13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2001 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC --------------------------------------------- Address: 125 HIGH STREET --------------------------------------------- 29th FLOOR --------------------------------------------- BOSTON MA 02110 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: C.H. RITT III --------------------------------------------- Title: VICE PRESIDENT --------------------------------------------- Phone: 617-342-3220 --------------------------------------------- Signature, Place, and Date of Signing: /s/ CHARLES H. RITT III BOSTON, MA 5/8/2001 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name PENDING AFFILIATED MANAGERS GROUP, INC. --------------------- -------------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AES CORP COMMON 00130H105 212 4450 SH SOLE 0 0 4450 AOL TIME WARNER INC COMMON 00184A105 75004 1485224 SH SOLE 1035836 0 449388 AT&T CORP COMMON 001957109 261 11697 SH SOLE 0 0 11697 ABBOTT LABS COMMON 002824100 2141 46155 SH SOLE 18570 0 27585 ACCREDO HEALTH INC COMMON 00437V104 312 9150 SH SOLE 9150 0 0 ACTIVISION INC NEW COM NEW 004930202 2872 105350 SH SOLE 97675 0 7675 ACTIVE POWER INC COMMON 00504W100 230 10300 SH SOLE 0 0 10300 ADELPHIA COMMUNICATIONS CL A 006848105 3476 95600 SH SOLE 75300 0 20300 ADVANCED MARKETING SVCS COMMON 00753T105 2561 105625 SH SOLE 105625 0 0 ADVANCEPCS COMMON 00790K109 38407 666784 SH SOLE 507425 0 159359 AETHER SYS INC COMMON 00808V105 9578 635565 SH SOLE 495655 0 139910 AFFILIATED MANAGERS GROU COMMON 008252108 36285 645405 SH SOLE 0 0 645405 AFFYMETRIX INC COMMON 00826T108 14730 445700 SH SOLE 375900 0 69800 AGILENT TECHNOLGIES COMMON 00846U101 2505 64208 SH SOLE 4194 0 60014 AGILE SOFTWARE CORP DEL COMMON 00846X105 2229 116900 SH SOLE 106450 0 10450 AIR PRODS & CHEMS INC COMMON 009158106 9571 222635 SH SOLE 197300 0 25335 AIRGATE PCS INC COMMON 009367103 8584 216780 SH SOLE 153945 0 62835 ALBERTA ENERGY LTD COMMON 012873105 492 10000 SH SOLE 10000 0 0 ALLEGIANCE TELECOM INC COMMON 01747T102 9917 551270 SH SOLE 312790 0 238480 ALLERGAN INC COMMON 018490102 6544 86100 SH SOLE 52450 0 33650 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 1083 68000 SH SOLE 68000 0 0 ALPHA 1 BIOMED (RESTR) PHYSICAL SHARES 020910105 42 600000 SH SOLE 0 0 600000 AMAZON COM INC COMMON 023135106 15910 1008220 SH SOLE 650040 0 358180 AMERADA HESS CORP COMMON 023551104 875 10000 SH SOLE 10000 0 0 AMERICA MOVIL S A DE C V DEPOSITORY RECEI 02364W105 184 10000 SH SOLE 0 0 10000 AMERICAN EXPRESS CO COMMON 025816109 23250 547841 SH SOLE 378450 0 169391 AMERICAN GENERAL CORP COMMON 026351106 877 20100 SH SOLE 100 0 20000 AMERICAN HOME PRODS CORP COMMON 026609107 579 10028 SH SOLE 443 0 9585 AMERICAN INTL GROUP INC COMMON 026874107 72065 880989 SH SOLE 627860 0 253129 AMERICAN MED SYS HLDGS I COMMON 02744M108 3820 294791 SH SOLE 236000 0 58791 AMERISOURCE HEALTH CORP CL A 03071P102 15166 280845 SH SOLE 185745 0 95100 AMGEN INC COMMON 031162100 78106 1277495 SH SOLE 958760 0 318735 ANADARKO PETE CORP COMMON 032511107 139027 2151450 SH SOLE 1599160 0 552290 ANHEUSER BUSCH COS INC COMMON 035229103 4717 117950 SH SOLE 61890 0 56060 ANORMED INC COMMON 035910108 1116 94000 SH SOLE 94000 0 0 AON CORP COMMON 037389103 7998 240600 SH SOLE 183500 0 57100 APACHE CORP COMMON 037411105 119247 1864395 SH SOLE 1389195 0 475200 APOLLO GROUP INC CL A 037604105 17897 575469 SH SOLE 559875 0 15594 UNV PHOENIX ONLINE COM APOLLO GR 037604204 4503 148135 SH SOLE 138410 0 9725 APOGENT TECHNOLOGIES INC COMMON 03760A101 1151 50040 SH SOLE 45240 0 4800 PE CORP - CELERA GEN COM CE GEN GRP 038020202 422 10220 SH SOLE 6550 0 3670 APPLIED MATLS INC COMMON 038222105 325 5950 SH SOLE 0 0 5950 AQUILA INC DEL CL A 03840J106 2270 74900 SH SOLE 68025 0 6875 ARCH COAL INC COMMON 039380100 774 25000 SH SOLE 24000 0 1000 ARGONAUT TECHNOLOGIES IN COMMON 040175101 264 55765 SH SOLE 55590 0 175 ARIBA INC COMMON 04033V104 79 10250 SH SOLE 0 0 10250 ARMOR HOLDINGS INC COMMON 042260109 1222 73400 SH SOLE 73400 0 0 ASTROPOWER INC COMMON 04644A101 3422 81700 SH SOLE 75650 0 6050 ATLANTIC COAST AIRLINES COMMON 048396105 711 29400 SH SOLE 29400 0 0 AUTOMATIC DATA PROCESSIN COMMON 053015103 452 8339 SH SOLE 610 0 7729 AVANT CORP COMMON 053487104 975 50000 SH SOLE 50000 0 0
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AVANT IMMUNOTHERAPEUTICS COMMON 053491106 149 30000 SH SOLE 0 0 30000 AVAYA INC COMMON 053499109 1670 112911 SH SOLE 110351 0 2560 AVENTIS DEPOSITORY RECEI 053561106 11168 145230 SH SOLE 128630 0 16600 AVENTAIL SER E PRIVATE PLACEMEN 053990107 1424 459176 SH SOLE 0 0 459176 BHA GROUP HLDGS INC COMMON 055446108 941 69700 SH SOLE 57600 0 12100 BJ SVCS CO COMMON 055482103 54195 658900 SH SOLE 588600 0 70300 BJS WHOLESALE CLUB INC COMMON 05548J106 20258 447190 SH SOLE 350240 0 96950 BP PLC DEPOSITORY RECEI 055622104 3133 57926 SH SOLE 38768 0 19158 BOWSTREET SER D PRIVATE PLACEMEN 056990104 2500 208334 SH SOLE 0 0 208334 BAKER HUGHES INC COMMON 057224107 1264 32175 SH SOLE 24500 0 7675 BANK OF AMERICA CORP COMMON 060505104 330 5900 SH SOLE 2800 0 3100 BANK NEW YORK INC COMMON 064057102 