-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EC8dbJi/uiMyho3+iFG/08cLXD5IbQkPpHDjYENpuQWEAlnOwNw2l5qtB8FZPfbL HmvJw86H0epVOuREvpxNPQ== 0000950123-02-010679.txt : 20021113 0000950123-02-010679.hdr.sgml : 20021113 20021113092904 ACCESSION NUMBER: 0000950123-02-010679 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021113 EFFECTIVENESS DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHUBB CORP CENTRAL INDEX KEY: 0000020171 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 132595722 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00327 FILM NUMBER: 02818536 BUSINESS ADDRESS: STREET 1: 15 MOUNTAIN VIEW RD P O BOX 1615 CITY: WARREN STATE: NJ ZIP: 07061 BUSINESS PHONE: 9089032000 13F-HR 1 y65053ae13fvhr.txt THE CHUBB CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Chubb Corporation Address: 15 Mountain View Road P. O. Box 1615 Warren, NJ 07061-1615 Form 13F File Number: 28-327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Henry B. Schram Title: Senior Vice President and Chief Accounting Officer Phone: 908-903-2301 Signature, Place, and Date of Signing: /s/ Henry B. Schram Warren, New Jersey November 13, 2002 - ------------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 - Form 13F Information Table Entry Total: 181 --- Form 13F Information Table Value Total: $ 169,212 --------- (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name 01 28 - 2490 Federal Insurance Company
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2002 PAGE 1 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE - -------------- ----- ----- ----- ------ ---- ------ ------ ------- ---- ------ ---- GLOBALSANTAFE CORP COM G3930E-10-1 335 15,000 X 15,000 GLOBALSANTAFE CORP COM G3930E-10-1 1,339 59,890 X 1 59,890 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 416 20,000 X 20,000 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 1,248 60,000 X 1 60,000 FLEXTRONICS INT'L COM Y2573F-10-2 418 60,000 X 60,000 FLEXTRONICS INT'L COM Y2573F-10-2 687 98,500 X 1 98,500 ADC TELECOMMUNICATIONS COM 000886-10-1 35 30,000 X 30,000 ADC TELECOMMUNICATIONS COM 000886-10-1 166 144,115 X 1 144,115 AOL TIME WARNER INC COM 00184A-10-5 858 73,375 X 1 73,375 AT&T WIRELESS COM 00209A-10-6 783 190,000 X 190,000 AT&T WIRELESS COM 00209A-10-6 373 90,625 X 1 90,625 ABERCROMBIE & FITCH COMPANY COM 002896-20-7 1,506 76,563 X 1 76,563 ACCREDO HEALTH INC COM 00437V-10-4 434 9,100 X 9,100 ACTION PERFORMANCE COM 004933-10-7 354 13,800 X 13,800 ADVANCED MICRO COM 007903-10-7 347 65,000 X 65,000 ADVANCED MICRO COM 007903-10-7 660 123,635 X 1 123,635 ALCOA INC COM 013817-10-1 1,544 80,000 X 1 80,000 ALLOY INC COM 019855-10-5 239 28,800 X 28,800 AMERICAN EAGLE OUTFITTERS COM 02553E-10-6 693 57,500 X 57,500 AMERICAN EAGLE OUTFITTERS COM 02553E-10-6 565 46,818 X 1 46,818 AMERICAN ELEC PWR COM 025537-10-1 570 20,000 X 20,000 AMERICAN ELEC PWR COM 025537-10-1 1,426 50,000 X 1 50,000 AMERIGROUP COM 03073T-10-2 335 10,000 X 10,000 APPLIED MATERIALS COM 038222-10-5 347 30,000 X 30,000 APPLIED MATERIALS COM 038222-10-5 1,271 110,000 X 1 110,000 ATHEROGENICS