0000201772-20-000005.txt : 20200804 0000201772-20-000005.hdr.sgml : 20200804 20200804160703 ACCESSION NUMBER: 0000201772-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 EFFECTIVENESS DATE: 20200804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 201073324 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000201772 XXXXXXXX 06-30-2020 06-30-2020 ESSEX INVESTMENT MANAGEMENT CO LLC

125 HIGH STREET SUITE 1803 BOSTON MA 02110

13F HOLDINGS REPORT 028-00878 N David A Rozenson 617-733-1054 David A Rozenson Newton MA 08-04-2020 0 423 29688450 false INFORMATION TABLE 2 essex13f2020q2r.xml ABBOTT LABS COM COM 002824100 158 1729 SH SOLE 1729 0 0 ACTIVISION BLIZZARD INC COM COM 00507V109 4866 64115 SH SOLE 61457 0 2658 ACUITY BRANDS INC COM COM 00508Y102 191 2000 SH SOLE 2000 0 0 ADMA BIOLOGICS INC COM COM 000899104 1351 461005 SH SOLE 182829 0 278176 ADOBE INC COM COM 00724F101 2921 6710 SH SOLE 6710 0 0 ADVANCED ENERGY INDS COM COM 007973100 538 7941 SH SOLE 7028 0 913 AEHR TEST SYSTEMS COM 00760J108 734 375499 SH SOLE 110173 0 265326 AGNICO EAGLE MINES LTD COM COM 008474108 5586 87196 SH SOLE 84981 0 2215 AIR INDS GROUP COM NEW COM 00912N205 477 400837 SH SOLE 117608 0 283229 AIR PRODS & CHEMS INC COM COM 009158106 7 30 SH SOLE 30 0 0 AIR TRANSPORT SERVICES GRP INC COM 00922R105 1355 60829 SH SOLE 53016 0 7813 AKAMAI TECHNOLOGIES INC COM COM 00971T101 2764 25811 SH SOLE 25109 0 702 AKOUSTIS TECHNOLOGIES INC COM COM 00973N102 379 45749 SH SOLE 43465 0 2284 ALBEMARLE CORP COM COM 012653101 1688 21860 SH SOLE 20755 0 1105 ALCON AG ORD SHS COM H01301128 49 853 SH SOLE 853 0 0 ALIBABA GROUP HLDG LTD SPONSOR COM 01609W102 6862 31811 SH SOLE 30923 0 888 ALLEGION PLC ORD SHS COM G0176J109 319 3119 SH SOLE 3119 0 0 ALLIANCE DATA SYSTEMS CORP COM COM 018581108 1 15 SH SOLE 0 0 15 ALLOT LTD SHS COM M0854Q105 1612 153984 SH SOLE 61153 0 92831 ALPHABET INC CAP STK CL C COM 02079K107 23 16 SH SOLE 16 0 0 ALPHATEC HLDGS INC COM NEW COM 02081G201 1446 307660 SH SOLE 122488 0 185172 ALTABANCORP COM COM 712706209 50 2225 SH SOLE 2066 0 159 ALTERYX INC COM CL A COM 02156B103 532 3237 SH SOLE 3237 0 0 AMALGAMATED BK NEW YORK N Y CL COM 022663108 275 21728 SH SOLE 16982 0 4746 AMAZON COM INC COM COM 023135106 20746 7520 SH SOLE 7238 0 282 AMEDISYS INC COM COM 023436108 1574 7928 SH SOLE 7928 0 0 AMERESCO INC CL A COM 02361E108 1500 54000 SH SOLE 54000 0 0 AMERICAN EXPRESS CO COM COM 025816109 2761 29003 SH SOLE 29003 0 0 AMERICAN SUPERCONDUCTOR CORP S COM 030111207 1426 175381 SH SOLE 165819 0 9562 AMERICAN WTR WKS CO INC NEW CO COM 030420103 55 430 SH SOLE 430 0 0 AMICUS THERAPEUTICS INC COM COM 03152W109 3644 241634 SH SOLE 225611 0 16023 AMN HEALTHCARE SVCS INC COM COM 001744101 1666 36829 SH SOLE 28141 0 8688 AMPHENOL CORP NEW CL A COM 032095101 12 126 SH SOLE 84 0 42 AMYRIS INC COM NEW COM 03236M200 372 87040 SH SOLE 69234 0 17806 ANALOG DEVICES INC COM COM 032654105 17 141 SH SOLE 141 0 0 ANHEUSER BUSCH INBEV SA/NV SPO COM 03524A108 22 450 SH SOLE 450 0 0 APACHE CORP COM COM 037411105 823 60971 SH SOLE 60971 0 0 APPLE INC COM COM 037833100 13829 37908 SH SOLE 36333 0 1575 APPLIED INDL TECHNOLOGIES INC COM 03820C105 278 4459 SH SOLE 4459 0 0 APPLIED MATLS INC COM COM 038222105 5814 96177 SH SOLE 90358 0 5819 APTIV PLC SHS COM G6095L109 901 11566 SH SOLE 10818 0 748 ASGN INC COM COM 00191U102 1648 24722 SH SOLE 23078 0 1644 ASPEN AEROGELS INC COM COM 04523Y105 2489 378300 SH SOLE 147897 0 230403 ASPEN GROUP INC COM NEW COM 04530L203 1750 193375 SH SOLE 77043 0 116332 ASTRAZENECA PLC SPONSORED ADR COM 046353108 3615 68341 SH