066 70600 SH SOLE 61100 0 9500 EXXON MOBIL CORP COMMON 30231G102 2653 60526 SH SOLE 23522 0 37004 FAMILY DLR STORES INC COMMON 307000109 10186 303975 SH SOLE 266025 0 37950 FEDERAL HOME LN MTG CORP COMMON 313400301 5225 82459 SH SOLE 39464 0 42995 FEDERAL NATL MTG ASSN COMMON 313586109 15439 193279 SH SOLE 153734 0 39545 F5 NETWORKS INC COMMON 315616102 616 26500 SH SOLE 26500 0 0 FIFTH THIRD BANCORP COMMON 316773100 1775 26300 SH SOLE 24400 0 1900 ONIX MICROSYSTEMS SER C PRIVATE PLACEMEN 335990107 1500 647409 SH SOLE 0 0 647409 FISCHER IMAGING CORP COMMON 337719108 1009 82700 SH SOLE 82700 0 0 FOREST LABS INC COMMON 345838106 39423 482530 SH SOLE 482480 0 50 FORTUNE BRANDS INC COMMON 349631101 1453 29425 SH SOLE 26100 0 3325 FREEMARKETS INC COMMON 356602102 3009 131000 SH SOLE 124500 0 6500 FRIEDMANS INC CL A 358438109 932 86700 SH SOLE 86700 0 0 FRONTIER AIRLINES INC NE COMMON 359065109 4941 269700 SH SOLE 228750 0 40950 PHOTONEX SER C PRIVATE PLACEMEN 359992104 3000 2049012 SH SOLE 0 0 2049012 FURNITURE BRANDS INTL IN COMMON 360921100 4676 128275 SH SOLE 112325 0 15950 GALLAGHER ARTHUR J & CO COMMON 363576109 8538 260545 SH SOLE 130760 0 129785 GAZPROM O A O DEPOSITORY RECEI 368287207 842 58300 SH SOLE 0 0 58300 GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 12964 876571 SH SOLE 695626 0 180945 GENENTECH INC COM NEW 368710406 20947 415205 SH SOLE 284810 0 130395 GENERAL DYNAMICS CORP COMMON 369550108 54289 577845 SH SOLE 434165 0 143680 GENERAL ELEC CO COMMON 369604103 12471 333001 SH SOLE 218691 0 114310 GENERAL MTRS CORP COMMON 370442105 2737 45275 SH SOLE 43825 0 1450 GENESCO INC COMMON 371532102 979 35500 SH SOLE 35500 0 0 GENUINE PARTS CO COMMON 372460105 25228 686115 SH SOLE 533135 0 152980 GENZYME CORP GENL DIV COM GENL DIV 372917104 18977 434545 SH SOLE 431445 0 3100 GILEAD SCIENCES INC COMMON 375558103 19465 540850 SH SOLE 473550 0 67300
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE GILLETTE CO COMMON 375766102 30736 903740 SH SOLE 709550 0 194190 GLOBAL SPORTS INC COMMON 37937A107 19011 1111750 SH SOLE 871925 0 239825 GLOBESPANVIRATA INC COMMON 37957V106 685 45900 SH SOLE 45900 0 0 GOLD FIELDS LTD NEW DEPOSITORY RECEI 38059T106 318 30550 SH SOLE 30550 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 1013 11225 SH SOLE 11000 0 225 GREATER BAY BANCORP COMMON 391648102 2069 60625 SH SOLE 56475 0 4150 GUIDANT CORP COMMON 401698105 433 10000 SH SOLE 0 0 10000 GUITAR CTR MGMT INC COMMON 402040109 1349 77000 SH SOLE 66800 0 10200 GYMBOREE CORP COMMON 403777105 1728 117120 SH SOLE 76570 0 40550 HCA INC COMMON 404119109 697 15820 SH SOLE 15820 0 0 HCC INS HLDGS INC COMMON 404132102 1139 40760 SH SOLE 40010 0 750 HAEMONETICS CORP COMMON 405024100 321 10100 SH SOLE 10100 0 0 HANDLEMAN CO DEL COMMON 410252100 1027 100000 SH SOLE 100000 0 0 HARLAND JOHN H CO COMMON 412693103 5019 172640 SH SOLE 161365 0 11275 HECLA MNG CO COMMON 422704106 28 15000 SH SOLE 0 0 15000 HENRY JACK & ASSOC INC COMMON 426281101 13546 610720 SH SOLE 603615 0 7105 HOLLYWOOD ENTMT CORP COMMON 436141105 6858 408210 SH SOLE 328635 0 79575 HOME DEPOT INC COMMON 437076102 61478 1264722 SH SOLE 964699 0 300023 HOT TOPIC INC COMMON 