COM 047439-10-4 104 16,700 X 16,700 BJ'S WHOLESALE COM 05548J-10-6 836 44,000 X 44,000 BJ'S WHOLESALE COM 05548J-10-6 781 41,100 X 1 41,100 BARNES AND NOBLE COM 067774-10-9 529 25,000 X 25,000 BARNES AND NOBLE COM 067774-10-9 1,520 71,818 X 1 71,818 BAXTER INTERNATIONAL INC COM 071813-10-9 1,833 60,000 X 1 60,000 BEAZER HOMES COM 07556Q-10-5 214 3,500 X 3,500 BELLSOUTH CORPORATION COM 079860-10-2 1,469 80,000 X 1 80,000 BOSTON PRIVATE FINANCIAL COM 101119-10-5 228 10,700 X 10,700 CSX CORP COM 126408-10-3 264 10,000 X 10,000 CSX CORP COM 126408-10-3 1,583 60,000 X 1 60,000 CVS CORP COM 126650-10-0 507 20,000 X 20,000 CVS CORP COM 126650-10-0 1,432 56,500 X 1 56,500 CAREMARK RX COM 141705-10-3 1,383 81,325 X 1 81,325 CATERPILLAR INC -UK COM 149123-10-1 431 8,800 X 1 8,800 CHEVRONTEXACO CORP COM 166764-10-0 1,731 25,000 X 1 25,000 CISCO SYSTEMS INC COM 17275R-10-2 252 24,000 X 24,000 CISCO SYSTEMS INC COM 17275R-10-2 616 58,731 X 1 58,731 CITIGROUP INC COM 172967-10-1 1,364 46,000 X 46,000 CITIGROUP INC COM 172967-10-1 1,305 44,000 X 1 44,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2002 PAGE 2 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE - -------------- ----- ----- ----- ------ ---- ------ ------ ------- ---- ------ ---- CITRIX SYSTEMS INC COM 177376-10-0 407 67,500 X 67,500 CITRIX SYSTEMS INC COM 177376-10-0 577 95,693 X 1 95,693 COCA COLA CO COM 191216-10-0 2,413 50,313 X 1 50,313 COLGATE PALMOLIVE COM 194162-10-3 540 10,000 X 10,000 COLGATE PALMOLIVE COM 194162-10-3 2,158 40,000 X 1 40,000 COMCAST CORP COM 200300-20-0 626 30,000 X 30,000 COMCAST CORP COM 200300-20-0 1,252 60,000 X 1 60,000 CONCEPTUS INC COM 206016-10-7 356 23,300 X 23,300 CORPORATE EXECUTIVE BOARD CO COM 21988R-10-2 380 13,300 X 13,300 CUMULUS MEDIA COM 231082-10-8 224 12,700 X 12,700 DTE ENERGY COMPANY COM 233331-10-7 1,992 50,000 X 1 50,000 DUANE READE INC COM 263578-10-6 60 3,750 X 3,750 DUANE READE INC COM 263578-10-6 240 15,000 X 1 15,000 EASTMAN CHEMICAL CO COM 277432-10-0 1,718 45,000 X 1 45,000 EDO CORPORATION COM 281347-10-4 244 10,900 X 10,900 EL PASO ENER CORP CAP TRUST PFD 283678-20-9 453 30,000 x 1 30,000 ENDOCARE COM 29264P-10-4 292 20,400 X 20,400 ENTEGRIS COM 29362U-10-4 230 29,600 X 29,600 EXXON MOBIL CORP COM 30231G-10-2 319 10,000 X 10,000 EXXON MOBIL CORP COM 30231G-10-2 1,595 50,000 X 1 50,000 FTI CONSULTING INC COM 302941-10-9 290 7,300 X 7,300 FEDERAL HOME LOAN MTG CORP COM 313400-30-1 2,515 45,000 X 1 45,000 FANNIE MAE COM 313586-10-9 1,856 31,177 X 1 31,177 FIRSTENERGY CORP COM 337932-10-7 1,943 65,000 X 1 65,000 FLEETBOSTON FINANCIAL COM 339030-10-8 407 20,000 X 20,000 FLEETBOSTON FINANCIAL COM 339030-10-8 1,021 50,228 X 1 50,228 GENENTECH INC COM 368710-40-6 653 20,000 X 20,000 GENENTECH INC COM 368710-40-6 1,958 60,000 X 60,000 GENERAL DYNAMICS COM 369550-10-8 2,033 25,000 X 1 25,000 GENERAL ELECTRIC COM 369604-10-3 1,233 50,000 X 50,000 GENERAL ELECTRIC COM 369604-10-3 1,429 57,968 X 1 57,968 GENERAL MILLS INC COM 370334-10-4 2,887 65,000 X 1 65,000 GENTA INC COM 37245M-20-7 103 16,000 X 16,000 GILLETTE CO COM 375766-10-2 