SOLE 66174 0 2167 AT&T INC COM COM 00206R102 1494 49413 SH SOLE 49413 0 0 ATLAS AIR WORLDWIDE HLDGS INC COM 049164205 517 12011 SH SOLE 10553 0 1458 AUTODESK INC COM COM 052769106 13 53 SH SOLE 53 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 167 1124 SH SOLE 1124 0 0 AVID BIOSERVICES INC COM COM 05368M106 1868 284585 SH SOLE 113158 0 171427 AXOS FINANCIAL INC COM COM 05465C100 1717 77779 SH SOLE 75233 0 2546 B & G FOODS INC NEW COM COM 05508R106 847 34728 SH SOLE 19235 0 15493 B2GOLD CORP COM COM 11777Q209 57 10000 SH SOLE 10000 0 0 BADGER METER INC COM COM 056525108 521 8282 SH SOLE 6465 0 1817 BAIDU INC SPON ADR REP A COM 056752108 1609 13420 SH SOLE 13420 0 0 BANK NEW YORK MELLON CORP COM COM 064058100 3 84 SH SOLE 84 0 0 BARRICK GOLD CORPORATION COM COM 067901108 5353 198705 SH SOLE 194681 0 4024 BAYCOM CORP COM COM 07272M107 1019 78956 SH SOLE 31341 0 47615 BEAZER HOMES USA INC COM NEW COM 07556Q881 2384 236740 SH SOLE 107529 0 129211 BECTON DICKINSON & CO COM COM 075887109 1 5 SH SOLE 5 0 0 BEL FUSE INC CL B COM 077347300 1216 113337 SH SOLE 44926 0 68411 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 14 76 SH SOLE 76 0 0 BIOANALYTICAL SYS INC COM COM 09058M103 481 95872 SH SOLE 28278 0 67594 BIODELIVERY SCIENCES INTL INC COM 09060J106 1553 356101 SH SOLE 141294 0 214807 BIOGEN INC COM COM 09062X103 3023 11297 SH SOLE 10953 0 344 BIOHAVEN PHARMACTL HLDG CO LTD COM G11196105 3387 46329 SH SOLE 44841 0 1488 BIOLIFE SOLUTIONS INC COM NEW COM 09062W204 2295 140369 SH SOLE 55925 0 84444 BIOMARIN PHARMACEUTICAL INC CO COM 09061G101 5576 45212 SH SOLE 44796 0 416 BK OF AMERICA CORP COM COM 060505104 3028 127492 SH SOLE 122864 0 4628 BROADCOM INC COM COM 11135F101 809 2562 SH SOLE 2562 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 2 18 SH SOLE 18 0 0 BROADWIND INC COM NEW COM 11161T207 1135 302758 SH SOLE 88938 0 213820 BRUNSWICK CORP COM COM 117043109 193 3015 SH SOLE 3015 0 0 BUILDERS FIRSTSOURCE INC COM COM 12008R107 1130 54579 SH SOLE 31707 0 22872 C H ROBINSON WORLDWIDE INC COM COM 12541W209 538 6800 SH SOLE 6800 0 0 CALYXT INC COM COM 13173L107 323 65573 SH SOLE 51416 0 14157 CAPITAL ONE FINL CORP COM COM 14040H105 13 175 SH SOLE 175 0 0 CASTLE BIOSCIENCES INC COM COM 14843C105 1488 39480 SH SOLE 18096 0 21384 CATERPILLAR INC DEL COM COM 149123101 2975 23516 SH SOLE 22964 0 552 CDK GLOBAL INC COM COM 12508E101 10 245 SH SOLE 245 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 1380 209451 SH SOLE 82856 0 126595 CELANESE CORP DEL COM COM 150870103 12 135 SH SOLE 135 0 0 CELCUITY INC COM COM 15102K100 66 9511 SH SOLE 8994 0 517 CENTURY CMNTYS INC COM COM 156504300 1085 35385 SH SOLE 19442 0 15943 CENTURYLINK INC COM COM 156700106 0 41 SH SOLE 41 0 0 CHAMPIONS ONCOLOGY INC COM NEW COM 15870P307 1626 170063 SH SOLE 50039 0 120024 CHAMPIONX CORPORATION COM COM 15872M104 1 78 SH SOLE 78 0 0 CHEGG INC COM COM 163092109 3184 47342 SH SOLE 33319 0 14023 CHENIERE ENERGY INC COM NEW COM 16411R208 1101 22776 SH SOLE 21330 0 1446 CHESAPEAKE UTILS CORP COM COM 165303108 76 910 SH SOLE 910 0 0 CHEVRON CORP NEW COM COM 166764100 749 8399 SH SOLE 8399 0 0 CHEWY INC CL A COM 16679L109 2728 61043 SH SOLE 53203 0 7840 CHUBB LIMITED COM COM H1467J104 93 731 SH SOLE 731 0 0 CIENA CORP COM NEW COM 171779309 4942 91244 SH SOLE 87166 0 4078 CINCINNATI FINL CORP COM COM 172062101 99 1541 SH SOLE 1541 0 0 CITIGROUP INC COM NEW COM 172967424 16 319 SH SOLE 319 0 0 CLEAN HARBORS INC COM COM 184496107 184 3076 SH SOLE 3076 0 0 CLOUDERA INC COM COM 18914U100 4959 389828 SH SOLE 319957 0 69871 CLOUDFLARE INC CL