441339108 4985 238499 SH SOLE 182162 0 56337 HOVNANIAN ENTERPRISES IN CL A 442487203 1239 46600 SH SOLE 46600 0 0 ICN PHARMACEUTICALS INC COMMON 448924100 14057 442740 SH SOLE 357895 0 84845 IDEC PHARMACEUTICALS COR COMMON 449370105 7989 124250 SH SOLE 97055 0 27195 IRT CORP COMMON 450052303 4 15893 SH SOLE 0 0 15893 ITT EDUCATIONAL SERVICES COMMON 45068B109 1851 41125 SH SOLE 32975 0 8150 IMMUNEX CORP NEW COMMON 452528102 2546 84150 SH SOLE 73150 0 11000 IMPATH INC COMMON 45255G101 13561 330445 SH SOLE 316520 0 13925 INDUS INTL INC COMMON 45578L100 457 87600 SH SOLE 0 0 87600 INFORMATICA CORP COMMON 45666Q102 3440 475200 SH SOLE 475200 0 0
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE INTEGRA LIFESCIENCES HLD COM NEW 457985208 22734 808185 SH SOLE 638535 0 169650 INTEGRATED DEVICE TECHNO COMMON 458118106 1059 31850 SH SOLE 25500 0 6350 INTEL CORP COMMON 458140100 56046 1843028 SH SOLE 1492508 0 350520 INTERCEPT INC COMMON 45845L107 819 22600 SH SOLE 22600 0 0 INTERMUNE INC COMMON 45884X103 5088 169210 SH SOLE 121360 0 47850 INTERNATIONAL BUSINESS M COMMON 459200101 21198 203828 SH SOLE 170957 0 32871 INTERNATIONAL SPEEDWAY C CL A 460335201 8916 195104 SH SOLE 139954 0 55150 INTERNET SEC SYS INC COMMON 46060X107 972 42550 SH SOLE 9900 0 32650 INTUIT COMMON 461202103 63069 1644125 SH SOLE 1262585 0 381540 INVERNESS MED INNOVATION COMMON 46126P106 544 23900 SH SOLE 23900 0 0 INVISION TECHNOLOGIES IN COMMON 461851107 4405 109585 SH SOLE 50345 0 59240 INVESTORS FINL SERVICES COMMON 461915100 380 5000 SH SOLE 5000 0 0 ITRON INC COMMON 465741106 10520 353625 SH SOLE 346575 0 7050 J JILL GROUP INC COMMON 466189107 11591 407400 SH SOLE 313625 0 93775 JABIL CIRCUIT INC COMMON 466313103 2946 125200 SH SOLE 105100 0 20100 JAMESON INNS INC COMMON 470457102 51 13500 SH SOLE 0 0 13500 JOHN NUVEEN CO CL A 478035108 20222 366674 SH SOLE 263784 0 102890 JOHNSON & JOHNSON COMMON 478160104 63601 979237 SH SOLE 674491 0 304746 KLA-TENCOR CORP COMMON 482480100 1929 29000 SH SOLE 25800 0 3200 KPMG CONSULTING INC COMMON 48265R109 1124 55625 SH SOLE 8225 0 47400 KEY ENERGY SVCS INC COMMON 492914106 6220 580200 SH SOLE 433625 0 146575 KESTREL SOLUTIONS SER C PRIVATE PLACEMEN 492990106 0 125000 SH SOLE 0 0 125000 KIMBERLY CLARK CORP COMMON 494368103 323 5000 SH SOLE 0 0 5000 KING PHARMACEUTICALS INC COMMON 495582108 17273 493387 SH SOLE 489855 0 3532 KOHLS CORP COMMON 500255104 2046 28755 SH SOLE 26355 0 2400 KRAFT FOODS INC CL A 50075N104 2452 63445 SH SOLE 45945 0 17500 KRISPY KREME DOUGHNUTS I COMMON 501014104 12257 300040 SH SOLE 239020 0 61020 KROLL INC COMMON 501049100 11749 705650 SH SOLE 700650 0 5000
10
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE KRONOS INC COMMON 501052104 13955 297050 SH SOLE 197925 0 99125 L-3 COMMUNICATIONS HLDGS COMMON 502424104 11952 106710 SH SOLE 101000 0 5710 LABORATORY CORP AMER HLD COM NEW 50540R409 30873 322060 SH SOLE 239085 0 82975 LABRANCHE & CO INC COMMON 505447102 1891 60900 SH SOLE 56800 0 4100 LAMAR ADVERTISING CO CL A 512815101 6061 149220 SH SOLE 148620 0 600 LANDRYS RESTAURANTS INC COMMON 51508L103 3444 150000 SH SOLE 150000 0 0 LENNAR CORP COMMON 526057104 7311 138575 SH SOLE 