592 20,000 X 20,000 GILLETTE CO COM 375766-10-2 1,499 50,625 X 1 50,625 GOLDEN WEST FINL CORP COM 381317-10-6 2,487 40,000 X 40,000 HCA INC COM 404119-10-9 2,723 57,190 X 1 57,190 HALLIBURTON COM 406216-10-1 283 21,905 X 1 21,905 HARLEYSVILLE GROUP INC COM 412824-10-4 315 12,000 X 12,000 HARTFORD FINANCIAL SERVICES COM 416515-10-4 1,640 40,000 X 40,000 HERLEY INDUSTRIES INC COM 427398-10-2 284 15,300 X 15,300 HOME DEPOT INC COM 437076-10-2 1,044 40,000 X 40,000 HOME DEPOT INC COM 437076-10-2 783 30,000 X 1 30,000 HONEYWELL INTERNATIONAL INC COM 438516-10-6 690 31,878 X 1 31,878 HOT TOPIC COM 441339-10-8 208 11,550 X 11,550
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2002 PAGE 3 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE INTEL CORP COM 458140-10-0 278 20,000 X 20,000 INTEL CORP COM 458140-10-0 833 60,000 X 1 60,000 INTERNATIONAL BUSINESS MACH COM 459200-10-1 1,458 25,000 X 1 25,000 JDS UNIPHASE CORP COM 46612J-10-1 10 5,000 X 5,000 JDS UNIPHASE CORP COM 46612J-10-1 39 20,000 X 1 20,000 J P MORGAN COM 46625H-10-0 380 20,000 X 20,000 J P MORGAN COM 46625H-10-0 1,139 60,000 X 1 60,000 KEYCORP COM 493267-10-8 1,873 75,000 X 1 75,000 KIMBERLY-CLARK CORP COM 494368-10-3 1,993 35,188 X 1 35,188 KNIGHT TRANSPORTATION INC COM 499064-10-3 198 12,761 X 12,761 LABORATORY CRP OF AMER HLDG COM 50540R-40-9 946 28,000 X 28,000 LABORATORY CRP OF AMER HLDG COM 50540R-40-9 1,264 37,430 X 1 37,430 ESTEE LAUDER CO CL-A COM 518439-10-4 2,008 69,880 X 1 69,880 LIN TV CORP COM 532774-10-6 282 11,400 X 11,400 LUCENT COM 549463-10-7 99 130,000 X 130,000 LUCENT COM 549463-10-7 48 62,823 X 1 62,823 MBNA CORP COM 55262L-10-0 551 30,000 X 30,000 MBNA CORP COM 55262L-10-0 1,142 62,157 X 1 62,157 MCDONALDS CORP COM 580135-10-1 1,766 100,000 X 1 100,000 MCKESSON CORP COM 58155Q-10-3 567 20,000 X 20,000 MCKESSON CORP COM 58155Q-10-3 1,700 60,000 X 1 60,000 MEDICAL STAFFING NETWORK COM 58463F-10-4 159 10,500 X 10,500 MERCK & CO COM 589331-10-7 457 10,000 X 10,000 MERCK & CO COM 589331-10-7 1,600 35,000 X 1 35,000 MERRILL LYNCH & CO COM 590188-10-8 1,812 55,000 X 1 55,000 MICROSOFT CORP COM 594918-10-4 875 20,000 X 20,000 MICROSOFT CORP COM 594918-10-4 2,187 50,000 X 1 50,000 NATIONAL-OILWELL COM 637071-10-1 485 25,000 X 25,000 NATIONAL-OILWELL COM 637071-10-1 1,099 56,700 X 1 56,700 NETBANK INC COM 640933-10-7 158 15,200 X 15,200 NOKIA OXJ COM 654902-20-4 1,142 86,200 X 86,200 NOKIA OXJ COM 654902-20-4 682 51,494 X 1 51,494 NORFOLK SOUTHERN CORPORATION COM 655844-10-8 1,211 60,000 X 60,000 NORFOLK SOUTHERN CORPORATION COM 655844-10-8 1,211 60,000 X 1 60,000 NORTEL NETWORKS CORP COM 656568-10-2 27 50,000 X 50,000 NORTEL NETWORKS CORP COM 656568-10-2 134 248,255 X 1 248,255 NORTHROP GRUMMAN CORP COM 666807-10-2 200 1,614 X 1 1,614 OCTEL CORP COM 675727-10-1 244 12,900 X 1 12,900 ODYSSEY HEALTHCARE COM 67611V-10-1 347 11,600 X 11,600 ORACLE CORP COM 68389X-10-5 629 80,000 X 80,000 ORACLE CORP COM 68389X-10-5 472 60,000 X 1 60,000 ORTHODONTIC CENTERS COM 68750P-10-3 482 45,000 X 45,000 ORTHODONTIC CENTERS COM 68750P-10-3 482 45,000 X 1 45,000 PANERA BREAD