A COM COM 18915M107 4427 123152 SH SOLE 117299 0 5853 CNS PHARMACEUTICALS INC COM COM 18978H102 152 71148 SH SOLE 67600 0 3548 COCA COLA CO COM COM 191216100 2258 50534 SH SOLE 48018 0 2516 CODEXIS INC COM COM 192005106 3484 305624 SH SOLE 185618 0 120006 COGNEX CORP COM COM 192422103 4611 77217 SH SOLE 72682 0 4535 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 9 165 SH SOLE 165 0 0 COLGATE PALMOLIVE CO COM COM 194162103 1424 19433 SH SOLE 19396 0 37 COMCAST CORP NEW CL A COM 20030N101 15 387 SH SOLE 387 0 0 CONCHO RES INC COM COM 20605P101 646 12544 SH SOLE 12544 0 0 CONOCOPHILLIPS COM COM 20825C104 764 18185 SH SOLE 18185 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 2057 11757 SH SOLE 11420 0 337 CORNING INC COM COM 219350105 546 21086 SH SOLE 18566 0 2520 CORTEVA INC COM COM 22052L104 20 757 SH SOLE 757 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 55 180 SH SOLE 180 0 0 COWEN INC CL A NEW COM 223622606 3934 242707 SH SOLE 162041 0 80666 CREE INC COM COM 225447101 1232 20819 SH SOLE 17380 0 3439 CRESCO LABS INC SUB VTG SHS COM 22587M106 0 59 SH SOLE 59 0 0 CRISPR THERAPEUTICS AG NAMEN A COM H17182108 3088 42026 SH SOLE 40633 0 1393 CROSS CTRY HEALTHCARE INC COM COM 227483104 417 67698 SH SOLE 26959 0 40739 CROWDSTRIKE HLDGS INC CL A COM 22788C105 3849 38383 SH SOLE 37417 0 966 CROWN CRAFTS INC COM COM 228309100 284 57834 SH SOLE 17039 0 40795 CRYOPORT INC COM PAR $0.001 COM 229050307 2972 98245 SH SOLE 38943 0 59302 CSX CORP COM COM 126408103 7 100 SH SOLE 100 0 0 CUTERA INC COM COM 232109108 1609 132182 SH SOLE 80859 0 51323 DANAHER CORPORATION COM COM 235851102 442 2500 SH SOLE 2500 0 0 DEXCOM INC COM COM 252131107 533 1314 SH SOLE 1314 0 0 DIAMONDBACK ENERGY INC COM COM 25278X109 1177 28135 SH SOLE 28135 0 0 DISCOVERY INC COM SER A COM 25470F104 6 277 SH SOLE 277 0 0 DISCOVERY INC COM SER C COM 25470F302 8 390 SH SOLE 390 0 0 DISNEY WALT CO COM DISNEY COM 254687106 7776 69733 SH SOLE 66094 0 3639 DLH HLDGS CORP COM COM 23335Q100 576 78486 SH SOLE 23057 0 55429 DOLLAR TREE INC COM COM 256746108 242 2611 SH SOLE 2611 0 0 DOVER CORP COM COM 260003108 15 156 SH SOLE 156 0 0 DOW INC COM COM 260557103 37 901 SH SOLE 901 0 0 DRAFTKINGS INC COM CL A COM 26142R104 3724 111958 SH SOLE 104325 0 7633 DTE ENERGY CO COM COM 233331107 79 735 SH SOLE 735 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 204 2550 SH SOLE 2550 0 0 DUPONT DE NEMOURS INC COM COM 26614N102 43 814 SH SOLE 814 0 0 E L F BEAUTY INC COM COM 26856L103 1544 80944 SH SOLE 46536 0 34408 EATON CORP PLC SHS COM G29183103 19 219 SH SOLE 149 0 70 ECOLAB INC COM COM 278865100 17 83 SH SOLE 83 0 0 EDISON INTL COM COM 281020107 27 500 SH SOLE 500 0 0 ELECTROMED INC COM COM 285409108 1357 88192 SH SOLE 35089 0 53103 ELECTRONIC ARTS INC COM COM 285512109 1071 8109 SH SOLE 7140 0 969 ENBRIDGE INC COM COM 29250N105 3 85 SH SOLE 85 0 0 ENDAVA PLC ADS COM 29260V105 1165 24115 SH SOLE 13890 0 10225 ENERGY RECOVERY INC COM COM 29270J100 1075 141552 SH SOLE 124800 0 16752 ENERGY TRANSFER LP COM UT LTD COM 29273V100 43 6025 SH SOLE 6025 0 0 ENGLOBAL CORP COM COM 293306106 633 614944 SH SOLE 181384 0 433560 ENPHASE ENERGY INC COM COM 29355A107 503 10576 SH SOLE 8375 0 2201 ENTERPRISE PRODS PARTNERS L P COM 293792107 69 3796 SH SOLE 3796 0 0 ESSENTIAL UTILS INC COM COM 29670G102 57 1343 SH SOLE 593 0 750 ETF MANAGERS TR ETFMG ALTR HRV COM 26924G508 438 34049 SH SOLE 29998 0 4051 EURONET WORLDWIDE INC COM COM 298736109 159 1655 SH SOLE 1655 0 0 EVERBRIDGE INC COM COM 29978A104 4656 33649 SH SOLE 31366 0 2283 EVERCORE INC CLASS A COM 29977A105 