121325 0 17250 LEXMARK INTL NEW CL A 529771107 33896 592800 SH SOLE 396620 0 196180 LIBERATE TECHNOLOGIES COMMON 530129105 1170 196650 SH SOLE 168200 0 28450 LIBERTY MEDIA CORP NEW COM SER A 530718105 171 13500 SH SOLE 0 0 13500 LIBERTY PPTY TR SH BEN INT 531172104 223 6900 SH SOLE 900 0 6000 LIFECORE BIOMEDICAL INC COMMON 532187101 336 30430 SH SOLE 30430 0 0 LIFEPOINT HOSPITALS INC COMMON 53219L109 11451 309825 SH SOLE 232925 0 76900 LILLY ELI & CO COMMON 532457108 533 7000 SH SOLE 6480 0 520 LINCARE HLDGS INC COMMON 532791100 1496 55180 SH SOLE 26985 0 28195 LINEAR TECHNOLOGY CORP COMMON 535678106 11106 251150 SH SOLE 209050 0 42100 LOCKHEED MARTIN CORP COMMON 539830109 51916 901625 SH SOLE 587405 0 314220 LOUDCLOUD INC COMMON 545735102 999 436130 SH SOLE 402530 0 33600 LYONDELL CHEMICAL CO COMMON 552078107 2279 137195 SH SOLE 103245 0 33950 MBNA CORP COMMON 55262L100 536 13900 SH SOLE 0 0 13900 MPSI SYSTEMS (UNRESTR) DTC POSITION 553412206 9 20500 SH SOLE 0 0 20500 MRO SOFTWARE INC COMMON 55347W105 1118 89850 SH SOLE 24000 0 65850 MACROVISION CORP COMMON 555904101 3383 126940 SH SOLE 111640 0 15300 MACROMEDIA INC COMMON 556100105 2932 143580 SH SOLE 105780 0 37800 MAGMA DESIGN AUTOMATION COMMON 559181102 6611 339700 SH SOLE 250800 0 88900 MANOR CARE INC NEW COMMON 564055101 1199 51470 SH SOLE 51345 0 125 MANTECH INTL CORP CL A 564563104 738 39700 SH SOLE 24800 0 14900 MANUGISTICS GROUP INC COMMON 565011103 851 39600 SH SOLE 32100 0 7500
11
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE MARSH & MCLENNAN COS INC COMMON 571748102 1912 16955 SH SOLE 1605 0 15350 MARTEK BIOSCIENCES CORP COMMON 572901106 5555 176480 SH SOLE 93280 0 83200 MATRIXONE INC COMMON 57685P304 13831 1550550 SH SOLE 1247350 0 303200 MATTEL INC COMMON 577081102 1710 82075 SH SOLE 76325 0 5750 MCDATA CORP CL B 580031102 1960 162000 SH SOLE 128600 0 33400 MCGRAW HILL COS INC COMMON 580645109 58100 851284 SH SOLE 646255 0 205029 MCKESSON CORP COMMON 58155Q103 25271 675150 SH SOLE 531039 0 144111 MED-DESIGN CORP COMMON 583926100 525 37375 SH SOLE 36475 0 900 MEDAMICUS INC COMMON 584027106 451 41620 SH SOLE 41620 0 0 MEDIMMUNE INC COMMON 584699102 3099 78787 SH SOLE 75430 0 3357 MEDTRONIC INC COMMON 585055106 60650 1341528 SH SOLE 1033273 0 308255 MERCK & CO INC COMMON 589331107 995 17280 SH SOLE 1950 0 15330 MERCURY COMPUTER SYS COMMON 589378108 1741 54475 SH SOLE 17625 0 36850 MERCURY INTERACTIVE CORP COMMON 589405109 5422 144000 SH SOLE 104100 0 39900 MERIDIAN MEDICAL RSTR CAN SELL 11/07/0 589658103 8456 233772 SH SOLE 130475 0 103297 MERIDIAN GOLD INC COMMON 589975101 314 21650 SH SOLE 21650 0 0 MESA AIR GROUP INC COMMON 590479101 4847 432750 SH SOLE 353925 0 78825 METTLER TOLEDO INTERNATI COMMON 592688105 1132 25000 SH SOLE 25000 0 0 MICROSOFT CORP COMMON 594918104 121739 2018546 SH SOLE 1520961 0 497585 MICROTUNE INC DEL COMMON 59514P109 12527 871775 SH SOLE 681775 0 190000 MILLENNIUM PHARMACEUTICA COMMON 599902103 527 23600 SH SOLE 1600 0 22000 MORGAN STANLEY DEAN WITT COM NEW 617446448 1928 33636 SH SOLE 33300 0 336 MOTOROLA INC COMMON 620076109 1324 93247 SH SOLE 65800 0 27447 MOTOROLA INC/CV/LYON NOTE 9/0 620076AE9 192 250000 PRN SOLE 250000 0 0 NCO GROUP INC NOTE 4.750 4/1 628858AC6 614 591000 PRN SOLE 222000 0 369000 NABORS INDS INC COMMON 629568106 9150 216575 SH SOLE 181625 0 34950 NDCHEALTH CORP COMMON 639480102 24025 660200 SH SOLE 514500 0 145700 NETWORKS ASSOCS INC COMMON 640938106 31333 1294765 SH SOLE 983940 0 310825