428 8522 SH SOLE 1200 0 7322 BARRICK GOLD CORP COMMON 067901108 2681 163100 SH SOLE 151375 0 11725 BARRETT RES CORP COM PAR $0.01 068480201 14324 222600 SH SOLE 208000 0 14600 BAXTER INTL INC COMMON 071813109 3784 41515 SH SOLE 41200 0 315 BE AEROSPACE INC COMMON 073302101 2417 112400 SH SOLE 112400 0 0 BEA SYS INC COMMON 073325102 71979 1762030 SH SOLE 1331460 0 430570 BECTON DICKINSON & CO COMMON 075887109 88145 2724725 SH SOLE 2084905 0 639820 BENIHANA INC CL A 082047200 1020 102000 SH SOLE 102000 0 0 BERRY PETE CO CL A 085789105 141 11800 SH SOLE 11800 0 0 BEVERLY ENTERPRISES INC COM NEW 087851309 4118 564170 SH SOLE 445150 0 119020 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 2009 15900 SH SOLE 15900 0 0 BIOSITE DIAGNOSTICS INC COMMON 090945106 1479 29900 SH SOLE 23100 0 6800 BOCA RESORTS INC CL A 09688T106 184 16000 SH SOLE 16000 0 0 BOEING CO COMMON 097023105 462 7475 SH SOLE 1500 0 5975 BRISTOL MYERS SQUIBB CO COMMON 110122108 1304 23280 SH SOLE 12555 0 10725 BRITESMILE INC COMMON 110415106 3601 481400 SH SOLE 408700 0 72700 BROADCOM RULE 145 COMMON 111320107 228 5477 SH SOLE 0 0 5477 BROCADE COMMUNICATIONS S COMMON 111621108 60596 1595055 SH SOLE 1247015 0 348040 BROWN TOM INC COM NEW 115660201 24958 974905 SH SOLE 740905 0 234000 BRUKER DALTONICS INC COMMON 116795105 30505 1961710 SH SOLE 1496980 0 464730 BRUKER AXS SER A PRIVATE PLACEMEN 116992108 2500 625000 SH SOLE 0 0 625000 BUCA INC COMMON 117769109 318 15400 SH SOLE 15400 0 0 BURLINGTON RES INC COMMON 122014103 1598 33850 SH SOLE 7000 0 26850 BURNHAM PAC PPTYS INC COMMON 12232C108 82 17050 SH SOLE 0 0 17050 CDW COMPUTER CTRS INC COMMON 125129106 2021 50000 SH SOLE 50000 0 0 CEC ENTMT INC COMMON 125137109 1374 26807 SH SOLE 18230 0 8577 CE FRANKLIN LTD COMMON 125151100 114 30000 SH SOLE 0 0 30000 CNET NETWORKS INC COMMON 12613R104 2795 227800 SH SOLE 176500 0 51300 CVS CORP COMMON 126650100 545 9250 SH SOLE 3000 0 6250 CABLETRON SYS INC COMMON 126920107 2183 139214 SH SOLE 107800 0 31414 CABOT CORP COMMON 127055101 8222 252905 SH SOLE 241325 0 11580 CABOT OIL & GAS CORP CL A 127097103 289 10000 SH SOLE 10000 0 0 CALIPER TECHNOLOGIES COR COMMON 130876105 9992 434451 SH SOLE 316181 0 118270 CALPINE CORP COMMON 131347106 142122 2493801 SH SOLE 1804566 0 689235 CANADIAN NAT RES LTD COMMON 136385101 779 25000 SH SOLE 25000 0 0 CAPSTONE TURBINE CORP COMMON 14067D102 35911 1225634 SH SOLE 881045 0 344589 CARDINAL HEALTH INC COMMON 14149Y108 8150 120916 SH SOLE 56668 0 64248 CAREER EDUCATION CORP COMMON 141665109 33854 672373 SH SOLE 543080 0 129293 CAREMARK RX INC COMMON 141705103 21815 1376350 SH SOLE 1028600 0 347750 CARREKER CORP COMMON 144433109 1101 45000 SH SOLE 45000 0 0 EROOM SER C PRIVATE PLACEMEN 146990106 2000 416667 SH SOLE 0 0 416667
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE EPICENTRIC SER D PRIVATE PLACEMEN 147990105 1750 367647 SH SOLE 0 0 367647 CATERPILLAR INC DEL COMMON 149123101 36661 730300 SH SOLE 562475 0 167825 CELESTICA INC SUB VTG SHS 15101Q108 8771 171650 SH SOLE 134900 0 36750 CELGENE CORP RESTRICTED COMMON 151020104 217 12288 SH SOLE 12288 0 0 CENDANT CORP COMMON 151313103 334 18800 SH SOLE 15400 0 3400 CENTILLIUM COMMUNICATION COMMON 152319109 347 12473 SH SOLE 0 0 12473 CEPHEID COMMON 15670R107 6924 1851250 SH SOLE 1834700 0 16550 CHARLES RIV LABS INTL IN COMMON 159864107 35470 1430229 SH SOLE 1056480 0 373749 CHARTER COMMUNICATIONS I CL A 16117M107 20097 938675 SH SOLE 761535 0 177140 CHARTERED SEMICONDUCTOR ADR 16133R106 2521 78800 SH SOLE 61100 0 17700 CHEESECAKE FACTORY INC COMMON 163072101 6339 166562 SH SOLE 162450 0 4112 CHEVRON CORPORATION COMMON 166751107 31992 331317 SH SOLE 208770 0 122547 CHIEFTAIN INTL INC COMMON 16867C101 340 11000 SH SOLE 10000 0 1000 CHILES OFFSHORE INC COMMON 16888M104 224 9075 SH SOLE 0 0 9075 CHOICEPOINT INC COMMON 170388102 11236 302865 SH SOLE 244515 0 58350 CHOICE ONE COMMUNICATION COMMON 17038P104 3184 385900 SH SOLE 221840 0 164060 CHROMAGEN SER F PRIVATE PLACEMEN 170990105 2000 470588 SH SOLE 0 0 470588 CIENA CORP COMMON 171779101 7415 134665 SH SOLE 56365 0 78300 CISCO SYS INC RESTRICTED RULE 145 17275R102 2572 151472 SH SOLE 72525 0 78947 CITIGROUP INC COMMON 172967101 18734 381156 SH SOLE 325598 0 55558 CLEAR CHANNEL COMMUNICAT COMMON 184502102 3237 58008 SH SOLE 43200 0 14808 COACH INC COMMON 189754104 6829 210520 SH SOLE 184470 0 26050 COCA COLA CO COMMON 191216100 475 10284 SH SOLE 800 0 9484 COFLEXIP DEPOSITORY RECEI 192384105 336 4625 SH SOLE 0 0 4625 COLGATE PALMOLIVE CO COMMON 194162103 21943 392885 SH SOLE 253995 0 138890 COMCAST CORP - SP A CL A SPL 200300200 2672 60845 SH SOLE 56270 0 4575 COMMUNITY HEALTH SYS INC COMMON 203668108 17035 596870 SH SOLE 426485 0 170385 COMPAGNIE GENERALE DES G DEPOSITORY RECEI 204386106 213 15580 SH SOLE 0 0 15580 COMPOUND CAP GRWT LP JOE MCNAY INVEST 204994107 739 1000 SH SOLE 0 0 1000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 2239 32690 SH SOLE 12170 0 20520 COMPUTERS IN MED REST COMMON 205991102 100 20000 SH SOLE 0 0 20000 CONCORD EFS INC COMMON 206197105 12690 272604 SH SOLE 187684 0 84920 CONOCO INC CL A 208251306 516 17050 SH SOLE 16800 0 250 COOPER