827 14043 SH SOLE 8543 0 5500 EVEREST RE GROUP LTD COM COM G3223R108 237 1149 SH SOLE 1067 0 82 EVERQUOTE INC COM CL A COM 30041R108 3429 58960 SH SOLE 57950 0 1010 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 1411 75840 SH SOLE 41565 0 34275 EXXON MOBIL CORP COM COM 30231G102 698 15616 SH SOLE 15616 0 0 FASTENAL CO COM COM 311900104 214 5000 SH SOLE 5000 0 0 FASTLY INC CL A COM 31188V100 1485 17447 SH SOLE 17447 0 0 FEDEX CORP COM COM 31428X106 1060 7563 SH SOLE 6630 0 933 FIFTH THIRD BANCORP COM COM 316773100 14 750 SH SOLE 750 0 0 FIVE BELOW INC COM COM 33829M101 1721 16095 SH SOLE 8820 0 7275 FIVE9 INC COM COM 338307101 963 8700 SH SOLE 8700 0 0 FORTIVE CORP COM COM 34959J108 169 2500 SH SOLE 2500 0 0 FOSTER L B CO COM COM 350060109 1119 87660 SH SOLE 34806 0 52854 FRANCO NEV CORP COM COM 351858105 1078 7719 SH SOLE 7558 0 161 FRIEDMAN INDS INC COM COM 358435105 372 73699 SH SOLE 21704 0 51995 FULGENT GENETICS INC COM COM 359664109 2644 165263 SH SOLE 62486 0 102777 GALIANO GOLD INC COM COM 36352H100 27 20000 SH SOLE 20000 0 0 GALLAGHER ARTHUR J & CO COM COM 363576109 711 7290 SH SOLE 7290 0 0 GAN LTD ORD SHS COM G3728V109 1004 39440 SH SOLE 39440 0 0 GENASYS INC COM COM 36872P103 1435 295326 SH SOLE 86763 0 208563 GENERAC HLDGS INC COM COM 368736104 3317 27206 SH SOLE 25703 0 1503 GENMARK DIAGNOSTICS INC COM COM 372309104 2698 183446 SH SOLE 72733 0 110713 GENPACT LIMITED SHS COM G3922B107 268 7352 SH SOLE 7352 0 0 GILEAD SCIENCES INC COM COM 375558103 3031 39390 SH SOLE 38628 0 762 GLOBUS MED INC CL A COM 379577208 1072 22470 SH SOLE 22470 0 0 GLU MOBILE INC COM COM 379890106 1625 175262 SH SOLE 96249 0 79013 GMS INC COM COM 36251C103 289 11734 SH SOLE 11734 0 0 GOLAR LNG PARTNERS LP COM UNIT COM Y2745C102 0 184 SH SOLE 184 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 4218 21346 SH SOLE 20804 0 542 GROWGENERATION CORP COM COM 39986L109 479 70000 SH SOLE 66400 0 3600 GUIDEWIRE SOFTWARE INC COM COM 40171V100 11 102 SH SOLE 102 0 0 HACKETT GROUP INC COM COM 404609109 0 0 SH SOLE 0 0 0 HANNON ARMSTRONG SUST INFR CAP COM 41068X100 1860 65369 SH SOLE 58877 0 6492 HARVARD BIOSCIENCE INC COM COM 416906105 771 248836 SH SOLE 94973 0 153863 HAWKINS INC COM COM 420261109 1767 41489 SH SOLE 19604 0 21885 HCI GROUP INC COM COM 40416E103 2018 43701 SH SOLE 19931 0 23770 HEALTHSTREAM INC COM COM 42222N103 1116 50413 SH SOLE 23238 0 27175 HEXCEL CORP NEW COM COM 428291108 4 99 SH SOLE 99 0 0 HOME DEPOT INC COM COM 437076102 7084 28277 SH SOLE 27755 0 522 HONEYWELL INTL INC COM COM 438516106 15 103 SH SOLE 103 0 0 HUBBELL INC COM COM 443510607 11 85 SH SOLE 85 0 0 IAC INTERACTIVECORP COM COM 44919P508 1122 3470 SH SOLE 3470 0 0 ICHOR HOLDINGS SHS COM G4740B105 1322 49724 SH SOLE 27471 0 22253 IDENTIV INC COM NEW COM 45170X205 2397 469915 SH SOLE 184800 0 285115 IDEX CORP COM COM 45167R104 10 62 SH SOLE 62 0 0 IGM BIOSCIENCES INC COM COM 449585108 308 4215 SH SOLE 4005 0 210 II-VI INC COM COM 902104108 874 18500 SH SOLE 18500 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 448 2564 SH SOLE 2564 0 0 ILLUMINA INC COM COM 452327109 2873 7758 SH SOLE 7758 0 0 IMPINJ INC COM COM 453204109 2875 104669 SH SOLE 41509 0 63160 INGERSOLL RAND INC COM COM 45687V106 42 1480 SH SOLE 132 0 1348 INNOVATIVE INDL PPTYS INC COM COM 45781V101 2949 33500 SH SOLE 32073 0 1427 INSULET CORP COM COM 45784P101 2814 14487 SH SOLE 12007 0 2480 INTELLICHECK INC COM NEW COM 45817G201 534 70729 SH SOLE 20777 0 49952 INTERPACE BIOSCIENCES INC COM COM 46062X303 190 40828 SH SOLE 11960 0 28868 INTEST CORP COM COM 461147100 464 137819 