12
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE NETEGRITY INC COMMON 64110P107 1087 73475 SH SOLE 62225 0 11250 NETSCREEN TECHNOLOGIES I COMMON 64117V107 12611 757395 SH SOLE 473045 0 284350 NEWMONT MINING CORP HLDG COMMON 651639106 1747 63100 SH SOLE 52100 0 11000 NEWPARK RES INC COM PAR $.01NEW 651718504 1550 200000 SH SOLE 200000 0 0 NIKU CORP RESTRICTED COMMON 654113109 336 172321 SH SOLE 172321 0 0 NOKIA CORP ORD. 654902204 14514 699800 SH SOLE 599350 0 100450 NORFOLK SOUTHERN CORP COMMON 655844108 5969 249330 SH SOLE 104045 0 145285 NORTH FORK BANCORPORATIO COMMON 659424105 4040 113600 SH SOLE 95600 0 18000 NORTHROP GRUMMAN CORP COMMON 666807102 5704 50455 SH SOLE 19095 0 31360 OM GROUP INC COMMON 670872100 12987 179625 SH SOLE 124455 0 55170 OSI PHARMACEUTICALS INC COMMON 671040103 4310 110090 SH SOLE 100290 0 9800 OSI SYSTEMS INC COMMON 671044105 42241 1676245 SH SOLE 1369355 0 306890 ODYSSEY HEALTHCARE INC COMMON 67611V101 9748 364970 SH SOLE 292245 0 72725 OFFSHORE LOGISTICS INC COMMON 676255102 1193 55365 SH SOLE 33765 0 21600 OIL CO LUKOIL DEPOSITORY RECEI 677862104 838 14200 SH SOLE 0 0 14200 OMNICARE INC COMMON 681904108 7764 299865 SH SOLE 217890 0 81975 OPEN JT STK CO-VIMPEL CO DEPOSITORY RECEI 68370R109 2231 69325 SH SOLE 4525 0 64800 OPNET TECHNOLOGIES INC COMMON 683757108 727 76275 SH SOLE 50425 0 25850 OPTIMAL ROBOTICS CORP CL A NEW 68388R208 6271 349965 SH SOLE 328015 0 21950 ORACLE CORP COMMON 68389X105 1018 79555 SH SOLE 21900 0 57655 OPTION CARE INC COMMON 683948103 596 36100 SH SOLE 33050 0 3050 OVERTURE SVCS INC COMMON 69039R100 43668 1564027 SH SOLE 1046500 0 517527 PACIFIC SUNWEAR CALIF IN COMMON 694873100 2530 102850 SH SOLE 74250 0 28600 PALM INC COMMON 696642107 591 148050 SH SOLE 131450 0 16600 PANERA BREAD CO CL A 69840W108 1542 24200 SH SOLE 24200 0 0 PATTERSON DENTAL CO COMMON 703412106 3435 78550 SH SOLE 65200 0 13350 PAYCHEX INC COMMON 704326107 5662 142625 SH SOLE 67905 0 74720 PAYPAL INC COMMON 704508100 3637 190915 SH SOLE 41150 0 149765
13
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE PEABODY ENERGY CORP COMMON 704549104 250 8635 SH SOLE 2775 0 5860 PEC SOLUTIONS INC COMMON 705107100 622 25300 SH SOLE 25300 0 0 PEDIATRIX MED GROUP COMMON 705324101 2649 64980 SH SOLE 64980 0 0 PEPSICO INC COMMON 713448108 207 4025 SH SOLE 2000 0 2025 PEREGRINE SYSTEMS INC COMMON 71366Q101 2651 278500 SH SOLE 233500 0 45000 PERFORMANCE FOOD GROUP C COMMON 713755106 7056 216050 SH SOLE 163550 0 52500 PEROT SYS CORP CL A 714265105 7557 378775 SH SOLE 289300 0 89475 PFIZER INC COMMON 717081103 39115 984265 SH SOLE 752280 0 231985 PHARMACIA CORP COMMON 71713U102 4099 90925 SH SOLE 90300 0 625 PHILADELPHIA CONS HLDG C COMMON 717528103 17489 439415 SH SOLE 331365 0 108050 PHILLIPS PETE CO COMMON 718507106 17253 274737 SH SOLE 231237 0 43500 PLACER DOME INC COMMON 725906101 2243 183125 SH SOLE 156075 