CAMERON CORP COMMON 216640102 640 10150 SH SOLE 10000 0 150 COORS ADOLPH CO CL B 217016104 15693 301795 SH SOLE 174285 0 127510 COPART INC COMMON 217204106 1452 63378 SH SOLE 27550 0 35828 COR THERAPEUTICS INC COMMON 217753102 620 20000 SH SOLE 20000 0 0 CORN HILL PERFORMANCE LP JOE MCNAY INVEST 218991107 717 1000 SH SOLE 0 0 1000 CORNING INC COMMON 219350105 313 14265 SH SOLE 510 0 13755 CORPORATE EXECUTIVE BRD COMMON 21988R102 424 12760 SH SOLE 3220 0 9540 CORVAS INTL INC COMMON 221005101 1091 107800 SH SOLE 107800 0 0 COSTCO WHSL CORP NEW COMMON 22160K105 29973 858099 SH SOLE 610104 0 247995 COX COMMUNICATIONS INC N CL A 224044107 938 20600 SH SOLE 20600 0 0 CROSSWORLDS SOFTWARE INC COMMON 22769P109 40 17411 SH SOLE 17411 0 0 CRYOLIFE INC COMMON 228903100 1605 60570 SH SOLE 60570 0 0 CYPRESS SEMICONDUCTOR CO COMMON 232806109 3824 169200 SH SOLE 131000 0 38200 CYTYC CORP COMMON 232946103 47995 2038014 SH SOLE 1482690 0 555324 DTE ENERGY CO COMMON 233331107 37165 886570 SH SOLE 625835 0 260735 DEERE & CO COMMON 244199105 4969 121000 SH SOLE 110750 0 10250 DELL COMPUTER CORP COMMON 247025109 6290 239700 SH SOLE 189400 0 50300 DELUXE CORP COMMON 248019101 9552 367535 SH SOLE 312385 0 55150 DEVON ENERGY CORP NEW COMMON 25179M103 16668 282456 SH SOLE 228790 0 53666
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE DIAMONDCLUSTER INTL INC CL A 25278P106 2632 141900 SH SOLE 109900 0 32000 DIGITAL INSIGHT CORP COMMON 25385P106 304 25000 SH SOLE 19400 0 5600 DIGITALTHINK INC COMMON 25388M100 6822 796060 SH SOLE 441080 0 354980 DISCOVERY LABORATORIES I COMMON 254668106 643 173800 SH SOLE 173800 0 0 DITECH COMMUNICATIONS CO COMMON 25500M103 912 75000 SH SOLE 58100 0 16900 DOUBLECLICK INC COMMON 258609304 6228 504660 SH SOLE 275060 0 229600 DU PONT E I DE NEMOURS & COMMON 263534109 394 8728 SH SOLE 1500 0 7228 DUKE ENERGY CORP COMMON 264399106 16088 344050 SH SOLE 256975 0 87075 DYNEGY INC NEW CL A 26816Q101 50333 870065 SH SOLE 599000 0 271065 E M C CORP MASS COMMON 268648102 44507 1123915 SH SOLE 835765 0 288150 ENSCO INTL INC COMMON 26874Q100 1556 40000 SH SOLE 40000 0 0 EOG RES INC COMMON 26875P101 14793 318885 SH SOLE 259505 0 59380 EPIQ SY INC COMMON 26882D109 6498 266210 SH SOLE 219200 0 47010 EBAY INC COMMON 278642103 37363 740150 SH SOLE 518340 0 221810 ECLIPSYS CORP COMMON 278856109 349 17300 SH SOLE 17300 0 0 EDISON SCHOOLS INC CL A 281033100 38753 2010019 SH SOLE 1578970 0 431049 EFUNDS CORP COMMON 28224R101 9099 466610 SH SOLE 394460 0 72150 EL PASO CORPORATION COMMON 28336L109 14622 212527 SH SOLE 105522 0 107005 ELAN PLC DEPOSITORY RECEI 284131208 3418 68150 SH SOLE 63060 0 5090 ELECTRO FUEL (RESTR) CANADIAN RULE 14 284904109 703 150000 SH SOLE 150000 0 0 ELECTRO SCIENTIFIC INDS COMMON 285229100 2376 66300 SH SOLE 51400 0 14900 ELECTRONIC ARTS INC COMMON 285512109 23916 422390 SH SOLE 343450 0 78940 EMBRAER-EMPRESA BRASILEI DEPOSITORY RECEI 29081M102 11647 259930 SH SOLE 204730 0 55200 EMERSON ELEC CO COMMON 291011104 21686 325371 SH SOLE 198390 0 126981 ENDWAVE CORP COMMON 29264A107 2334 1132980 SH SOLE 756320 0 376660 ENRON CORP COMMON 293561106 438 6990 SH SOLE 1700 0 5290 ENSIGN RESOURCE SVC GROU COMMON 29357T104 1198 35000 SH SOLE 35000 0 0 ENTRAVISION COMMUNICATIO CL A 29382R107 14560 1441546 SH SOLE 1149445 0 292101 ENTRUST TECH (ESCROW) RESTR 1 YR FROM 293848107 200 9125 SH SOLE 0 0 9125 EQUIFAX INC COMMON 294429105 9206 278370 SH SOLE 236520 0 41850 EQUITABLE RES INC COMMON 294549100 10808 135100 SH SOLE 95350 0 39750 EQUITY OFFICE PROPERTIES COMMON 294741103 4941 173050 SH SOLE 152050 0 21000 ESPERION THERAPEUTICS IN COMMON 29664R106 2729 646775 SH SOLE 626265 0 20510 ESSEX SAFE HARBOR LP JOE MCNAY INVEST 296997109 2993 1000 SH SOLE 0 0 1000 ESSEX CONSUMER LP JOE MCNAY INVEST 296998107 261 1000 SH SOLE 0 0 1000 ESSEX ENERGY FUND LP JOE MCNAY INVEST 29699A102 1704 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLCMT II JOSEPH MCNAY INV 29699B100 1396 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC IV A JOE MCNAY INVEST 29699C108 294 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC III A JOE MCNAY INVEST 29699E104 2430 1000 SH SOLE 0 0 1000 EXPRESS SCRIPTS INC CL A 302182100 24848 292670 SH SOLE 205385 0 87285 EXXON MOBIL CORP COMMON 30231G102 7885 89000 SH SOLE 67056 0 21944 ESSEX HIGH TECH (USA) LP LP INVESTOR JO 304991102 8723 1000 SH SOLE 1000 0 0 ESSEX GLB FINL SVC FND JOE MCNAY INVEST 304993108 844 1000 SH SOLE 0 0 1000 ESSEX LIFE SCIENCES LP JOE MCNAY INVEST 305991101 2362 1000 SH SOLE 0 0 1000 FAMILY DLR STORES INC COMMON 307000109 13571 532000 SH SOLE 395100 0 136900 ESSEX INT'L PERFORMANCE JOE MCNAY INVEST 309990109 1623 1000 SH SOLE 0 0 1000 FASTENAL CO COMMON 311900104 3243 50000 SH SOLE 50000 0 0 FEDERAL HOME LN MTG CORP COMMON 313400301 7104 107956 SH SOLE 48049 0 59907 FEDERAL NATL MTG ASSN COMMON 313586109 26690 332541 SH SOLE 235811 0 96730 ESSEX HIGH TECH LP (USA) JOE MCNAY INVEST 313995102 3900 1000 SH SOLE 0 0 1000 ESSEX PERFORMANCE FD LP JOE MCNAY INVEST 313996100 27029 1000 SH SOLE 0 0 1000 ESSEX MEDIA & ENT LP JOE MCNAY INVEST 313997108 1729 1000 SH SOLE 0 0 1000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ESSEX