0000200724-21-000003.txt : 20210514 0000200724-21-000003.hdr.sgml : 20210514 20210514083227 ACCESSION NUMBER: 0000200724-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 21922054 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 03-31-2021 03-31-2021 SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105

13F HOLDINGS REPORT 028-15770 N Linda Sullivan 13144461619 Linda Sullivan Clayton MO 05-14-2021 0 345 618024 false INFORMATION TABLE 2 13F1stQTR2021.xml 13F1STQTR2021 AFLAC INC COM 001055102 407 7945 SH SOLE 0 0 7945 ALPS ETF TR EQUAL SEC ETF 00162Q205 315 3360 SH SOLE 0 0 3360 ALPS ETF TR ALERIAN MLP 00162Q452 345 11299 SH SOLE 0 0 11299 AT&T INC COM 00206R102 3738 123490 SH SOLE 0 0 123490 ARK ETF TR INNOVATION ETF 00214Q104 1051 8762 SH SOLE 0 0 8762 ABBOTT LABS COM 002824100 3444 28736 SH SOLE 0 0 28736 ABBVIE INC COM 00287Y109 4124 38106 SH SOLE 0 0 38106 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 298 72842 SH SOLE 0 0 72842 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 718 3168 SH SOLE 0 0 3168 ALLIANT ENERGY CORP COM 018802108 200 3700 SH SOLE 0 0 3700 ALLSTATE CORP COM 020002101 1265 11011 SH SOLE 0 0 11011 ALPHABET INC CAP STK CL C 02079K107 1005 486 SH SOLE 0 0 486 ALPHABET INC CAP STK CL A 02079K305 2096 1016 SH SOLE 0 0 1016 ALTRIA GROUP INC COM 02209S103 1235 24131 SH SOLE 0 0 24131 AMAZON COM INC COM 023135106 3769 1218 SH SOLE 0 0 1218 AMEREN CORP COM 023608102 873 10734 SH SOLE 0 0 10734 AMERICAN ELEC PWR CO INC COM 025537101 376 4442 SH SOLE 0 0 4442 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 217 4505 SH SOLE 0 0 4505 AMERICAN EXPRESS CO COM 025816109 221 1564 SH SOLE 0 0 1564 AMER STATES WTR CO COM 029899101 210 2780 SH SOLE 0 0 2780 AMERICAN WTR WKS CO INC NEW COM 030420103 1138 7593 SH SOLE 0 0 7593 AMERICAS CAR-MART INC COM 03062T105 1188 7796 SH SOLE 0 0 7796 AMERISOURCEBERGEN CORP COM 03073E105 273 2314 SH SOLE 0 0 2314 AMGEN INC COM 031162100 1413 5681 SH SOLE 0 0 5681 AMPLIFY ETF TR ONLIN RETL ETF 032108102 1184 9533 SH SOLE 0 0 9533 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 210 6100 SH SOLE 0 0 6100 ANNALY CAPITAL MANAGEMENT IN COM 035710409 175 20319 SH SOLE 0 0 20319 ANTHEM INC COM 036752103 1409 3925 SH SOLE 0 0 3925 APPLE INC COM 037833100 19007 155605 SH SOLE 0 0 155605 ARCHER DANIELS MIDLAND CO COM 039483102 1188 20848 SH SOLE 0 0 20848 AUTOMATIC DATA PROCESSING IN COM 053015103 850 4511 SH SOLE 0 0 4511 BCE INC COM NEW 05534B760 283 6272 SH SOLE 0 0 6272 BP PLC SPONSORED ADR 055622104 892 36615 SH SOLE 0 0 36615 BK OF AMERICA CORP COM 060505104 337 8711 SH SOLE 0 0 8711 BANK NEW YORK MELLON CORP COM 064058100 649 13727 SH SOLE 0 0 13727 BARRICK GOLD CORP COM 067901108 318 16047 SH SOLE 0 0 16047 BECTON DICKINSON & CO COM 075887109 515 2118 SH SOLE 0 0 2118 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1710 6695 SH SOLE 0 0 6695 BLACK HILLS CORP COM 092113109 794 11886 SH SOLE 0 0 11886 BLACKROCK INC COM 09247X101 207 274 SH SOLE 0 0 274 BLACKROCK MUNI INTER DR FD I COM 09253X102 840 55884 SH SOLE 0 0 55884 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 653 12075 SH SOLE 0 0 12075 BLACKSTONE GROUP INC COM 09260D107 874 11730 SH SOLE 0 0 11730 BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 2018 56544 SH