0 27050 TANDBERG ASA COMMON 7283440 254 20050 SH SOLE 16450 0 3600 POLARIS INDS INC COMMON 731068102 1647 25855 SH SOLE 14755 0 11100 POLYCOM INC COMMON 73172K104 52604 2138365 SH SOLE 1586185 0 552180 PRAECIS PHARMACEUTICALS COMMON 739421105 619 119100 SH SOLE 119100 0 0 PRAXAIR INC COMMON 74005P104 32716 547085 SH SOLE 389555 0 157530 PRENTISS PPTYS TR SH BEN INT 740706106 297 10050 SH SOLE 3050 0 7000 PRIDE INTL INC DEL COMMON 74153Q102 1487 93500 SH SOLE 93500 0 0 PRINCETON REVIEW INC COMMON 742352107 1442 165760 SH SOLE 165760 0 0 PRINCIPAL FINANCIAL GROU COMMON 74251V102 4862 192175 SH SOLE 163625 0 28550 PROCTER & GAMBLE CO COMMON 742718109 18275 202854 SH SOLE 171340 0 31514 PROSPERITY BANCSHARES IN COMMON 743606105 1484 45600 SH SOLE 45600 0 0 PROTEIN DESIGN LABS INC COMMON 74369L103 3945 230315 SH SOLE 118765 0 111550 PROVINCE HEALTHCARE CO COMMON 743977100 8862 278930 SH SOLE 201205 0 77725 PULTE HOMES INC COMMON 745867101 7631 159475 SH SOLE 143325 0 16150 QLT INC COMMON 746927102 2494 146250 SH SOLE 122650 0 23600 QUEST DIAGNOSTICS INC COMMON 74834L100 20630 249000 SH SOLE 212780 0 36220
14
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE R H DONNELLEY CORP COM NEW 74955W307 749 24600 SH SOLE 24600 0 0 RARE HOSPITALITY INTL IN COMMON 753820109 11398 448400 SH SOLE 448400 0 0 RAYTHEON CO COM NEW 755111507 267 6500 SH SOLE 4000 0 2500 REGENERX BIOPHARMACEUTIC COMMON 75886X108 296 537531 SH SOLE 0 0 537531 RESOURCES CONNECTION INC COMMON 76122Q105 9731 336350 SH SOLE 243050 0 93300 RESPIRONICS INC COMMON 761230101 7002 216115 SH SOLE 155290 0 60825 RETEK INC COMMON 76128Q109 6161 234700 SH SOLE 181300 0 53400 ROHM & HAAS CO COMMON 775371107 7765 183695 SH SOLE 95115 0 88580 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 645 11872 SH SOLE 300 0 11572 RUBY TUESDAY INC COMMON 781182100 1793 77100 SH SOLE 69100 0 8000 RUDOLPH TECHNOLOGIES INC COMMON 781270103 5236 121325 SH SOLE 87000 0 34325 RYLAND GROUP INC COMMON 783764103 14067 155950 SH SOLE 116725 0 39225 SBC COMMUNICATIONS INC COMMON 78387G103 2685 71725 SH SOLE 55025 0 16700 SFBC INTL INC COMMON 784121105 654 25050 SH SOLE 22925 0 2125 ST PAUL COS INC COMMON 792860108 954 20800 SH SOLE 0 0 20800 STAGECAST SER B PRIVATE PLACEMEN 80589M102 278 295033 SH SOLE 0 0 295033 SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 324 390000 PRN SOLE 390000 0 0 SCHEIN HENRY INC COMMON 806407102 19171 435205 SH SOLE 369555 0 65650 SCHLUMBERGER LTD COMMON 806857108 14932 253860 SH SOLE 162555 0 91305 SCHOLASTIC CORP COMMON 807066105 8811 162600 SH SOLE 162000 0 600 SEEBEYOND TECHNOLOGIES C COMMON 815704101 1377 180050 SH SOLE 152500 0 27550 SEMTECH CORP COMMON 816850101 16234 444755 SH SOLE 375630 0 69125 SEROLOGICALS CORP COMMON 817523103 6779 432600 SH SOLE 406700 0 25900 SIGMA ALDRICH CORP COMMON 826552101 7161 152490 SH SOLE 128135 0 24355 SILICON VY BANCSHARES COMMON 827064106 2028 67025 SH SOLE 62525 0 4500 SITARA NETWORKS CNV COM RESTRICTED 829991108 47 38664 SH SOLE 0 0 38664 SKYWEST INC COMMON 830879102 3061 122800 SH SOLE 103000 0 19800 SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 3587 341625 SH SOLE 298650 0 42975
15
