-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I74aIirlH6/YrFypazOTvNj/FFeAmS/ZmqT8jNTTFnFNIjCB4zeFcrYllrljlzFJ P+oR6yG/lMs8zOOKyl650w== 0001181431-06-036200.txt : 20060609 0001181431-06-036200.hdr.sgml : 20060609 20060609184215 ACCESSION NUMBER: 0001181431-06-036200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060607 FILED AS OF DATE: 20060609 DATE AS OF CHANGE: 20060609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHUBB CORP CENTRAL INDEX KEY: 0000020171 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 06898168 BUSINESS ADDRESS: STREET 1: 15 MOUNTAIN VIEW RD P O BOX 1615 CITY: WARREN STATE: NJ ZIP: 07061 BUSINESS PHONE: 9089032000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760 431-9286 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd120743.xml IPO CLOSING FORM 4 X0202 4 2006-06-07 1 0001350653 Alphatec Holdings, Inc. ATEC 0000020171 CHUBB CORP 15 MOUNTAIN VIEW ROAD WARREN NJ 07059 0 0 1 0 Series A Preferred Stock 2006-06-07 4 J 0 1500000 D 0 I Parent corporation of Federal Insurance Company Common Stock 2006-06-07 4 J 0 577732 A 577732 I Parent corporation of Federal Insurance Company New Redeemable Preferred Stock 2006-06-07 4 J 0 497761 A 497761 I Parent corporation of Federal Insurance Company Common Stock 2006-06-07 4 C 0 2358127 A 2935859 I Parent corporation of Federal Insurance Company Common Stock 2006-06-07 4 J 0 57138 A 2992997 I Parent corporation of Federal Insurance Company New Redeemable Preferred Stock 2006-06-07 4 J 0 49229 A 546990 I Parent corporation of Federal Insurance Company Series A Common Stock 2006-06-07 4 C 0 660540 D Common Stock 2358127 0 I Parent corporation of Federal Insurance Company The Series A Preferred Stock was redeemed by the Issuer upon the closing of the Issuer's initial public offering for 577,732 shares of Common Stock, 497,761 shares of New Redeemable Preferred Stock and cash. There is no expiration date. Each share of Series A Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering. In payment of dividends accrued on the Series A Common Stock, the Reporting Person received 57,138 shares of Common Stock, 49,229 shares of New Redeemable Preferred Stock and cash. Each share of Series A Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering. /s/ Daren Graham, Attorney-in-fact 2006-06-09 -----END PRIVACY-ENHANCED MESSAGE-----