SOLE 0 0 56544 BNY MELLON STRATEGIC MUN BD COM 09662E109 196 25000 SH SOLE 0 0 25000 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 766 54269 SH SOLE 0 0 54269 BOEING CO COM 097023105 1519 5962 SH SOLE 0 0 5962 BRISTOL-MYERS SQUIBB CO COM 110122108 2048 32451 SH SOLE 0 0 32451 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 924 23862 SH SOLE 0 0 23862 BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 188 19000 SH SOLE 0 0 19000 BROADCOM INC COM 11135F101 282 609 SH SOLE 0 0 609 CSX CORP COM 126408103 211 2190 SH SOLE 0 0 2190 CVS HEALTH CORP COM 126650100 2360 31365 SH SOLE 0 0 31365 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 431 25000 SH SOLE 0 0 25000 CANADIAN NATL RY CO COM 136375102 306 2639 SH SOLE 0 0 2639 CATERPILLAR INC COM 149123101 1371 5915 SH SOLE 0 0 5915 CENTENE CORP DEL COM 15135B101 752 11759 SH SOLE 0 0 11759 CERNER CORP COM 156782104 807 11226 SH SOLE 0 0 11226 CHEVRON CORP NEW COM 166764100 1490 14218 SH SOLE 0 0 14218 CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW 16965P202 677 21420 SH SOLE 0 0 21420 CISCO SYS INC COM 17275R102 887 17160 SH SOLE 0 0 17160 CLIMATE REAL IMPACT SLUTINS UNIT 99/99/9999 187171202 1146 114566 SH SOLE 0 0 114566 COCA COLA CO COM 191216100 1911 36256 SH SOLE 0 0 36256 COHEN & STEERS REIT & PFD & COM 19247X100 948 38862 SH SOLE 0 0 38862 COLGATE PALMOLIVE CO COM 194162103 926 11744 SH SOLE 0 0 11744 COMCAST CORP NEW CL A 20030N101 793 14659 SH SOLE 0 0 14659 COMMERCE BANCSHARES INC COM 200525103 208 2721 SH SOLE 0 0 2721 CONOCOPHILLIPS COM 20825C104 482 9098 SH SOLE 0 0 9098 CORNING INC COM 219350105 641 14731 SH SOLE 0 0 14731 CORTEVA INC COM 22052L104 381 8165 SH SOLE 0 0 8165 CRACKER BARREL OLD CTRY STOR COM 22410J106 699 4041 SH SOLE 0 0 4041 DEERE & CO COM 244199105 561 1499 SH SOLE 0 0 1499 DIAMONDBACK ENERGY INC COM 25278X109 971 13215 SH SOLE 0 0 13215 DIGITAL RLTY TR INC COM 253868103 222 1579 SH SOLE 0 0 1579 DISNEY WALT CO COM 254687106 4064 22024 SH SOLE 0 0 22024 DISCOVER FINL SVCS COM 254709108 1089 11465 SH SOLE 0 0 11465 DOLLAR GEN CORP NEW COM 256677105 785 3875 SH SOLE 0 0 3875 DOMINION ENERGY INC COM 25746U109 701 9226 SH SOLE 0 0 9226 DUKE ENERGY CORP NEW COM NEW 26441C204 1698 17593 SH SOLE 0 0 17593 DUPONT DE NEMOURS INC COM 26614N102 566 7319 SH SOLE 0 0 7319 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 1133 116155 SH SOLE 0 0 116155 ETF SER SOLUTIONS US GLB JETS 26922A842 201 7485 SH SOLE 0 0 7485 890 5TH AVE PARTNERS INC UNIT 01/12/2026 28250A204 289 29000 SH SOLE 0 0 29000 EMERSON ELEC CO COM 291011104 2246 24902 SH SOLE 0 0 24902 EMPOWERMENT & INCLUSION CAPI UNIT 99/99/9999 29248N209 99 10000 SH SOLE 0 0 10000 ENBRIDGE INC COM 29250N105 1024 28137 SH SOLE 0 0 28137 ENTERGY CORP NEW COM 29364G103 273 2743 SH SOLE 0 0 2743 EVERGY INC COM 30034W106 282 4732 SH SOLE 0 0 4732 EXELON CORP COM 30161N101 348 7955 SH SOLE 0 0 7955 EXXON MOBIL CORP COM 30231G102 2122 38014 SH SOLE 0 0 38014 FACEBOOK INC CL A 30303M102 2551 8659 SH SOLE 0 0 8659 FEDEX CORP COM 31428X106 1282 4515 SH SOLE 0 0 4515 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 1093 39777 SH SOLE 0 0 39777 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 724 17811 SH SOLE 0 0 17811 FIRST AMERN FINL CORP COM 31847R102 493 8698 