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE SMITH INTL INC COMMON 832110100 6929 102270 SH SOLE 82450 0 19820 SMITHFIELD FOODS INC COMMON 832248108 535 20500 SH SOLE 20500 0 0 SOFTECH INC COMMON 834021107 3 31000 SH SOLE 0 0 31000 SOLID (EURO DENOM) RSTR PRIVATE PLACEMEN 834993107 2639 1387285 SH SOLE 0 0 1387285 SONICWALL INC COMMON 835470105 2391 183325 SH SOLE 131375 0 51950 SONY CORP DEPOSITORY RECEI 835699307 26152 505840 SH SOLE 393955 0 111885 SPANISH BROADCASTING SYS CL A 846425882 2597 191625 SH SOLE 188950 0 2675 SPECIALTY LABORATORIES COMMON 84749R100 10497 439395 SH SOLE 412670 0 26725 SPINNAKER EXPL CO COMMON 84855W109 2012 48300 SH SOLE 48300 0 0 STAPLES INC COMMON 855030102 63970 3203291 SH SOLE 2245786 0 957505 STARBUCKS CORP COMMON 855244109 1461 63180 SH SOLE 41225 0 21955 STATE STR CORP COMMON 857477103 474 8563 SH SOLE 6800 0 1763 STERICYCLE INC COMMON 858912108 29153 465995 SH SOLE 373770 0 92225 STERIS CORP COMMON 859152100 7600 364330 SH SOLE 324450 0 39880 STRATOS LIGHTWAVE INC COMMON 863100103 662 149750 SH SOLE 120000 0 29750 SUN MICROSYSTEMS INC COMMON 866810104 22594 2561655 SH SOLE 2115430 0 446225 SUNRISE ASSISTED LIVING COMMON 86768K106 552 20255 SH SOLE 20255 0 0 SYMYX TECHNOLOGIES COMMON 87155S108 894 43291 SH SOLE 21575 0 21716 SYNAPTICS INC COMMON 87157D109 9651 559500 SH SOLE 400100 0 159400 THQ INC COM NEW 872443403 4580 93275 SH SOLE 93275 0 0 TJX COS INC NEW COMMON 872540109 16445 411030 SH SOLE 365580 0 45450 TAIWAN SEMICONDUCTOR MFG DEPOSITORY RECEI 874039100 11543 556295 SH SOLE 248750 0 307545 TALX CORP COMMON 874918105 4061 253808 SH SOLE 253808 0 0 TARGET CORP COMMON 87612E106 3440 79785 SH SOLE 74385 0 5400 TELEFLEX INC COMMON 879369106 12103 221375 SH SOLE 170055 0 51320 TELLABS INC COMMON 879664100 1390 132750 SH SOLE 123750 0 9000 TERADYNE INC COMMON 880770102 1588 40286 SH SOLE 35100 0 5186 TEXAS INSTRS INC COMMON 882508104 3797 114700 SH SOLE 95800 0 18900
16
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE THIRD WAVE TECHNOLOGIES COMMON 88428W108 662 197475 SH SOLE 43075 0 154400 TIBCO SOFTWARE INC COMMON 88632Q103 4144 352375 SH SOLE 252800 0 99575 TICKETMASTER CL B 88633P203 14196 479920 SH SOLE 301205 0 178715 TITAN CORP COMMON 888266103 6469 313245 SH SOLE 174685 0 138560 TORCHMARK CORP COMMON 891027104 11406 283095 SH SOLE 177075 0 106020 TOYS R US INC COMMON 892335100 659 36700 SH SOLE 36700 0 0 TRANSATLANTIC HLDGS INC COMMON 893521104 8212 100000 SH SOLE 100000 0 0 TRANSKARYOTIC THERAPIES COMMON 893735100 5842 135710 SH SOLE 104310 0 31400 TRAVELERS PPTY CAS CORP CL A 89420G109 7555 377750 SH SOLE 310980 0 66770 TRIAD HOSPITALS INC COMMON 89579K109 713 20725 SH SOLE 20725 0 0 TRIBUNE CO NEW COMMON 896047107 1175 25857 SH SOLE 6393 0 19464 TRITON PCS HLDGS INC CL A 89677M106 197 19380 SH SOLE 19005 0 375 TWEETER HOME ENTMT GROUP COMMON 901167106 9633 492750 SH SOLE 475000 0 17750 UICI COMMON 902737105 8028 423660 SH SOLE 382460 0 41200 US BANCORP DEL COM NEW 902973304 605 26815 SH SOLE 0 0 26815 USA INTERACTIVE COMMON 902984103 1851 58275 SH SOLE 51775 0 6500 NOVERA OPTICS, INC SER C PRIVATE PLACEMEN 903990109 3000 1234568 SH SOLE 0 0 1234568 UNILAB CORP NEW COM