SH SOLE 40546 0 97273 INTEVAC INC COM COM 461148108 1781 326111 SH SOLE 129369 0 196742 INTRICON CORP COM COM 46121H109 492 36393 SH SOLE 10701 0 25692 INTUIT COM COM 461202103 5580 18840 SH SOLE 18324 0 516 INVACARE CORP COM COM 461203101 1281 201053 SH SOLE 80350 0 120703 IPG PHOTONICS CORP COM COM 44980X109 307 1913 SH SOLE 1913 0 0 ISHARES TR RUS 2000 GRW ETF COM 464287648 331 1600 SH SOLE 1600 0 0 ITAMAR MED LTD SPONSORED ADS COM 465437101 1099 59064 SH SOLE 23539 0 35525 ITERIS INC COM COM 46564T107 872 183486 SH SOLE 166821 0 16665 ITRON INC COM COM 465741106 906 13669 SH SOLE 10651 0 3018 JOHNSON OUTDOORS INC CL A COM 479167108 1664 18283 SH SOLE 7260 0 11023 JOUNCE THERAPEUTICS INC COM COM 481116101 501 72607 SH SOLE 72607 0 0 JPMORGAN CHASE & CO COM COM 46625H100 3337 35478 SH SOLE 35061 0 417 KIMBALL ELECTRONICS INC COM COM 49428J109 1570 115956 SH SOLE 55419 0 60537 KINDER MORGAN INC DEL COM COM 49456B101 11 712 SH SOLE 712 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 2270 314380 SH SOLE 303225 0 11155 KIRKLAND LAKE GOLD LTD COM COM 49741E100 619 15000 SH SOLE 15000 0 0 KNIGHT SWIFT TRANSN HLDGS INC COM 499049104 1550 37165 SH SOLE 34299 0 2866 KORNIT DIGITAL LTD SHS COM M6372Q113 1634 30610 SH SOLE 28003 0 2607 LA JOLLA PHARMACEUTICAL CO COM COM 503459604 985 231333 SH SOLE 91696 0 139637 LAM RESEARCH CORP COM COM 512807108 4580 14160 SH SOLE 13369 0 791 LANDS END INC NEW COM COM 51509F105 1391 172998 SH SOLE 68574 0 104424 LANTRONIX INC COM NEW COM 516548203 1819 490359 SH SOLE 186088 0 304271 LAZYDAYS HLDGS INC COM COM 52110H100 664 76266 SH SOLE 22441 0 53825 LGL GROUP INC COM COM 50186A108 221 25984 SH SOLE 7642 0 18342 LIGHTPATH TECHNOLOGIES INC CL COM 532257805 685 205001 SH SOLE 60169 0 144832 LIGHTSCAPE TECHNOLOGIES INC CO COM 53227B101 1 346009 SH SOLE 346009 0 0 LILLY ELI & CO COM COM 532457108 48 292 SH SOLE 292 0 0 LIMELIGHT NETWORKS INC COM COM 53261M104 593 80523 SH SOLE 80523 0 0 LINCOLN EDL SVCS CORP COM COM 533535100 975 250018 SH SOLE 73447 0 176571 LINDE PLC SHS COM G5494J103 190 895 SH SOLE 895 0 0 LINDSAY CORP COM COM 535555106 420 4560 SH SOLE 3535 0 1025 LIQUIDITY SERVICES INC COM COM 53635B107 592 99304 SH SOLE 88094 0 11210 LIVEPERSON INC COM COM 538146101 1003 24200 SH SOLE 24200 0 0 LOCKHEED MARTIN CORP COM COM 539830109 297 815 SH SOLE 815 0 0 LSI INDS INC COM COM 50216C108 2126 328628 SH SOLE 131332 0 197296 LUMENTUM HLDGS INC COM COM 55024U109 1415 17377 SH SOLE 10738 0 6639 LUNA INNOVATIONS COM COM 550351100 1797 307791 SH SOLE 122389 0 185402 LUXFER HOLDINGS PLC SHS COM G5698W116 1492 105420 SH SOLE 41779 0 63641 LYDALL INC DEL COM COM 550819106 1814 133750 SH SOLE 53152 0 80598 LYONDELLBASELL INDUSTRIES N V COM N53745100 2 25 SH SOLE 25 0 0 MAGNITE INC COM COM 78112V102 480 72000 SH SOLE 72000 0 0 MANITEX INTL INC COM COM 563420108 1056 212435 SH SOLE 84227 0 128208 MARCUS & MILLICHAP INC COM COM 566324109 407 14092 SH SOLE 13499 0 593 MARSH & MCLENNAN COS INC COM COM 571748102 1505 14017 SH SOLE 14017 0 0 MARTIN MARIETTA MATLS INC COM COM 573284106 1399 6772 SH SOLE 6567 0 205 MARVELL TECHNOLOGY GROUP LTD O COM G5876H105 2625 74858 SH SOLE 71059 0 3799 MASTECH DIGITAL INC COM COM 57633B100 1331 51341 SH SOLE 20351 0 30990 MASTERCARD INCORPORATED CL A COM 57636Q104 15 50 SH SOLE 50 0 0 MATADOR RES CO COM COM 576485205 1089 128100 SH SOLE 58212 0 69888 MATSON INC COM COM 57686G105 52 1785 SH SOLE 1785 0 0 MAXIM INTEGRATED PRODS INC COM COM 57772K101 1013 16706 SH SOLE 14673 0 2033 MEDICAL PPTYS TRUST INC COM COM 58463J304 22 1191 SH SOLE 1191 0 0 MERCK & CO. INC