SH SOLE 0 0 8698 FIRST TR MORNINGSTAR DIVID L SHS 336917109 217 6638 SH SOLE 0 0 6638 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 293 2463 SH SOLE 0 0 2463 FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 430 7149 SH SOLE 0 0 7149 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 404 5710 SH SOLE 0 0 5710 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 272 3967 SH SOLE 0 0 3967 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 220 2127 SH SOLE 0 0 2127 FIRST TR VALUE LINE DIVID IN SHS 33734H106 756 19918 SH SOLE 0 0 19918 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 820 8564 SH SOLE 0 0 8564 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 886 21180 SH SOLE 0 0 21180 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737M409 278 5516 SH SOLE 0 0 5516 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1436 32169 SH SOLE 0 0 32169 FIRST TR MLP & ENERGY INCOM COM 33739B104 143 20629 SH SOLE 0 0 20629 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 232 4535 SH SOLE 0 0 4535 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 415 6919 SH SOLE 0 0 6919 FISERV INC COM 337738108 222 1865 SH SOLE 0 0 1865 FORD MTR CO DEL COM 345370860 203 16567 SH SOLE 0 0 16567 FOXWAYNE ENTERPRIS AQSTN COR UNIT 01/12/2026 35166L208 378 36500 SH SOLE 0 0 36500 FRANKLIN WIRELESS CORP COM 355184102 398 18320 SH SOLE 0 0 18320 GABELLI DIVID & INCOME TR COM 36242H104 227 9479 SH SOLE 0 0 9479 GENERAL DYNAMICS CORP COM 369550108 1123 6186 SH SOLE 0 0 6186 GENERAL ELECTRIC CO COM 369604103 304 23134 SH SOLE 0 0 23134 GENERAL MLS INC COM 370334104 1235 20133 SH SOLE 0 0 20133 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 328 9183 SH SOLE 0 0 9183 GLOBAL PMTS INC COM 37940X102 467 2317 SH SOLE 0 0 2317 GREENROSE ACQUISITION CORP COM 395392103 1262 126660 SH SOLE 0 0 126660 GROUP NINE ACQUISITION CORP UNIT 01/15/2026 39947R203 125 12300 SH SOLE 0 0 12300 HENRY JACK & ASSOC INC COM 426281101 430 2836 SH SOLE 0 0 2836 HERSHEY CO COM 427866108 1173 7415 SH SOLE 0 0 7415 HOME DEPOT INC COM 437076102 2752 9016 SH SOLE 0 0 9016 HONEYWELL INTL INC COM 438516106 1544 7114 SH SOLE 0 0 7114 HORMEL FOODS CORP COM 440452100 537 11230 SH SOLE 0 0 11230 HOWMET AEROSPACE INC COM 443201108 400 12454 SH SOLE 0 0 12454 IG ACQUISITION CORP COM CL A 449534106 198 20000 SH SOLE 0 0 20000 IGNYTE ACQUISITION CORP UNIT 01/05/2026 45175H205 249 24880 SH SOLE 0 0 24880 ILLINOIS TOOL WKS INC COM 452308109 3830 17290 SH SOLE 0 0 17290 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 1323 38757 SH SOLE 0 0 38757 INNOVATOR ETFS TR S&P 500 POWER 45782C417 258 9384 SH SOLE 0 0 9384 INNOVATOR ETFS TR S&P 500 BUFFER 45782C433 1420 48890 SH SOLE 0 0 48890 INNOVATOR ETFS TR S&P 500 BUFFER E 45782C557 303 9521 SH SOLE 0 0 9521 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 375 11996 SH SOLE 0 0 11996 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 1059 35227 SH SOLE 0 0 35227 INTEL CORP COM 458140100 695 10854 SH SOLE 0 0 10854 INTERNATIONAL BUSINESS MACHS COM 459200101 441 3307 SH SOLE 0 0 3307 INVESCO QQQ TR UNIT SER 1 46090E103 3311 10374 SH SOLE 0 0 10374 INVESCO MUN TR COM 46131J103 853 64628 SH SOLE 0 0 64628 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 210 2885 SH SOLE 0 0 2885 