0001179110-13-016586.txt : 20131115 0001179110-13-016586.hdr.sgml : 20131115 20131115142911 ACCESSION NUMBER: 0001179110-13-016586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL CORP CENTRAL INDEX KEY: 0000201461 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 952568550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3108886000 MAIL ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH RUSSELL D CENTRAL INDEX KEY: 0001207188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10521 FILM NUMBER: 131223547 MAIL ADDRESS: STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL STREET 2: 555 S. FLOWER STREET, 18TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 edgar.xml FORM 4 - X0306 4 2013-11-13 0 0000201461 CITY NATIONAL CORP CYN 0001207188 GOLDSMITH RUSSELL D 400 N. ROXBURY DRIVE BEVERLY HILLS CA 90210 1 1 0 0 Chairman, President and CEO Common Stock 2013-11-13 4 M 0 10000 60.93 A 22405 D Common Stock 2013-11-13 4 S 0 10000 74.42 D 12405 D Common Stock 2013-11-14 4 M 0 13316 60.93 A 25721 D Common Stock 2013-11-14 4 S 0 13316 74.54 D 12405 D Common Stock 347924 I By the Russell Goldsmith Trust Common Stock 10985 I As Trustee of the ELM 2006 Charitable Annuity Lead Trust Common Stock 2860000 I By the Goldsmith Family Partnership Common Stock 279930 I By Maple Pine Limited Partnership Common Stock 4134 I As Trustee of the Brian Goldsmith 1985 Trust Common Stock 2912 I As Trustee of the Kathryn Goldsmith 1985 Trust Common Stock 76222 I By B.A. Quintet, LLC Common Stock 8 I As Trustee of the West LA Investment Trust No. 1-R Common Stock 2919 I By CNC Profit Sharing Plan Common Stock 82405 I As Trustee of the Grove Trust II Common Stock 750 I By Nate Mack L.L.C. Employee Stock Options (Right to Buy) 60.93 2013-11-13 4 M 0 10000 0 D 2014-02-24 Common Stock 10000 13316 D Employee Stock Options (Right to Buy) 60.93 2013-11-14 4 M 0 13316 0 D 2014-02-24 Common Stock 13316 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $74.515, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.50 to $74.66, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4. Shares held in the reporting person's City National Corporation Profit Sharing Plan as of November 13, 2013. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose. The stock options vested in four equal installments beginning February 25, 2005. /s/ Russell Goldsmith 2013-11-14