COM COM 58933Y105 97 1248 SH SOLE 1132 0 116 MGM GROWTH PPTYS LLC CL A COM COM 55303A105 27 1000 SH SOLE 1000 0 0 MICRON TECHNOLOGY INC COM COM 595112103 15 284 SH SOLE 284 0 0 MICROSOFT CORP COM COM 594918104 15397 75659 SH SOLE 73772 0 1887 MIMECAST LTD ORD SHS COM G14838109 64 1527 SH SOLE 1527 0 0 MITEK SYS INC COM NEW COM 606710200 3347 348250 SH SOLE 187463 0 160787 MODEL N INC COM COM 607525102 4273 122936 SH SOLE 69812 0 53124 MONDELEZ INTL INC CL A COM 609207105 6 127 SH SOLE 127 0 0 MORGAN STANLEY COM NEW COM 617446448 2415 50000 SH SOLE 50000 0 0 MUELLER WTR PRODS INC COM SER COM 624758108 468 49592 SH SOLE 39154 0 10438 NATERA INC COM COM 632307104 3287 65920 SH SOLE 39056 0 26864 NEPHROS INC COM COM 640671400 334 39863 SH SOLE 11710 0 28153 NESTLE S A SPONSORED ADR COM 641069406 2 20 SH SOLE 20 0 0 NETFLIX INC COM COM 64110L106 12852 28243 SH SOLE 26919 0 1324 NEW GERMANY FD INC COM COM 644465106 2 120 SH SOLE 120 0 0 NEW GOLD INC CDA COM COM 644535106 527 390000 SH SOLE 390000 0 0 NEWMONT CORP COM COM 651639106 9447 153013 SH SOLE 149639 0 3374 NEXTERA ENERGY PARTNERS LP COM COM 65341B106 8 165 SH SOLE 165 0 0 NIKE INC CL B COM 654106103 1090 11119 SH SOLE 9939 0 1180 NINTENDO LTD ADR COM 654445303 1530 27372 SH SOLE 24040 0 3332 NORTHERN TECH INTL CORP COM COM 665809109 493 61839 SH SOLE 18209 0 43630 NORTHROP GRUMMAN CORP COM COM 666807102 1629 5298 SH SOLE 5048 0 250 NOVANTA INC COM COM 67000B104 3565 33386 SH SOLE 13273 0 20113 NOVARTIS AG SPONSORED ADR COM 66987V109 485 5550 SH SOLE 5550 0 0 NOVOCURE LTD ORD SHS COM G6674U108 2245 37862 SH SOLE 25935 0 11927 NUANCE COMMUNICATIONS INC COM COM 67020Y100 1688 66724 SH SOLE 66724 0 0 NVIDIA CORPORATION COM COM 67066G104 2549 6710 SH SOLE 6710 0 0 OCEAN BIO CHEM INC COM COM 674631106 602 43122 SH SOLE 12668 0 30454 ONE STOP SYS INC COM COM 68247W109 364 184738 SH SOLE 54203 0 130535 ONTO INNOVATION INC COM COM 683344105 1231 36172 SH SOLE 19925 0 16247 ORION GROUP HOLDINGS INC COM COM 68628V308 1188 378385 SH SOLE 150804 0 227581 OUTFRONT MEDIA INC COM COM 69007J106 650 45855 SH SOLE 44412 0 1443 OXFORD IMMUNOTEC GLOBAL PLC OR COM G6855A103 1666 128122 SH SOLE 50871 0 77251 PARATEK PHARMACEUTICALS INC CO COM 699374302 1287 246484 SH SOLE 97703 0 148781 PARSLEY ENERGY INC CL A COM 701877102 16 1500 SH SOLE 1500 0 0 PATRICK INDS INC COM COM 703343103 3222 52603 SH SOLE 37311 0 15292 PAYCHEX INC COM COM 704326107 3340 44099 SH SOLE 43165 0 934 PAYPAL HLDGS INC COM COM 70450Y103 16 91 SH SOLE 91 0 0 PELOTON INTERACTIVE INC CL A C COM 70614W100 581 10065 SH SOLE 10065 0 0 PENN NATL GAMING INC COM COM 707569109 12 400 SH SOLE 400 0 0 PEPSICO INC COM COM 713448108 8943 67618 SH SOLE 66185 0 1433 PERION NETWORK LTD SHS NEW COM M78673114 837 159982 SH SOLE 47077 0 112905 PERKINELMER INC COM COM 714046109 265 2700 SH SOLE 2700 0 0 PERMA-FIX ENVIRONMENTAL SVCS C COM 714157203 1005 157264 SH SOLE 46378 0 110886 PERRIGO CO PLC SHS COM G97822103 243 4404 SH SOLE 4404 0 0 PFIZER INC COM COM 717081103 41 1250 SH SOLE 1250 0 0 PFSWEB INC COM NEW COM 717098206 866 129641 SH SOLE 51519 0 78122 PHILIP MORRIS INTL INC COM COM 718172109 28 402 SH SOLE 402 0 0 PLURALSIGHT INC COM CL A COM 72941B106 379 20989 SH SOLE 20284 0 705 PNC FINL SVCS GROUP INC COM COM 693475105 13 123 SH SOLE 123 0 0 PPL CORP COM COM 69351T106 64 2459 SH SOLE 2459 0 0 PROCTER AND GAMBLE CO COM COM 742718109 2020 16891 SH SOLE 16891 0 0 PROOFPOINT INC COM COM 743424103 1533 13796 SH SOLE 7725 0 6071 PROTO LABS INC COM COM 743713109 492 4374 SH SOLE 3836 0 538 Q2 HLDGS INC COM COM 74736L109 378 