SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Bhargava Monica

(Last) (First) (Middle)
3250 VAN NESS AVE.

(Street)
SAN FRANCISCO CA 94109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/26/2024
3. Issuer Name and Ticker or Trading Symbol
WILLIAMS SONOMA INC [ WSM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PRESIDENT POTTERY BARN BRAND
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 8,931 D
Common Stock 5,734 I By Managed Account(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) (3) Common Stock 710 (4) D
Restricted Stock Units (5) (3) Common Stock 811 (4) D
Restricted Stock Units (6) (3) Common Stock 2,132 (4) D
Restricted Stock Units (7) (3) Common Stock 12,449 (4) D
Restricted Stock Units (8) (3) Common Stock 11,022 (4) D
Restricted Stock Units (9) (3) Common Stock 6,491 (4) D
Restricted Stock Units (10) (3) Common Stock 4,790 (4) D
Explanation of Responses:
1. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 26, 2024.
2. These restricted stock units will vest on 10/26/2024.
3. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
4. Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
5. These restricted stock units will vest on 4/15/2025.
6. These restricted stock units will vest in two equal installments on 3/21/2025 and 3/21/2026.
7. These restricted stock units will vest in three equal installments on 1/25/2025, 1/25/2026 and 1/25/2027.
8. These restricted stock units will vest in three equal installments on 3/21/2025, 3/21/2026 and 3/21/2027.
9. These restricted stock units will vest in four equal installments on 8/1/2024, 8/1/2025, 8/1/2026 and 8/1/2027.
10. These restricted stock units will vest in four equal installments on 3/22/2025, 3/22/2026, 3/22/2027 and 3/22/2028.
/s/ David R. King, Attorney-in-Fact for Monica Bhargava 04/29/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.