NEW 904763208 23859 970290 SH SOLE 792375 0 177915 UNION PAC CORP COMMON 907818108 6310 101540 SH SOLE 41855 0 59685 UNITED NAT FOODS INC COMMON 911163103 9645 387200 SH SOLE 311150 0 76050 UNITED PARCEL SERVICE IN CL B 911312106 43667 718205 SH SOLE 497365 0 220840 UNITEDGLOBALCOM CL A 913247508 314 58030 SH SOLE 55800 0 2230 UNITEDHEALTH GROUP INC COMMON 91324P102 15813 206920 SH SOLE 138110 0 68810 UNIVERSAL COMPRESSION HL COMMON 913431102 6608 250300 SH SOLE 176500 0 73800 UNIVERSAL HLTH SVCS INC CL B 913903100 8817 213755 SH SOLE 192905 0 20850 VXTEL/INTEL ESCROW PAYABLE 10/4/02 91847K994 350 30170 SH SOLE 0 0 30170 VARIAGENICS RESTR PRIVATE PLCMT 922196100 382 301738 SH SOLE 0 0 301738 VARIAN MED SYS INC COMMON 92220P105 8678 212180 SH SOLE 186730 0 25450
17
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE VASTERA INC COMMON 92239N109 13070 881325 SH SOLE 687480 0 193845 VELOCITY EXPRESS (RESTR) RULE 144 92257T103 123 98692 SH SOLE 49346 0 49346 VERITAS SOFTWARE CO COMMON 923436109 42241 963742 SH SOLE 772350 0 191392 VERIZON COMMUNICATIONS COMMON 92343V104 2671 57945 SH SOLE 44100 0 13845 VIACOM INC/CL B CL B 925524308 62285 1287679 SH SOLE 902517 0 385162 VIDAMED INC COMMON 926530106 99 12600 SH SOLE 12600 0 0 VIISAGE TECHNOLOGY INC COMMON 92675K106 4833 696500 SH SOLE 696500 0 0 VISIONICS CORP DEL COMMON 92831E101 7363 627700 SH SOLE 625400 0 2300 WAL MART STORES INC COMMON 931142103 37096 605153 SH SOLE 474381 0 130772 WASTE CONNECTIONS INC COMMON 941053100 23321 695940 SH SOLE 539015 0 156925 WEATHERFORD INTL INC COMMON 947074100 9244 194075 SH SOLE 162175 0 31900 WEBEX INC COMMON 94767L109 2243 136325 SH SOLE 13175 0 123150 WEBSENSE INC COMMON 947684106 45026 1789570 SH SOLE 1214145 0 575425 WEBMETHODS INC COMMON 94768C108 28841 1673890 SH SOLE 1255355 0 418535 WEBMD CORP COMMON 94769M105 1467 190975 SH SOLE 28575 0 162400 WEIGHT WATCHERS INTL INC COMMON 948626106 24214 632875 SH SOLE 496700 0 136175 WEST MARINE INC COMMON 954235107 4173 206580 SH SOLE 177030 0 29550 WET SEAL INC CL A 961840105 38006 1089300 SH SOLE 927025 0 162275 WHOLE FOODS MKT INC COMMON 966837106 5121 112075 SH SOLE 80100 0 31975 WILLIAMS SONOMA INC COMMON 969904101 43255 940535 SH SOLE 640705 0 299830 WIND RIVER SYSTEMS INC COMMON 973149107 1769 130170 SH SOLE 51470 0 78700 WRIGHT MED GROUP INC COMMON 98235T107 623 31030 SH SOLE 26580 0 4450 WYETH COMMON 983024100 17397 264993 SH SOLE 216973 0 48020 XM SATELLITE RADIO HLDGS CL A 983759101 179 13000 SH SOLE 0 0 13000 XILINX INC COMMON 983919101 2007 50350 SH SOLE 40500 0 9850 YAHOO INC COMMON 984332106 10565 572005 SH SOLE 258280 0 313725 YANKEE CANDLE INC COMMON 984757104 2628 113600 SH SOLE 96400 0 17200 YUKOS CORP DEPOSITORY RECEI 98849W108 818 6600 SH SOLE 0 0 6600
18