4409 SH SOLE 4409 0 0 QUALCOMM INC COM COM 747525103 1267 13890 SH SOLE 13890 0 0 QUANTA SVCS INC COM COM 74762E102 2259 57571 SH SOLE 55793 0 1778 QUEST RESOURCE HLDG CORP COM N COM 74836W203 340 251705 SH SOLE 74036 0 177669 QUMU CORP COM COM 749063103 176 48966 SH SOLE 46323 0 2643 QURATE RETAIL INC COM SER A COM 74915M100 563 59273 SH SOLE 52309 0 6964 RADA ELECTR INDS LTD COM PAR N COM M81863124 3397 519353 SH SOLE 198523 0 320830 RADIANT LOGISTICS INC COM COM 75025X100 1447 368230 SH SOLE 146206 0 222024 RADNET INC COM COM 750491102 1410 88838 SH SOLE 48658 0 40180 RANGE RES CORP COM COM 75281A109 95 16866 SH SOLE 16866 0 0 RAVEN INDS INC COM COM 754212108 286 13287 SH SOLE 13287 0 0 REALNETWORKS INC COM NEW COM 75605L708 385 295786 SH SOLE 86931 0 208855 REALTY INCOME CORP COM COM 756109104 11 185 SH SOLE 185 0 0 RECRO PHARMA INC COM COM 75629F109 646 141908 SH SOLE 56581 0 85327 REEDS INC COM COM 758338107 815 851091 SH SOLE 304922 0 546169 REGENERON PHARMACEUTICALS COM COM 75886F107 4725 7577 SH SOLE 7395 0 182 REGENXBIO INC COM COM 75901B107 557 15113 SH SOLE 8357 0 6756 REPLIGEN CORP COM COM 759916109 88 712 SH SOLE 712 0 0 REPRO MED SYS INC COM COM 759910102 1585 176547 SH SOLE 70532 0 106015 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 0 17 SH SOLE 17 0 0 REVANCE THERAPEUTICS INC COM COM 761330109 1639 67102 SH SOLE 67102 0 0 REXNORD CORP COM COM 76169B102 13 450 SH SOLE 450 0 0 ROBERT HALF INTL INC COM COM 770323103 7 130 SH SOLE 65 0 65 ROCKWELL AUTOMATION INC COM COM 773903109 516 2423 SH SOLE 2151 0 272 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 34 1054 SH SOLE 1054 0 0 ROYAL GOLD INC COM COM 780287108 166 1337 SH SOLE 1319 0 18 ROYALTY PHARMA PLC SHS CL A COM G7709Q104 49 1000 SH SOLE 950 0 0 SALESFORCE COM INC COM COM 79466L302 4623 24681 SH SOLE 23113 0 1568 SANOFI SPONSORED ADR COM 80105N105 10 200 SH SOLE 200 0 0 SAREPTA THERAPEUTICS INC COM COM 803607100 1076 6710 SH SOLE 6710 0 0 SCHNEIDER NATIONAL INC CL B COM 80689H102 307 12446 SH SOLE 12446 0 0 SCHWAB CHARLES CORP COM COM 808513105 12 341 SH SOLE 341 0 0 SEABRIDGE GOLD INC COM COM 811916105 1803 102779 SH SOLE 99689 0 3090 SEMPRA ENERGY COM COM 816851109 23 195 SH SOLE 195 0 0 SENSATA TECHNOLOGIES HLDNG PLC COM G8060N102 360 9662 SH SOLE 9662 0 0 SHARPSPRING INC COM COM 820054104 700 79684 SH SOLE 31684 0 48000 SHERWIN WILLIAMS CO COM COM 824348106 7 12 SH SOLE 12 0 0 SKYLINE CHAMPION CORPORATION C COM 830830105 1181 48516 SH SOLE 27580 0 20936 SKYWORKS SOLUTIONS INC COM COM 83088M102 1169 9140 SH SOLE 9140 0 0 SMTC CORP COM NEW COM 832682207 848 280000 SH SOLE 82409 0 197591 SNAP ON INC COM COM 833034101 662 4783 SH SOLE 4253 0 530 SOUTHERN CO COM COM 842587107 124 2400 SH SOLE 2400 0 0 SPDR GOLD TR GOLD SHS COM 78463V107 1674 10000 SH SOLE 10000 0 0 SPOTIFY TECHNOLOGY S A SHS COM L8681T102 2321 8990 SH SOLE 8544 0 446 STARBUCKS CORP COM COM 855244109 2832 38481 SH SOLE 36266 0 2215 STATE STR CORP COM COM 857477103 459 7227 SH SOLE 7227 0 0 STEREOTAXIS INC COM NEW COM 85916J409 1081 242291 SH SOLE 96803 0 145488 STERLING CONSTRUCTION CO INC C COM 859241101 2280 217732 SH SOLE 106009 0 111723 SUNNOVA ENERGY INTL INC COM COM 86745K104 1397 81844 SH SOLE 68602 0 13242 SUNOPTA INC COM COM 8676EP108 1924 409359 SH SOLE 185208 0 224151 SUNPOWER CORP COM COM 867652406 1190 155414 SH SOLE 94785 0 60629 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 979 7012 SH SOLE 6180 0 832 TANDEM DIABETES CARE INC COM N COM 875372203 3322 33579 SH SOLE 13317 0 20262 TARGA RES CORP COM COM 87612G101 199 9937 SH SOLE 9841 0 96 TARGET