SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Abbott Richard David

(Last) (First) (Middle)
2401 S FOOTHILL DR.,
SUITE D

(Street)
SALT LAKE CITY UT 84109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/15/2024
3. Issuer Name and Ticker or Trading Symbol
Co-Diagnostics, Inc. [ CODX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 590,816 I See footnote(1)
Common Stock 253,693 I See footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Purchase Warrants (3) 01/01/2027 Common Stock 83,251 $9.125 I See footnote(3)
Restricted Stock Units (4) (4) Common Stock 50,438 $0.00 D
Explanation of Responses:
1. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest.
2. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest. These shares represent a contingent right to receive common shares from the Issuer based on achievement of certain specified milestones.
3. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest. These warrants represent a contingent right to receive common share warrants from the Issuer based on the achievement of certain specified milestone.
4. Restricted stock units (RSUs) awarded to the Reporting Person pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan. Vesting of the RSUs is based on the achievement of certain milestones.
Remarks:
Exhibit-24 Power of Attorney
/s/ Richard David Abbott,by Brian Brown, Attorney in Fact 03/20/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.