HIGH TECH FUND LP COMMON 313999104 6638 943 SH SOLE 0 0 943 FIDELITY NATL FINL INC COMMON 316326107 8375 357770 SH SOLE 250055 0 107715 FIFTH THIRD BANCORP COMMON 316773100 4503 83770 SH SOLE 77050 0 6720 FINISAR COMMON 31787A101 248 16600 SH SOLE 10000 0 6600 ONIX MICROSYSTEMS SER C PRIVATE PLACEMEN 335990107 1500 647409 SH SOLE 0 0 647409 FLAMEL TECHNOLOGIES SA DEPOSITORY RECEI 338488109 126 40000 SH SOLE 40000 0 0 FLEXPORT EMERGING GROWTH JOE MCNAY INVEST 338990104 889 1000 SH SOLE 0 0 1000 FLEXPORT LARGE CAP LP JOE MCNAY INVEST 338994106 681 1000 SH SOLE 0 0 1000 FLEETBOSTON FINL CORP COMMON 339030108 207 5400 SH SOLE 400 0 5000 FOREST LABS INC COMMON 345838106 38864 635550 SH SOLE 628100 0 7450 FORRESTER RESH INC COMMON 346563109 16989 735140 SH SOLE 605610 0 129530 FOX ENTMT GROUP INC CL A 35138T107 4657 202900 SH SOLE 202900 0 0 FUELCELL ENERGY INC COMMON 35952H106 3845 55800 SH SOLE 46975 0 8825 GALLAGHER ARTHUR J & CO COMMON 363576109 2421 96000 SH SOLE 24620 0 71380 GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 4104 98850 SH SOLE 91900 0 6950 GENENTECH INC COM NEW 368710406 41594 792275 SH SOLE 556530 0 235745 GENERAL DYNAMICS CORP COMMON 369550108 50408 653965 SH SOLE 527540 0 126425 GENERAL ELEC CO COMMON 369604103 25368 522724 SH SOLE 362534 0 160190 GENESCO INC COMMON 371532102 3072 107400 SH SOLE 107400 0 0 GENUINE PARTS CO COMMON 372460105 21560 798515 SH SOLE 638535 0 159980 GENZYME CORP GENL DIV COM GENL DIV 372917104 272 2500 SH SOLE 1100 0 1400 GETTY IMAGES INC COMMON 374276103 695 27600 SH SOLE 15400 0 12200 GILEAD SCIENCES INC COMMON 375558103 6497 132640 SH SOLE 119040 0 13600 GILLETTE CO COMMON 375766102 207 7300 SH SOLE 0 0 7300 GLENAYRE TECHNOLOGIES IN COMMON 377899109 138 68200 SH SOLE 0 0 68200 GLOBAL MARINE INC COMMON 379352404 1438 50000 SH SOLE 50000 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 1810 19865 SH SOLE 19000 0 865 GOTO COM INC COMMON 38348T107 2264 127200 SH SOLE 104700 0 22500 GRANT PRIDECO INC COMMON 38821G101 65581 3279050 SH SOLE 2635700 0 643350 ESSEX TELECOMM LP JOE MCNAY INVEST 397992108 845 1000 SH SOLE 0 0 1000 HCA-HEALTHCARE CO COMMON 404119109 242 6300 SH SOLE 6300 0 0 HNC SOFTWARE INC COMMON 40425P107 1452 53325 SH SOLE 40800 0 12525 HAEMONETICS CORP COMMON 405024100 12379 380900 SH SOLE 353900 0 27000 HALLIBURTON CO COMMON 406216101 1540 35645 SH SOLE 17335 0 18310 HANDLEMAN CO DEL COMMON 410252100 1129 100000 SH SOLE 100000 0 0 HANOVER COMPRESSOR CO COMMON 410768105 25590 703020 SH SOLE 519525 0 183495 HARLAND JOHN H CO COMMON 412693103 11820 544210 SH SOLE 473910 0 70300 HARLEYSVILLE GROUP INC COMMON 412824104 1337 49562 SH SOLE 28410 0 21152 HARTFORD FINL SVCS GROUP COMMON 416515104 641 10330 SH SOLE 5480 0 4850 HEALTHSOUTH CORP COMMON 421924101 1985 141300 SH SOLE 141300 0 0 HELIX TECHNOLOGY CORP COMMON 423319102 1748 56400 SH SOLE 43000 0 13400 HENRY JACK & ASSOC INC COMMON 426281101 52265 1854018 SH SOLE 1536740 0 317278 HEWLETT PACKARD CO COMMON 428236103 8897 312940 SH SOLE 260 0 312680 HEXCEL CORP NEW COMMON 428291108 603 64950 SH SOLE 64950 0 0 HOME DEPOT INC COMMON 437076102 61096 1297153 SH SOLE 978158 0 318995 HOMESTAKE MNG CO COMMON 437614100 1320 211925 SH SOLE 196350 0 15575 HOMESTORE COM INC COMMON 437852106 34343 1074910 SH SOLE 837480 0 237430 HONEYWELL INTL INC COMMON 438516106 391 8000 SH SOLE 8000 0 0 HUMANA INC COMMON 444859102 542 54883 SH SOLE 0 0 54883 ICN PHARMACEUTICALS INC COMMON 448924100 23158 903904 SH SOLE 610440 0 293464 I-MANY INC COMMON 44973Q103 9733 719910 SH SOLE 499645 0 220265 IMS HEALTH INC COMMON 449934108 29609 1078645 SH SOLE 771255 0 307390
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE MPSI SYSTEMS (UNRESTR) DTC POSITION 553412206 13 20500 SH SOLE 0 0 20500 MACROVISION CORP COMMON 555904101 10878 190250 SH SOLE 138310 0 51940 MAMAMEDIA SER B CONVERT PF 561509985 0 74627 SH SOLE 74627 0 0 MAMAMEDIA INC SER D PRIV PLACEMENT 561509993 0 167220 SH SOLE 74627 0 92593 MANOR CARE INC NEW COMMON 564055101 2366 101965 SH SOLE 101840 0 125 MANUGISTICS GROUP INC COMMON 565011103 21804 642810 SH SOLE 437455 0 205355 MARINE DRILLING COS INC COM PAR $0.01 568240204 3483 116200 SH SOLE 115200 0 1000 TECAN AG HOMBRECHTIKON SWISS FRANCS DEN 5696200 1259 1320 SH SOLE 1320 0 0 MARSH & MCLENNAN COS INC COMMON 571748102 3823 39645 SH SOLE 13455 0 26190 MATHSOFT INC COMMON 576798102 44 20000 SH SOLE 0 0 20000 MATRIXONE INC COMMON 57685P304 4121 171440 SH SOLE 151200 0 20240 MCDATA CORP CL A 580031201 3323 145558 SH SOLE 134600 0 10958 MCGRAW HILL COS INC COMMON 580645109 74362 1147915 SH SOLE 887515 0 260400 MCKESSON HBOC INC COMMON 58155Q103 9805 317916 SH SOLE 185600 0 132316 MCLEODUSA INC CL A 582266102 11437 1292270 SH SOLE 947885 0 344385 MEDIMMUNE INC COMMON 584699102 10482 267735 SH SOLE 183528 0 84207 MEDTRONIC INC COMMON 585055106 62372 1398486 SH SOLE 1060021 0 338465 MERCK & CO INC COMMON 589331107 1289 16968 SH SOLE 3950 0 13018 METROMEDIA FIBER NETWORK CL A 591689104 5099 1001710 SH SOLE 601920 0 399790 METTLER TOLEDO INTERNATI COMMON 592688105 217 4900 SH SOLE 4900 0 0 MICROSOFT CORP COMMON 594918104 143651 2120305 SH SOLE 1538390 0 581915 