MA/A 0002014289 XXXXXXXX Fernando Pardo 954-670-8149 fpardo@kfn.com fpardo@kfn.com Kovack Municipal Group LLC 99-0920245 867-02688 6451 N. FEDERAL HIGHWAY SUITE 1201 FORT LAUDERDALE FL 33308 954-782-4771 NewAdd 704-543-4202 N Fernando NMN Pardo

6451 N. Federal Highway Suite 1201 Fort Lauderdale FL 33308

954-670-8149 fpardo@kfn.com Brian John Kovack

6451 N. Federal Highway Suite 1201 Fort Lauderdale FL 33308

954-670-0609 brian@kfn.com NewAdd Kovack Municipal Group LLC 704-543-4202 Client Files. Kovack Securities Inc. Y SEC and FINRA 8-50847 / 44848 Kovack Advisors Inc. Y SEC and FINRA 801-63048 / 140808 December FL 01-12-2024 N 3 2 2 1 0 2 Brian John Kovack 2809477 6451 N. Federal Highway Suite 1201 Fort Lauderdale FL 33308 954-670-8149 Fernando NMN Pardo 6171442 6451 N. Federal Highway Suite 1201 Fort Lauderdale FL 33308 954-670-8149 0 Municipal Entities 0 0 0 Not Applicable Fixed Fees Not Applicable Advice Investment Of Proceeds MS N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser 2 Add Broker-dealer municipal securities dealer or government securities broker or dealer Brian John Kovack Kovack Securities Inc. Y N N Add Investment Adviser Brian John Kovack Kovack Advisors Inc. Y N N N N N N N N N N N Y N N N Brian Kovack is the only member that contributed 5% or more of the applicants capital. N N N N N Y N Y Y N Y N Y N N Y N N N N N N N N Y Y Kovack Financial LLC N 90-0613053 Member 01-01-2024 E Y Brian John Kovack President / Member 01-01-2024 C Y 2809477 Fernando NMN Pardo Chief Compliance Officer 01-01-2024 NA N 6171442 Kovack Financial LLC Ronald J. Kovack Family Trust N 84-7130288 Member 02-01-2020 D N Kovack Financial LLC Brian John Kovack Member 09-01-2010 C Y 2809477 Ronald J. Kovack Family Trust Brian John Kovack Trustee 02-01-2020 F Y 2809477 Ronald J. Kovack Family Trust Priscilla Smith Kovack Trustee 02-01-2020 F Y 000000000 Kovack Financial LLC N 90-0613053 Member 01-01-2024 E Y Brian John Kovack President / Member 01-01-2024 C Y 2809477 Fernando NMN Pardo Chief Compliance Officer 01-01-2024 NA N 6171442 Kovack Financial LLC Ronald J. Kovack Family Trust N 84-7130288 Member 02-01-2020 D N Kovack Financial LLC Brian John Kovack Member 09-01-2010 C Y 2809477 Ronald J. Kovack Family Trust Brian John Kovack Trustee 02-01-2020 F Y 2809477 Ronald J. Kovack Family Trust Priscilla Smith Kovack Trustee 02-01-2020 F Y 000000000 1 9-E2 Kovack Securities Inc. Y 008-50847 Kovack Securities Inc. 44848 2224442 1 9-D4 Kovack Securities Inc. Y 008-50847 Kovack Securities Inc. 44848 1981145 1 9-D2 9-D4 Kovack Securities Inc. Y 008-50847 Kovack Securities Inc. 44848 1881276 1 9-C2 9-C4 9-C5 9-E2 Kovack Securities Inc. Y 008-50847 Kovack Securities Inc. 44848 1446320 1 9-D2 9-D4 Kovack Securities Inc. Y 008-50847 Kovack Securities Inc. 44848 709584 Brian Kovack Brian Kovack President / Member 08-05-2024 2809477 N N N N N N N Y N N Y N Y Y N N N N Y N N