0001179110-11-013020.txt : 20110907 0001179110-11-013020.hdr.sgml : 20110907 20110907173811 ACCESSION NUMBER: 0001179110-11-013020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110902 FILED AS OF DATE: 20110907 DATE AS OF CHANGE: 20110907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL CORP CENTRAL INDEX KEY: 0000201461 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 952568550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3108886000 MAIL ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH RUSSELL D CENTRAL INDEX KEY: 0001207188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10521 FILM NUMBER: 111079074 MAIL ADDRESS: STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL STREET 2: 555 S. FLOWER STREET, 18TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 edgar.xml FORM 4 - X0304 4 2011-09-02 0 0000201461 CITY NATIONAL CORP CYN 0001207188 GOLDSMITH RUSSELL D 400 N. ROXBURY DRIVE BEVERLY HILLS CA 90210 1 1 1 0 President and CEO Common Stock 2011-09-02 4 J 0 75000 0 D 67220 D Common Stock 2011-09-02 4 J 0 75000 0 A 76222 I By B.A. Quintet, LLC Common Stock 2011-09-02 4 J 0 4473 0 D 76222 I By B.A. Quintet LLC Common Stock 19300 I As Trustee of the ELM 2006 Charitable Annuity Lead Trust Common Stock 304930 I By Maple Pine Limited Partnership Common Stock 2860000 I By the Goldsmith Family Partnership Common Stock 138250 I By the Russell Goldsmith Trust Common Stock 2912 I As Trustee of the Kathryn Goldsmith 1985 Trust Common Stock 4134 I As Trustee of the Brian Goldsmith 1985 Trust Common Stock 8 I As Trustee of the West LA Investment Trust No. 1-R Common Stock 2796 I By CNC Profit Sharing Plan Common Stock 7500 I By MKB Co. Ltd. The reporting person has transferred these shares to B.A. Quintet, a California limited liability company (BA Quintet), of which he and his wife are managing members. As of August 31, 2011, BA Quintet is the successor by merger to California Quintet LLC, a Delaware limited liability (CA Quintet), who had the same members and managers as BA Quintet. The merger had the effect of changing CA Quintet's domicile but did not alter the proportionate interests of the members. The ownership reported includes 1,222 shares previously owned indirectly by CA Quintet. The reporting person disclaims beneficial ownership of City National Corporation stock held by BA Quintet except to the extent of his pecuniary interest therein. Represents mandatory distribution of a 5.868% minority membership interest in BA Quintet to trust beneficiary by reporting person as trustee. Distribution made pursuant to terms of trust for no consideration. No underlying shares of issuer held by BA Quintet were transferred. Shares held in the reporting person's profit sharing plan as of August 31, 2011. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Russell Goldsmith 2011-09-07