MICROMUSE INC COMMON 595094103 2653 53605 SH SOLE 26745 0 26860 MICRON TECHNOLOGY INC COMMON 595112103 4005 88250 SH SOLE 54700 0 33550 MID ATLANTIC MED SVCS IN COMMON 59523C107 431 21191 SH SOLE 0 0 21191 MILLENNIUM PHARMACEUTICA COMMON 599902103 2447 66700 SH SOLE 21600 0 45100 MILLIPORE CORP COMMON 601073109 9989 174180 SH SOLE 165855 0 8325 MIRANT CORP COMMON 604675108 200104 4904521 SH SOLE 3658250 0 1246271 MITCHELL ENERGY & DEV CO CL A 606592202 694 12500 SH SOLE 10000 0 2500 MODTECH HLDGS INC COMMON 60783C100 5368 445500 SH SOLE 378200 0 67300 MONTANA POWER CO COMMON 612085100 1392 111700 SH SOLE 111360 0 340 MORGAN STANLEY DEAN WITT COM NEW 617446448 2626 41821 SH SOLE 27000 0 14821 MOTOROLA INC/CV/LYON NOTE 9/0 620076AE9 213 250000 PRN SOLE 250000 0 0 MUTUAL RISK MGMT LTD COMMON 628351108 78 12000 SH SOLE 0 0 12000 NCO GROUP INC COMMON 628858102 22700 840755 SH SOLE 717325 0 123430 NCO GROUP INC NOTE 4.750 4/1 628858AC6 1061 1000000 PRN SOLE 312000 0 688000 NRG ENERGY INC COMMON 629377102 129074 3610466 SH SOLE 2728851 0 881615 NABORS INDS INC COMMON 629568106 59661 1000695 SH SOLE 807360 0 193335 NATIONAL-OILWELL INC COMMON 637071101 585 14800 SH SOLE 14800 0 0 NATIONAL SEMICONDUCTOR C COMMON 637640103 3201 111150 SH SOLE 103100 0 8050 NAVIGANT INTL INC COMMON 63935R108 307 26700 SH SOLE 26700 0 0 NEOFORMA RESTRICTED COMMON 640475109 74 79018 SH SOLE 79018 0 0 NEW FOCUS INC COMMON 644383101 256 19945 SH SOLE 0 0 19945 NEW YORK TIMES CO CL A 650111107 714 17400 SH SOLE 17400 0 0 NEWFIELD EXPL CO COMMON 651290108 7745 215150 SH SOLE 147925 0 67225 NEWMONT MINING CORP COMMON 651639106 2669 146400 SH SOLE 135875 0 10525 NEWPARK RES INC COM PAR $.01NEW 651718504 1955 210900 SH SOLE 210900 0 0 NEWPOWER HLDGS INC COMMON 652463100 369 42870 SH SOLE 0 0 42870 NEXTCARD INC COMMON 65332K107 9717 897240 SH SOLE 681150 0 216090 NEXTEL COMMUNICATIONS IN CL A 65332V103 218 13400 SH SOLE 0 0 13400 NIKU CORP RESTRICTED COMMON 654113109 567 264732 SH SOLE 228732 0 36000 NOBLE AFFILIATES INC COMMON 654894104 10278 236450 SH SOLE 213100 0 23350 NOKIA CORP ORD. 654902204 15683 458700 SH SOLE 327775 0 130925
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE NOBLE DRILLING CORP COMMON 655042109 7404 152655 SH SOLE 115055 0 37600 NINTENDO JAPAN ISSUE 6639550 1836 11400 SH SOLE 0 0 11400 NORTHFIELD LABS INC COMMON 666135108 225 20000 SH SOLE 20000 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 48985 542775 SH SOLE 421210 0 121565 NUANCE COMMUNICATIONS IN COMMON 669967101 2596 202628 SH SOLE 112090 0 90538 NOVEN PHARMACEUTICALS IN COMMON 670009109 313 14561 SH SOLE 0 0 14561 NOVOSTE CORP COMMON 67010C100 1802 88633 SH SOLE 58520 0 30113 NVIDIA CORP COMMON 67066G104 516 6200 SH SOLE 2600 0 3600 O CHARLEYS INC COMMON 670823103 1417 71950 SH SOLE 71950 0 0 OM GROUP INC COMMON 670872100 6723 122915 SH SOLE 90715 0 32200 OSI PHARMACEUTICALS INC COMMON 671040103 11047 215169 SH SOLE 175125 0 40044 OTG SOFTWARE INC COMMON 671059103 417 72679 SH SOLE 0 0 72679 OFFICEMAX INC COMMON 67622M108 39 10000 SH SOLE 0 0 10000 OFFSHORE LOGISTICS INC COMMON 676255102 11038 416515 SH SOLE 374065 0 42450 OMNICARE INC COMMON 681904108 6644 299261 SH SOLE 218810 0 80451 ONI SYSTEMS CORP COMMON 68273F103 40233 1119760 SH SOLE 807725 0 312035 OPENWAVE SYS (RESTR) COMMON 683718100 156081 4509720 SH SOLE 3411446 0 1098274 OPNET TECHNOLOGIES INC COMMON 683757108 5200 300580 SH SOLE 209600 0 90980 O REILLY AUTOMOTIVE INC COMMON 686091109 6024 254700 SH SOLE 186850 0 67850 ORION PWR HLDGS INC COMMON 686286105 62782 1949740 SH SOLE 1419325 0 530415 OSCA INC CL A 687836106 9411 355115 SH SOLE 298990 0 56125 P F CHANGS CHINA BISTRO COMMON 69333Y108 10112 260475 SH SOLE 216525 0 43950 PACKARD BIOSCIENCE INC COMMON 695172205 19976 2874235 SH SOLE 2393795 0 480440 PALM INC COMMON 696642107 7254 905615 SH SOLE 587020 0 318595 PARAMETRIC TECHNOLOGY CO COMMON 699173100 3959 347240 SH SOLE 302640 0 44600 PAREXEL INTL CORP COMMON 699462107 1815 144590 SH SOLE 112040 0 32550 PARK STREET PARTNERS JOE MCNAY INVEST 700991102 303 1000 SH SOLE 0 0 1000 PATTERSON ENERGY INC COMMON 703414102 462 13400 SH SOLE 13400 0 0 PAYCHEX INC COMMON 704326107 6840 197925 SH SOLE 180575 0 17350 PEC SOLUTIONS INC COMMON 705107100 2226 140100 SH SOLE 128700 0 11400 PECO II INC COMMON 705221109 13148 1316107 SH SOLE 814525 0 501582 PEDIATRIX MED GROUP COMMON 705324101 487 18200 SH SOLE 18200 0 0 PENN WEST PETE LTD COM NEW 707886602 825 30000 SH SOLE 30000 0 0 PEPSI BOTTLING GROUP INC COMMON 713409100 2647 66130 SH SOLE 58900 0 7230 PEREGRINE SYSTEMS INC COMMON 71366Q101 10396 403265 SH SOLE 292090 0 111175 PERITUS SOFTWARE SVC RESTRICTED STOCK 714006103 2 10088 SH SOLE 0 0 10088 PERKINELMER INC COMMON 714046109 17106 255650 SH SOLE 199150 0 56500 PFIZER INC COMMON 717081103 89878 2075707 SH SOLE 1535345 0 540362 PHILLIPS PETE CO COMMON 718507106 22762 381910 SH SOLE 325800 0 56110 PLACER DOME INC COMMON 725906101 1518 150000 SH SOLE 137600 0 12400 PIVOTAL PARTNERS L P HEDGE FUND 725991103 2359 1000 SH SOLE 0 0 1000 POLO RALPH LAUREN CORP CL A 731572103 7403 284740 SH SOLE 224540 0 60200 PRAECIS PHARMACEUTICALS COMMON 739421105 842 38383 SH SOLE 0 0 38383 PRAXAIR INC COMMON 74005P104 81412 1720085 SH SOLE 1293705 0 426380 PRECISION DRILLING CORP COMMON 74022D100 15581 368425 SH SOLE 258700 0 109725 PRENTISS PPTYS TR SH BEN INT 740706106 280 11050 SH SOLE 3050 0 8000 PRIDE INTL INC COMMON 741932107 2440 91610 SH SOLE 78250 0 13360 PROCTER & GAMBLE CO COMMON 742718109 228 3804 SH SOLE 0 0 3804 PROTECTIVE LIFE CORP COMMON 743674103 1496 50000 SH SOLE 50000 0 0 PROTEIN DESIGN LABS INC COMMON 74369L103 30192 469920 SH SOLE 368295 0 101625 QLT INC COMMON 746927102 6043 225660 SH SOLE 174740 0 50920 QRS CORP COMMON 74726X105 3425 387000 SH SOLE 328500 0 58500