CORP COM COM 87612E106 2046 17057 SH SOLE 16561 0 496 TELADOC HEALTH INC COM COM 87918A105 8353 43770 SH SOLE 41886 0 1884 TENET HEALTHCARE CORP COM NEW COM 88033G407 112 6187 SH SOLE 6187 0 0 TERADYNE INC COM COM 880770102 1206 14267 SH SOLE 14267 0 0 TESLA INC COM COM 88160R101 3624 3356 SH SOLE 3356 0 0 TFI INTL INC COM COM 87241L109 1308 36909 SH SOLE 20415 0 16494 TIMKEN CO COM COM 887389104 234 5141 SH SOLE 5141 0 0 TJX COS INC NEW COM COM 872540109 1749 34591 SH SOLE 33511 0 1080 TORTOISE ENERGY INFRA CORP COM COM 89147L886 3 214 SH SOLE 214 0 0 TRANE TECHNOLOGIES PLC SHS COM G8994E103 149 1680 SH SOLE 150 0 1530 TRANSCAT INC COM COM 893529107 1197 46291 SH SOLE 18432 0 27859 TRANSMEDICS GROUP INC COM COM 89377M109 1513 84455 SH SOLE 33516 0 50939 TRIMBLE INC COM COM 896239100 529 12257 SH SOLE 12257 0 0 TRIPLEPOINT VENTURE GROWTH BDC COM 89677Y100 776 75449 SH SOLE 75449 0 0 TWIST BIOSCIENCE CORP COM COM 90184D100 4634 102287 SH SOLE 92959 0 9328 TWITTER INC COM COM 90184L102 962 32295 SH SOLE 28435 0 3860 U S CONCRETE INC COM NEW COM 90333L201 1770 71372 SH SOLE 70497 0 875 ULTA BEAUTY INC COM COM 90384S303 759 3733 SH SOLE 3629 0 104 ULTRALIFE CORP COM COM 903899102 1202 171457 SH SOLE 68066 0 103391 UNITED PARCEL SERVICE INC CL B COM 911312106 69 622 SH SOLE 622 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 23 77 SH SOLE 77 0 0 US BANCORP DEL COM NEW COM 902973304 6 150 SH SOLE 150 0 0 USA TRUCK INC COM COM 902925106 743 95841 SH SOLE 34085 0 61756 VALERO ENERGY CORP COM COM 91913Y100 1031 17520 SH SOLE 17520 0 0 VANECK VECTORS ETF TR GOLD MIN COM 92189F106 4499 122655 SH SOLE 113774 0 8881 VANECK VECTORS ETF TR JR GOLD COM 92189F791 4670 94190 SH SOLE 91479 0 2711 VERACYTE INC COM COM 92337F107 2042 78856 SH SOLE 31355 0 47501 VERICEL CORP COM COM 92346J108 1595 115416 SH SOLE 45873 0 69543 VERISIGN INC COM COM 92343E102 5683 27478 SH SOLE 26476 0 1002 VERIZON COMMUNICATIONS INC COM COM 92343V104 1771 32121 SH SOLE 32121 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 11511 39652 SH SOLE 38497 0 1155 VIEWRAY INC COM COM 92672L107 1111 495995 SH SOLE 226403 0 269592 VIRTRA INC COM PAR COM 92827K301 288 75910 SH SOLE 22238 0 53672 VISA INC COM CL A COM 92826C839 3393 17565 SH SOLE 17262 0 0 VISTEON CORP COM NEW COM 92839U206 276 4025 SH SOLE 4025 0 0 VIVINT SOLAR INC COM COM 92854Q106 8266 834914 SH SOLE 788957 0 45957 VULCAN MATLS CO COM COM 929160109 1436 12396 SH SOLE 12021 0 375 WABTEC COM COM 929740108 226 3923 SH SOLE 3922 0 1 WALMART INC COM COM 931142103 539 4500 SH SOLE 4500 0 0 WARNER MUSIC GROUP CORP COM CL COM 934550203 934 31660 SH SOLE 27594 0 4066 WASTE MGMT INC DEL COM COM 94106L109 88 827 SH SOLE 827 0 0 WATTS WATER TECHNOLOGIES INC C COM 942749102 430 5311 SH SOLE 4385 0 926 WEC ENERGY GROUP INC COM COM 92939U106 38 430 SH SOLE 430 0 0 WERNER ENTERPRISES INC COM COM 950755108 549 12604 SH SOLE 12604 0 0 WEYERHAEUSER CO COM COM 962166104 168 7500 SH SOLE 7500 0 0 WHEATON PRECIOUS METALS CORP C COM 962879102 1350 30658 SH SOLE 30113 0 545 WHITE MTNS INS GROUP LTD COM COM G9618E107 62 70 SH SOLE 70 0 0 WILLDAN GROUP INC COM COM 96924N100 1322 52867 SH SOLE 21018 0 31849 WILLIAMS COS INC COM COM 969457100 13 680 SH SOLE 680 0 0 WIMI HOLOGRAM CLOUD INC SPON A COM 97264L100 242 70072 SH SOLE 66237 0 3835 XERIS PHARMACEUTICALS INC COM COM 98422L107 680 255530 SH SOLE 101289 0 154241 YAMANA GOLD INC COM COM 98462Y100 1092 200000 SH SOLE 200000 0 0 ZIX CORP COM COM 98974P100 1866 270382 SH SOLE 130863 0 139519 ZOOM VIDEO COMMUNICATIONS INC COM 98980L101 566 2233 SH SOLE 2168 0 65