0001179110-12-016716.txt : 20121203 0001179110-12-016716.hdr.sgml : 20121203 20121203143831 ACCESSION NUMBER: 0001179110-12-016716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL CORP CENTRAL INDEX KEY: 0000201461 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 952568550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3108886000 MAIL ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH RUSSELL D CENTRAL INDEX KEY: 0001207188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10521 FILM NUMBER: 121237218 MAIL ADDRESS: STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL STREET 2: 555 S. FLOWER STREET, 18TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 edgar.xml FORM 4 - X0306 4 2012-11-30 0 0000201461 CITY NATIONAL CORP CYN 0001207188 GOLDSMITH RUSSELL D 400 N. ROXBURY DRIVE BEVERLY HILLS CA 90210 1 1 1 0 President and CEO Common Stock 2012-11-30 4 J 0 1903 0 D 304930 I As Trustee of the Maple Trust No. 1 Common Stock 2012-11-30 4 J 0 1903 0 D 304930 I As Trustee of the Maple Trust No. 2 Common Stock 2012-11-30 4 J 0 4561 0 D 76222 I As Trustee of the Brian Mack Goldsmith 1984 Trust Common Stock 14385 I As Trustee of the ELM 2006 Charitable Annuity Lead Trust Common Stock 417924 I By the Russell Goldsmith Trust Common Stock 2860000 I By the Goldsmith Family Partnership Common Stock 304930 I By Maple-Pine Limited Partnership Common Stock 76222 I By B.A. Quintet LLC Common Stock 4134 I As Trustee of the Brian Goldsmith 1984 Trust Common Stock 2912 I As Trustee of the Kathryn Goldsmith 1985 Trust Common Stock 8 I As Trustee of the West LA Investment Trust No. 1-R Common Stock 2852 I By CNC Profit Sharing Plan Common Stock 7500 I By MKB Co. Ltd. Represents the number of shares attributable to a mandatory distribution of a .624% minority membership interest in Maple-Pine Limited Partnership to trust beneficiary by reporting person as trustee. The distribution was made pursuant to the terms of the trust for no consideration. No underlying shares of issuer held by Maple-Pine Limited Partnership were transferred as a result of this transaction. Represents the number of shares attributable to a mandatory distribution of a .624% minority membership interest in Maple-Pine Limited Partnership to trust beneficiary by reporting person as trustee. The distribution was made pursuant to the terms of the trust for no consideration. No underlying shares of issuer held by Maple-Pine Limited Partnership were transferred as a result of this transaction. Represents the number of shares attributable to a mandatory distribution of a 73.291% interest in a limited liability company established for estate planning purposes, which in turn owns a minority interest in B.A. Quintet LLC, to trust beneficiary by reporting person as trustee. The distribution was made pursuant to the terms of the trust for no consideration. No underlying shares of issuer held by B.A. Quintet LLC were transferred as a result of this transaction. Represents the total number of issuer shares held by Maple-Pine Limited Partnership in which the trust holds a minority interest. The reporting person disclaims beneficial ownership of issuer stock held by Maple-Pine Limited Partnership, except to the extent of his pecuniary interest therein. No underlying shares of issuer held by Maple-Pine Limited Partnership were transferred as a result of the reported transactions. Represents the total number of issuer shares held by B.A. Quintet LLC. The trust holds an interest in a limited liability company established for estate planning purposes, which in turn owns a minority interest in B.A. Quintet LLC. The reporting person disclaims beneficial ownership of issuer shares held by B.A. Quintet LLC, except to the extent of his pecuniary interest therein. No underlying shares of issuer held by B.A. Quintet LLC were transferred as a result of the reported transaction. Shares held in the reporting person's profit sharing plan as of November 30, 2012. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Russell Goldsmith 2012-11-30