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE QUALCOMM INC COMMON 747525103 3789 66050 SH SOLE 42500 0 23550 QUEST SOFTWARE INC COMMON 74834T103 7565 205680 SH SOLE 142470 0 63210 QUIKSILVER INC COMMON 74838C106 2164 79650 SH SOLE 79650 0 0 QWEST COMMUNICATIONS INT COMMON 749121109 57605 1408430 SH SOLE 1060210 0 348220 R H DONNELLEY CORP COM NEW 74955W307 1045 36650 SH SOLE 36650 0 0 RSA SEC INC COMMON 749719100 8014 250425 SH SOLE 1950 0 248475 RATIONAL SOFTWARE CORP COM NEW 75409P202 202 8360 SH SOLE 0 0 8360 READ-RITE CORP COMMON 755246105 4915 887250 SH SOLE 580530 0 306720 REDBACK NETWORKS INC COMMON 757209101 284 14900 SH SOLE 0 0 14900 REGENERX BIOPHARMACEUTIC COMMON 75886X108 1 15500 SH SOLE 0 0 15500 RELIANT RES INC COMMON 75952B105 10077 335900 SH SOLE 230935 0 104965 RELIANT ENERGY INC COMMON 75952J108 12696 256235 SH SOLE 145990 0 110245 RENAISSANCE LEARNING INC COMMON 75968L105 24254 664300 SH SOLE 646730 0 17570 RESEARCH IN MOTION LTD COMMON 760975102 4823 142200 SH SOLE 142200 0 0 RESPIRONICS INC COMMON 761230101 6663 209925 SH SOLE 153425 0 56500 WHELAN & GRATNY MGR PORT COMMON 764990107 402 1000 SH SOLE 0 0 1000 RIO ALTO EXPL LTD COMMON 766892103 200 10000 SH SOLE 10000 0 0 RITE AID CORP COMMON 767754104 73 10000 SH SOLE 0 0 10000 RIVERSTONE NETWORKS INC COMMON 769320102 12353 869330 SH SOLE 601485 0 267845 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 3200 53752 SH SOLE 34020 0 19732 RUBY TUESDAY INC COMMON 781182100 2000 104975 SH SOLE 87975 0 17000 RYANAIR HLDGS PLC DEPOSITORY RECEI 783513104 15654 303380 SH SOLE 251380 0 52000 SBC COMMUNICATIONS INC COMMON 78387G103 654 15855 SH SOLE 550 0 15305 SAFEWAY INC COM NEW 786514208 11772 216800 SH SOLE 95350 0 121450 ST JUDE MED INC COMMON 790849103 235 4100 SH SOLE 4100 0 0 ST MARY LD & EXPL CO COMMON 792228108 591 23800 SH SOLE 6400 0 17400 ST PAUL COS INC COMMON 792860108 938 20800 SH SOLE 0 0 20800 SANMINA CORP COMMON 800907107 35969 1233920 SH SOLE 1005400 0 228520 SAWTEK INC COMMON 805468105 1705 69300 SH SOLE 53700 0 15600 STAGECAST SER B PRIVATE PLACEMEN 80589M102 276 295033 SH SOLE 0 0 295033 SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 373 390000 PRN SOLE 390000 0 0 SCHEIN HENRY INC COMMON 806407102 18200 473699 SH SOLE 375345 0 98354 SCHLUMBERGER LTD COMMON 806857108 46682 704110 SH SOLE 457125 0 246985 SCHOLASTIC CORP COMMON 807066105 6787 162600 SH SOLE 162000 0 600 SCIOS INC COMMON 808905103 9112 334869 SH SOLE 283890 0 50979 C & O INVESTMENT PTN LP PRIVATE PLACEMEN 808990105 3360 1500 SH SOLE 0 0 1500 SEEBEYOND TECHNOLOGIES C COMMON 815704101 4009 269985 SH SOLE 236550 0 33435 SENSIENT TECHNOLOGIES CO COMMON 81725T100 1143 63500 SH SOLE 63500 0 0 SEPRACOR INC COMMON 817315104 22381 849050 SH SOLE 648240 0 200810 SEROLOGICALS CORP COMMON 817523103 11847 666661 SH SOLE 537190 0 129471 SERONO S A DEPOSITORY RECEI 81752M101 16597 805665 SH SOLE 537790 0 267875 SERVICE CORP INTL COMMON 817565104 4624 990140 SH SOLE 841290 0 148850 SHAW GROUP INC COMMON 820280105 94738 1662072 SH SOLE 1219940 0 442132 SHIRE PHARMACEUTICALS GR DEPOSITORY RECEI 82481R106 6677 133816 SH SOLE 125676 0 8140 SIGMA ALDRICH CORP COMMON 826552101 29568 642220 SH SOLE 490970 0 151250 SITARA NETWORKS SER E PRIVATE PLACEMEN 829990100 1184 181818 SH SOLE 0 0 181818 SKYWEST INC COMMON 830879102 11349 428270 SH SOLE 295710 0 132560 SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 30197 839030 SH SOLE 734910 0 104120 SMITH INTL INC COMMON 832110100 19510 240300 SH SOLE 185065 0 55235 SMITHFIELD FOODS INC COMMON 832248108 1485 43350 SH SOLE 43350 0 0 SOFTECH INC COMMON 834021107 3 31000 SH SOLE 0 0 31000 SO.PORT ENERGY PLUS PTN JOE MCNAY INVEST 834990103 2300 1000 SH SOLE 0 0 1000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE SOLID (EURO DENOM) RSTR PRIVATE PLACEMEN 834993107 2639 1387285 SH SOLE 0 0 1387285 SONUS NETWORKS INC COMMON 835916107 22132 869295 SH SOLE 627755 0 241540 SOUTHERN CO COMMON 842587107 16937 724110 SH SOLE 526420 0 197690 SOUTHWEST AIRLS CO COMMON 844741108 2085 114500 SH SOLE 105290 0 9210 SPECIALTY LABORATORIES COMMON 84749R100 34029 1018836 SH SOLE 844940 0 173896 SPINNAKER EXPL CO COMMON 84855W109 24496 538380 SH SOLE 422880 0 115500 SPRINT CORP FON GRP COM FON GROUP 852061100 53704 2511892 SH SOLE 1888640 0 623252 SPRINT CORP PCS COM PCS COM SER 1 852061506 635 24791 SH SOLE 0 0 24791 STAPLES INC COMMON 855030102 330 20292 SH SOLE 18005 0 2287 STARBUCKS CORP COMMON 855244109 340 17580 SH SOLE 0 0 17580 STATE STR CORP COMMON 857477103 439 4234 