0001179110-15-014415.txt : 20151103 0001179110-15-014415.hdr.sgml : 20151103 20151103214237 ACCESSION NUMBER: 0001179110-15-014415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL CORP CENTRAL INDEX KEY: 0000201461 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 952568550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3108886000 MAIL ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH BRAM CENTRAL INDEX KEY: 0001207187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10521 FILM NUMBER: 151195342 MAIL ADDRESS: STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL STREET 2: 555 S. FLOWER STREET, 18TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 edgar.xml FORM 4 - X0306 4 2015-11-02 1 0000201461 CITY NATIONAL CORP CYN 0001207187 GOLDSMITH BRAM 400 N. ROXBURY DRIVE, 8TH FLOOR BEVERLY HILLS CA 90210 1 1 0 0 Chairman Emeritus of the Board Common Stock 2015-11-02 4 D 0 2615646 D 0 I As Trustee of the Goldsmith Family Trust Common Stock 2015-11-02 4 D 0 534960 D 0 I As Co-Trustee of the Elaine Goldsmith Revocable Trust Common Stock 2015-11-02 4 D 0 43736 D 0 I As Trustee of the Oak Trust A-2 Common Stock 2015-11-02 4 D 0 41910 D 0 D Stock Fund Unit (EDCP) 2015-11-02 4 D 0 28254 D Common Stock 28254 0 D On November 2, 2015, Royal Bank of Canada (RBC) completed the previously announced merger of City National Corporation (City National) with and into RBC USA Holdco Corporation, a wholly owned subsidiary of RBC (Holdco), pursuant to the Agreement and Plan of Merger, dated January 22, 2015, by and among City National, RBC and Holdco (Merger Agreement). In accordance with the terms of the Merger Agreement, at the effective time of the merger these shares of City National common stock were converted into the right to receive the per share stock consideration. City National common stock held by Reporting Person in the City National Corporation Profit Sharing Plan as of October 31, 2015. These Stock Fund Units were acquired under the Executive Deferred Compensation Plan (EDCP) and were deemed to be invested in City National common stock on a one-for-one basis and are generally distributed on termination, or following retirement on the date or dates specified by the reporting person. In accordance with the terms of the Merger Agreement, at the effective time of the merger, the Stock Fund Units shall be deemed to be invested in RBC common shares on the terms specified in the Merger Agreement. /s/ Bram Goldsmith 2015-11-03