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ZIMMER HLDGS INC COMMON 98956P102 2135 62707 SH SOLE 61477 0 1230 ZOLL MED CORP COMMON 989922109 2126 55370 SH SOLE 50720 0 4650 ANDA NETWORKS SER D PRIVATE PLACEMEN 9A999J3E8 2500 182215 SH SOLE 0 0 182215 EROOM SER D PRIV PLACEMENT 9B999J975 195 18625 SH SOLE 0 0 18625 AXSUN SER B PRIVATE PLACEMEN 9B999N612 1000 333334 SH SOLE 0 0 333334 KESTREL SOLUTIONS SER D PRIVATE PLACEMEN 9B999N679 0 17829 SH SOLE 0 0 17829 INVENTA.COM SER D PRIVATE PLACEMEN 9B999N711 275 269906 SH SOLE 0 0 269906 HIRE.COM SER D PRIV PLACEMENT 9B999Z482 215 967961 SH SOLE 0 0 967961 CENTERPT. BROADBD. SER D PRIVATE PLACEMEN 9C999F252 4000 371058 SH SOLE 0 0 371058 THIRD WAVE SER F PRIVATE PLACEMEN 9C999M000 191 114000 SH SOLE 0 0 114000 EPICENTRIC SER C PRIVATE PLACEMEN 9C999M257 1619 340137 SH SOLE 0 0 340137 ITF OPTICAL SER A PRIVATE PLACEMEN 9C999M778 1654 200000 SH SOLE 0 0 200000 VISTO SER E PRIVATE PLACEMEN 9C999M851 26 1294119 SH SOLE 0 0 1294119 SOLUS SER C PRIVATE PLACEMEN 9C999M885 1000 342466 SH SOLE 0 0 342466 LIGHTWAVE MICROSYS SER G PRIVATE PLACEMEN 9C999R777 5000 500000 SH SOLE 0 0 500000 IDEALAB SER D PRIVATE PLACEMEN 9J999F125 250 25000 SH SOLE 0 0 25000 OBJECT FX SER E COMMON 9J999F224 500 5000 SH SOLE 0 0 5000 TENOR NETWORKS SER C PRIVATE PLACEMEN 9K999A354 5070 438160 SH SOLE 0 0 438160 CONVERGENT NTWKS SER D PRIVATE PLACEMEN 9K999S553 4500 275230 SH SOLE 0 0 275230 PHOTONEX SER B PRIVATE PLACEMEN 9M999C232 2039 1392919 SH SOLE 0 0 1392919 ASTRAL POINT COMM. SER D PRIVATE PLACEMEN 9M999C273 6348 904334 SH SOLE 0 0 904334 CONTROL DELIVERY SER A PRIVATE PLACEMEN 9M999C588 3000 55825 SH SOLE 0 0 55825 GENEVA PROTEOMICS SER A PRIVATE PLACEMEN 9M999C703 3300 600000 SH SOLE 0 0 600000 MICROBIA SER B PRIVATE PLACEMEN 9M999C844 1500 483872 SH SOLE 0 0 483872 DIADEXUS SER C PRIVATE PLACEMEN 9M999C877 5000 645161 SH SOLE 0 0 645161 OPTICAL CROSSLINKS SER A PRIVATE PLACEMEN 9M999C901 500 60024 SH SOLE 0 0 60024 INTERACTIVE VIDEO TECH.S PRIV PLACEMENT 9M999K127 343 227273 SH SOLE 0 0 227273 TELL ME SER D PRIVATE PLACEMEN 9M999M149 4000 273001 SH SOLE 0 0 273001
19
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ITF OPTICAL TECH SER B PRIVATE PLACEMEN 9M999T581 191 20000 SH SOLE 0 0 20000 METRO OPTIX SER B PRIV PLACEMENT 9R999M007 3147 1333334 SH SOLE 0 0 1333334 TWELVE ENTREPREN. SER B PRIV PLACEMENT 9R999M874 1000 137217 SH SOLE 0 0 137217 CERETEK LLC COMMON 9S999F000 0 22700 SH SOLE 22700 0 0 FUSIONONE SER D PRIVATE PLACEMEN 9T999C245 7000 1289135 SH SOLE 0 0 1289135 APPIAN SER D PRIVATE PLACEMEN 9V999M578 4000 370714 SH SOLE 0 0 370714 ACE LTD ORD G0070K103 38620 926150 SH SOLE 679390 0 246760 BUNGE LIMITED COMMON G16962105 1039 48000 SH SOLE 48000 0 0 IPC HLDGS LTD ORD G4933P101 1308 40200 SH SOLE 36575 0 3625 NOBLE CORPORATION SHS G65422100 290 7000 SH SOLE 7000 0 0 O2MICRO INTERNATIONAL LI ORD G6797E106 9515 544655 SH SOLE 418255 0 126400 WILLIS GROUP HOLDINGS LT SHS G96655108 10665 431780 SH SOLE 299560 0 132220 XL CAP LTD CL A G98255105 51378 550380 SH SOLE 403540 0 146840 XOMA LTD ORD G9825R107 430 50000 SH SOLE 0 0 50000 ALCON INC COM SHS H01301102 2672 78925 SH SOLE 78925 0 0 PRECISE SOFTWARE SOLUTIO ORD M41450103 8220 352925 SH SOLE 297225 0 55700 TARO PHARMACEUTICAL INDS ORD M8737E108 272 9580 SH SOLE 9580 0 0 ASML HLDG NV DEPOSITORY RECEI N07059111 6463 254750 SH SOLE 221800 0 32950 ORTHOFIX INTL N V COMMON N6748L102 810 20075 SH SOLE 20075 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 3100 169850 SH SOLE 160950 0 8900
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