SH SOLE 3400 0 834 STERICYCLE INC COMMON 858912108 17492 417475 SH SOLE 339875 0 77600 STONE ENERGY CORP COMMON 861642106 9106 183215 SH SOLE 129855 0 53360 STREAMLINE COM INC COMMON 863239109 0 81300 SH SOLE 81300 0 0 STRIDE RITE CORP COMMON 863314100 458 61600 SH SOLE 61600 0 0 SUNCOR ENERGY INC COMMON 867229106 698 25000 SH SOLE 25000 0 0 SUNGARD DATA SYS INC COMMON 867363103 461 8337 SH SOLE 0 0 8337 SUNRISE ASSISTED LIVING COMMON 86768K106 29931 1329661 SH SOLE 1011160 0 318501 SWIFT ENERGY CO COMMON 870738101 319 10000 SH SOLE 10000 0 0 SYCAMORE NETWORKS INC COMMON 871206108 109 11500 SH SOLE 0 0 11500 SYMBOL TECHNOLOGIES INC COMMON 871508107 31234 991564 SH SOLE 750882 0 240682 SYMYX TECHNOLOGIES COMMON 87155S108 12864 461080 SH SOLE 317970 0 143110 SYNCOR INTL CORP DEL COMMON 87157J106 17392 493256 SH SOLE 428405 0 64851 SYNOPSYS INC COMMON 871607107 3271 56950 SH SOLE 38900 0 18050 SYNPLICITY INC COMMON 87160Y108 3375 212800 SH SOLE 194900 0 17900 SYSCO CORP COMMON 871829107 23983 852880 SH SOLE 745880 0 107000 TJX COS INC NEW COMMON 872540109 42328 1351035 SH SOLE 1113545 0 237490 TMP WORLDWIDE INC COMMON 872941109 2668 55300 SH SOLE 46100 0 9200 TALISMAN ENERGY INC COMMON 87425E103 1127 27680 SH SOLE 25000 0 2680 TALX CORP COMMON 874918105 6669 251550 SH SOLE 244050 0 7500 TARGET CORP COMMON 87612E106 3773 98120 SH SOLE 90440 0 7680 TELEFLEX INC COMMON 879369106 4891 100000 SH SOLE 100000 0 0 TELEFONOS DE MEXICO S A DEPOSITORY RECEI 879403780 346 10000 SH SOLE 0 0 10000 TENNANT CO COMMON 880345103 4308 100000 SH SOLE 100000 0 0 TERADYNE INC COMMON 880770102 481 12186 SH SOLE 0 0 12186 TESCO CORP COMMON 88157K101 632 52200 SH SOLE 40900 0 11300 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 221 4050 SH SOLE 4050 0 0 TETRA TECH INC NEW COMMON 88162G103 44315 1814685 SH SOLE 1462465 0 352220 TEXACO INC COMMON 881694103 617 8540 SH SOLE 0 0 8540 THERMO ELECTRON CORP COMMON 883556102 3587 136080 SH SOLE 110330 0 25750 TIME WARNER TELECOM INC CL A 887319101 3670 72460 SH SOLE 23440 0 49020 TITAN PHARMACEUTICALS IN COMMON 888314101 2037 57800 SH SOLE 57800 0 0 TORCHMARK CORP COMMON 891027104 43303 1142870 SH SOLE 897505 0 245365 TOSCO CORP COM NEW 891490302 461 10000 SH SOLE 10000 0 0 TOTAL FINA ELF S A DEPOSITORY RECEI 89151E109 291 3890 SH SOLE 0 0 3890 TOYS R US INC COMMON 892335100 10829 436665 SH SOLE 366115 0 70550 TRANSATLANTIC HLDGS INC COMMON 893521104 10902 100000 SH SOLE 100000 0 0 TRIBUNE CO NEW COMMON 896047107 1457 34586 SH SOLE 6393 0 28193 TULARIK INC COMMON 899165104 5619 259175 SH SOLE 177320 0 81855 TYCO INTL LTD NEW COMMON 902124106 304 5693 SH SOLE 4668 0 1025 UICI COMMON 902737105 4341 480200 SH SOLE 406400 0 73800 USX MARATHON GROUP COM NEW 902905827 479 15000 SH SOLE 10000 0 5000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE UTI ENERGY CORP COMMON 903387108 265 7700 SH SOLE 0 0 7700 NOVERA OPTICS, INC SER C PRIVATE PLACEMEN 903990109 3000 1234568 SH SOLE 0 0 1234568 UNITED PARCEL SERVICE IN CL B 911312106 360 6270 SH SOLE 4770 0 1500 UNITED TECHNOLOGIES CORP COMMON 913017109 6797 87055 SH SOLE 75200 0 11855 UNITEDGLOBALCOM CL A 913247508 1837 114640 SH SOLE 78280 0 36360 UNITEDHEALTH GROUP INC COMMON 91324P102 32045 489380 SH SOLE 290410 0 198970 UNIVERSAL COMPRESSION HL COMMON 913431102 1555 43200 SH SOLE 43200 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 11788 131324 SH SOLE 98700 0 32624 UNIVISION COMMUNICATIONS CL A 914906102 274 6280 SH SOLE 790 0 5490 UROLOGIX INC COMMON 917273104 2356 99550 SH SOLE 77100 0 22450 UROCOR INC COMMON 91727P105 204 16200 SH SOLE 16200 0 0 VYYO INC COMMON 918458100 136 84652 SH SOLE 19300 0 65352 VXTEL/INTEL ESCROW PAYABLE 10/4/02 91847K994 350 30170 SH SOLE 0 0 30170 VALERO ENERGY CORP NEW COMMON 91913Y100 482 10000 SH SOLE 10000 0 0 VALICERT INC COMMON 91915Q105 594 241550 SH SOLE 189200 0 52350 VARIAGENICS INC COMMON 922196100 3446 868798 SH SOLE 487960 0 380838 VARIAN MED SYS INC COMMON 92220P105 13000 188680 SH SOLE 137170 0 51510 VASTERA INC COMMON 92239N109 10942 1001115 SH SOLE 760780 0 240335 VENTAS INC COMMON 92276F100 1642 185950 SH SOLE 158500 0 27450 VERITAS SOFTWARE CO COMMON 923436109 47087 789922 SH SOLE 573765 0 216157 VERISIGN INC COMMON 92343E102 95295 1858322 SH SOLE 1382496 0 475826 VERIZON COMMUNICATIONS COMMON 92343V104 392 7115 SH SOLE 0 0 7115 VERISITY LTD SER D PRIVATE PLACEMEN 923991103 500 67884 SH SOLE 0 0 67884 VIACOM INC/CL B CL B 925524308 20126 386589 SH SOLE 285950 0 100639 VIDAMED INC COMMON 926530106 3126 518400 SH SOLE 518400 0 0 VIGNETTE CORP COMMON 926734104 1933 288474 SH SOLE 450 0 288024 VIRAGE LOGIC CORP COMMON 92763R104 919 77250 SH SOLE 46200 0 31050 VIVENDI UNIVERSAL DEPOSITORY RECEI 92851S204 14481 212920 SH SOLE 205528 0 7392 VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 445 14710 SH SOLE 270 0 14440 WAL MART STORES INC COMMON 931142103 23819 460352 SH SOLE 383025 0 77327 WALGREEN CO COMMON 931422109 1560 36475 SH SOLE 16825 0 19650 WASTE CONNECTIONS INC COMMON 941053100 2570 90350 SH SOLE 71100 0 19250 WATSON PHARMACEUTICALS I COMMON 942683103 14843 298060 SH SOLE 270140 0 27920 WEATHERFORD INTL INC COMMON 947074100 76577 