CO COM 69840W-10-8 251 9,300 X 9,300 PARKER-HANNIFIN CORP COM 701094-10-4 1,910 50,000 X 1 50,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2002 PAGE 4 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE - -------------- ----- ----- ----- ------ ---- ------ ------ ------- ---- ------ ---- PEETS COFFEE & TEA INC COM 705560-10-0 151 11,800 X 11,800 PEPSICO COM 713448-10-8 1,847 50,000 X 1 50,000 PFIZER INC COM 717081-10-3 1,306 45,000 X 45,000 PFIZER INC COM 717081-10-3 1,451 50,000 X 1 50,000 PITNEY BOWES INC COM 724479-10-0 1,829 60,000 X 1 60,000 PROCTER & GAMBLE CO COM 742718-10-9 1,877 21,000 X 1 21,000 REHABCARE COM 759148-10-9 308 13,300 X 13,300 SBC COMMUNICATIONS INC COM 78387G-10-3 1,608 80,000 X 1 80,000 SAFEWAY INC COM 786514-20-8 1,784 80,000 X 1 80,000 SANCHEZ COMPUTER ASSOCIATES COM 799702-10-5 64 26,200 X 26,200 SANMINA CORP COM 800907-10-7 505 182,430 X 1 182,430 SARA LEE CORP COM 803111-10-3 1,829 100,000 X 1 100,000 SELECT MEDICAL CORP COM 816196-10-9 303 21,200 X 21,200 SOUTHERN CO COM 842587-10-7 2,763 96,005 X 1 96,005 SOUTHWEST BANCORP OF TEXAS COM 84476R-10-9 222 6,100 X 6,100 STERLING BANCSHARES COM 858907-10-8 192 14,700 X 14,700 TXU CORP COM 873168-10-8 2,086 50,000 X 1 50,000 TARGET CORP COM 87612E-10-6 295 10,000 X 10,000 TARGET CORP COM 87612E-10-6 1,384 46,900 X 1 46,900 TEXAS INSTRUMENTS COM 882508-10-4 295 20,000 X 20,000 TEXAS INSTRUMENTS COM 882508-10-4 1,034 70,000 X 1 70,000 TEXTRON INC COM 883203-10-1 2,046 60,000 X 1 60,000 THREE-FIVE SYSTEMS, INC COM 88554L-10-8 71 15,400 X 15,400 TRAVELERS PROPERTY CASUALTY COM 89420G-10-9 411 31,123 X 31,123 TRAVELERS PROPERTY CASUALTY COM 89420G-10-9 1,345 101,900 X 1 101,900 TUESDAY MORNING CORPORATION COM 899035-50-5 193 10,600 X 10,600 UCBH HOLDINGS COM 90262T-30-8 200 5,100 X 5,100 US BANCORP COM 902973-30-4 1,858 100,000 X 1 100,000 URBAN OUTFITTERS COM 917047-10-2 226 9,300 X 9,300 VALERO ENERGY CORP COM 91913Y-10-0 1,623 61,300 X 1 61,300 VERIZON COMMUNICATIONS COM 92343V-10-4 412 15,000 X 15,000 VERIZON COMMUNICATIONS COM 92343V-10-4 1,372 50,000 X 1 50,000 VIRAGE LOGIC CORP COM 92763R-10-4 210 22,300 X 22,300 W-H ENERGY SERVICES, INC COM 92925E-10-8 56 3,250 X 3,250 W-H ENERGY SERVICES, INC COM 92925E-10-8 225 13,000 X 1 13,000 WACHOVIA CORP COM 929903-10-2 1,798 55,000 X 1 55,000 WAL-MART COM 931142-10-3 2,216 45,000 X 1 45,000 WALGREEN COMPANY COM 931422-10-9 1,538 50,000 X 1 50,000 WASHINGTON MUTUAL INC COM 939322-10-3 2,057 65,379 X 1 65,379 WASTE CONNECTIONS COM 941053-10-0 320 9,200 X 9,200 WASTE MANAGEMENT INC COM 94106L-10-9 2,332 100,000 X 1 100,000 WELLPOINT HEALTH NETWORKS COM 94973H-10-8 2,150 29,328 X 1 29,328 WELLS FARGO & COMPANY COM 949746-10-1 2,438 50,625 X 1 50,625 WILSON GREATBATCH TECH COM 972232-10-2 119 4,298 X 4,298
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2002 PAGE 5 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE WILSON GREATBATCH TECH COM 972232-10-2 478 17,193 X 1 17,193 WYETH US COM 983024-10-0 1,272 40,000 X 1 40,000 ------- 169,212 =======
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