1315085 SH SOLE 1029920 0 285165 WEBEX INC COMMON 94767L109 289 24200 SH SOLE 24000 0 200 WEBSENSE INC COMMON 947684106 4181 335800 SH SOLE 305700 0 30100 WEBMETHODS INC COMMON 94768C108 21378 915551 SH SOLE 709122 0 206429 WELLPOINT HEALTH NETWORK COMMON 94973H108 658 6700 SH SOLE 5600 0 1100 WELLS FARGO & CO NEW COMMON 949746101 350 7450 SH SOLE 6190 0 1260 WESTERN WIRELESS CORP CL A 95988E204 4476 100515 SH SOLE 78800 0 21715 WILLBROS GROUP INC COMMON 969199108 356 25000 SH SOLE 0 0 25000 WILLIAMS COMMUNICATIONS CL A 969455104 8507 1882101 SH SOLE 1364952 0 517149 WILLIAMS COS INC DEL COMMON 969457100 96642 2291722 SH SOLE 1659823 0 631899 WILLIAMS CLAYTON ENERGY COMMON 969490101 1924 99400 SH SOLE 77500 0 21900 WILLIAMS SONOMA INC COMMON 969904101 875 29100 SH SOLE 29100 0 0 WIND RIVER SYSTEMS INC COMMON 973149107 1968 70000 SH SOLE 54200 0 15800 WORLDCOM INC GA NEW COMMON 98157D106 81999 4493091 SH SOLE 3142849 0 1350242 XO COMMUNICATIONS INC CL A 983764101 85 21550 SH SOLE 0 0 21550 YAHOO INC COMMON 984332106 6727 333350 SH SOLE 211200 0 122150 ANDA NETWORKS SER D PRIVATE PLACEMEN 9A999J3E8 2500 182215 SH SOLE 0 0 182215 MAINSPRING SER E COMMON 9B999E471 525 266667 SH SOLE 0 0 266667 SCREAMING MEDIA SER B PRIV PLACEMENT 9B999J819 147 235571 SH SOLE 0 0 235571
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE EROOM SER D PRIV PLACEMENT 9B999J975 195 18625 SH SOLE 0 0 18625 STAPLES.COM PRIVATE PLACEMEN 9B999N281 525 161539 SH SOLE 0 0 161539 AXSUN SER B PRIVATE PLACEMEN 9B999N612 1000 333334 SH SOLE 0 0 333334 KESTRAL SER D PRIVATE PLACEMEN 9B999N679 232 17829 SH SOLE 0 0 17829 MULTITUDE SER E PRIVATE PLACEMEN 9B999N703 0 700935 SH SOLE 0 0 700935 INVENTA.COM SER D PRIVATE PLACEMEN 9B999N711 275 269906 SH SOLE 0 0 269906 HIRE.COM SER D PRIV PLACEMENT 9B999Z482 1000 967961 SH SOLE 0 0 967961 CENTERPT. BROADBD. SER D PRIVATE PLACEMEN 9C999F252 4000 371058 SH SOLE 0 0 371058 THIRD WAVE SER F PRIVATE PLACEMEN 9C999M000 2001 228000 SH SOLE 0 0 228000 EPICENTRIC SER C PRIVATE PLACEMEN 9C999M257 1619 340137 SH SOLE 0 0 340137 ITF OPTICAL SER A PRIVATE PLACEMEN 9C999M778 5000 200000 SH SOLE 0 0 200000 VISTO SER E PRIVATE PLACEMEN 9C999M851 5500 1294119 SH SOLE 0 0 1294119 SOLUS SER C PRIVATE PLACEMEN 9C999M885 1000 342466 SH SOLE 0 0 342466 LIGHTWAVE MICROSYS SER G PRIVATE PLACEMEN 9C999R777 5000 500000 SH SOLE 0 0 500000 IDEALAB SER D PRIVATE PLACEMEN 9J999F125 2500 25000 SH SOLE 0 0 25000 OBJECT FX SER E COMMON 9J999F224 500 5000 SH SOLE 0 0 5000 ESSEX LIFE SCIENCES FD EPF INVESTOR 9J999W334 10125 5007 SH SOLE 5007 0 0 ESSEX ENERGY FUND LP ESSEX PERF FUND 9J999W441 9827 6500 SH SOLE 6500 0 0 TENOR NETWORKS SER C PRIVATE PLACEMEN 9K999A354 5070 438160 SH SOLE 0 0 438160 CONVERGENT NTWKS SER D PRIVATE PLACEMEN 9K999S553 4500 275230 SH SOLE 0 0 275230 PHOTONEX SER B PRIVATE PLACEMEN 9M999C232 12000 1392919 SH SOLE 0 0 1392919 ASTRAL POINT COMM. SER D PRIVATE PLACEMEN 9M999C273 9000 904334 SH SOLE 0 0 904334 CONTROL DELIVERY SER A PRIVATE PLACEMEN 9M999C588 3000 55825 SH SOLE 0 0 55825 GENEVA PROTEOMICS SER A PRIVATE PLACEMEN 9M999C703 3300 600000 SH SOLE 0 0 600000 MICROBIA SER B PRIVATE PLACEMEN 9M999C844 1500 483872 SH SOLE 0 0 483872 DIADEXUS SER C PRIVATE PLACEMEN 9M999C877 5000 645161 SH SOLE 0 0 645161 OPTICAL CROSSLINKS SER A PRIVATE PLACEMEN 9M999C901 500 60024 SH SOLE 0 0 60024 INTERACTIVE VIDEO TECH.S PRIV PLACEMENT 9M999K127 500 227273 SH SOLE 0 0 227273 TELL ME SER D PRIVATE PLACEMEN 9M999M149 4000 273001 SH SOLE 0 0 273001 ITF OPTICAL TECH SER B PRIVATE PLACEMEN 9M999T581 2100 20000 SH SOLE 0 0 20000 METRO OPTIX SER B PRIV PLACEMENT 9R999M007 6600 666667 SH SOLE 0 0 666667 TWELVE ENTREPREN. SER B PRIV PLACEMENT 9R999M874 1000 137217 SH SOLE 0 0 137217 SITARA SER G PRIV PLACEMENT 9R999MZ58 2000 307220 SH SOLE 0 0 307220 CERETEK LLC COMMON 9S999F000 0 38350 SH SOLE 20350 0 18000 MOTOROLA ESCROW LOCK UP UNTIL 6/ 9S999F224 103 11604 SH SOLE 0 0 11604 FUSIONONE SER D PRIVATE PLACEMEN 9T999C245 7000 1289135 SH SOLE 0 0 1289135 APPIAN SER D PRIVATE PLACEMEN 9V999M578 4000 370714 SH SOLE 0 0 370714 ACE LTD ORD G0070K103 17306 484770 SH SOLE 382830 0 101940 AMDOCS LTD ORD G02602103 39632 672875 SH SOLE 502960 0 169915 ANNUITY AND LIFE RE HLDG ORD G03910109 1295 43387 SH SOLE 24950 0 18437 FLAG TELECOM HOLDINGS LT ORD G3529L102 1002 160260 SH SOLE 160260 0 0 GLOBAL CROSSING LTD COMMON G3921A100 536 42750 SH SOLE 0 0 42750 LORAL SPACE & COMMUNICAT COMMON G56462107 401 169100 SH SOLE 169100 0 0 SANTA FE INTL CORP ORD G7805C108 1520 40000 SH SOLE 40000 0 0 HILFIGER TOMMY CORP ORD G8915Z102 12195 1011175 SH SOLE 748185 0 262990 TRANSOCEAN SEDCO FOREX I ORD G90078109 44251 815230 SH SOLE 558966 0 256264 TRITON ENERGY LTD ORD G90751101 2056 81890 SH SOLE 49200 0 32690 XOMA LTD ORD G9825R107 12106 1081903 SH SOLE 1027350 0 54553 CHECK POINT SOFTWARE TEC ORD M22465104 36680 584735 SH SOLE 444620 0 140115 PRECISE SOFTWARE SOLUTIO ORD M41450103 3608 153196 SH SOLE 133550 0 19646 CORE LABORATORIES N V COMMON N22717107 12375 518205 SH SOLE 432065 0 86140 QIAGEN N V ORD N72482107 1643 62225 SH SOLE 57550 0 4675 FLEXTRONICS INTL LTD ORD Y2573F102 4550 169200 SH SOLE 135400 0 33800