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 292 985 SH SOLE 0 0 985 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 9452 66722 SH SOLE 0 0 66722 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 206 3940 SH SOLE 0 0 3940 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 228 3915 SH SOLE 0 0 3915 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 306 7133 SH SOLE 0 0 7133 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 675 18449 SH SOLE 0 0 18449 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 320 10050 SH SOLE 0 0 10050 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 560 6511 SH SOLE 0 0 6511 ISHARES GOLD TR ISHARES 464285105 2420 148858 SH SOLE 0 0 148858 ISHARES TR SELECT DIVID ETF 464287168 873 7650 SH SOLE 0 0 7650 ISHARES TR TIPS BD ETF 464287176 969 7719 SH SOLE 0 0 7719 ISHARES TR CORE S&P500 ETF 464287200 23878 60022 SH SOLE 0 0 60022 ISHARES TR CORE US AGGBD ET 464287226 2299 20196 SH SOLE 0 0 20196 ISHARES TR MSCI EMG MKT ETF 464287234 2688 50394 SH SOLE 0 0 50394 ISHARES TR IBOXX INV CP ETF 464287242 363 2791 SH SOLE 0 0 2791 ISHARES TR S&P 500 VAL ETF 464287408 19557 138465 SH SOLE 0 0 138465 ISHARES TR MSCI EAFE ETF 464287465 2326 30663 SH SOLE 0 0 30663 ISHARES TR RUS MD CP GR ETF 464287481 602 5903 SH SOLE 0 0 5903 ISHARES TR RUS MID CAP ETF 464287499 1022 13820 SH SOLE 0 0 13820 ISHARES TR CORE S&P MCP ETF 464287507 13033 50072 SH SOLE 0 0 50072 ISHARES TR EXPND TEC SC ETF 464287549 1243 3445 SH SOLE 0 0 3445 ISHARES TR NASDAQ BIOTECH 464287556 953 6331 SH SOLE 0 0 6331 ISHARES TR RUS 1000 VAL ETF 464287598 3133 20673 SH SOLE 0 0 20673 ISHARES TR S&P MC 400GR ETF 464287606 226 2880 SH SOLE 0 0 2880 ISHARES TR RUS 1000 GRW ETF 464287614 1294 5322 SH SOLE 0 0 5322 ISHARES TR RUS 1000 ETF 464287622 1269 5671 SH SOLE 0 0 5671 ISHARES TR RUS 2000 VAL ETF 464287630 2630 16489 SH SOLE 0 0 16489 ISHARES TR RUS 2000 GRW ETF 464287648 507 1687 SH SOLE 0 0 1687 ISHARES TR RUSSELL 2000 ETF 464287655 10317 46699 SH SOLE 0 0 46699 ISHARES TR US HLTHCARE ETF 464287762 573 2270 SH SOLE 0 0 2270 ISHARES TR CORE S&P SCP ETF 464287804 21152 194894 SH SOLE 0 0 194894 ISHARES TR GL CLEAN ENE ETF 464288224 238 9804 SH SOLE 0 0 9804 ISHARES TR EAFE SML CP ETF 464288273 269 3748 SH SOLE 0 0 3748 ISHARES TR NATIONAL MUN ETF 464288414 254 2189 SH SOLE 0 0 2189 ISHARES TR IBOXX HI YD ETF 464288513 258 2963 SH SOLE 0 0 2963 ISHARES TR PFD AND INCM SEC 464288687 773 20123 SH SOLE 0 0 20123 ISHARES TR U.S. MED DVC ETF 464288810 1039 3145 SH SOLE 0 0 3145 ISHARES TR MICRO-CAP ETF 464288869 6496 44207 SH SOLE 0 0 44207 ISHARES SILVER TR ISHARES 46428Q109 2183 96186 SH SOLE 0 0 96186 ISHARES TR CORE HIGH DV ETF 46429B663 234 2462 SH SOLE 0 0 2462 ISHARES TR MSCI EAFE MIN VL 46429B689 2982 40857 SH SOLE 0 0 40857 ISHARES TR MSCI USA MIN VOL 46429B697 15888 229634 SH SOLE 0 0 229634 ISHARES TR MSCI USA VALUE 46432F388 2186 21340 SH SOLE 0 0 21340 ISHARES TR MSCI USA MMENTM 46432F396 210 1306 SH SOLE 0 0 1306 ISHARES TR CORE MSCI EAFE 46432F842 2589 35859 SH SOLE 0 0 35859 ISHARES INC CORE MSCI EMKT 46434G103 4487 69718 SH SOLE 0 0 69718 ISHARES TR CORE DIV GRWTH 46434V621 983 20364 SH SOLE 0 0 20364 ISHARES TR IBONDS DEC23 ETF 46434VAX8 301 11514 SH SOLE 0 0 11514 ISHARES TR IBONDS DEC22 ETF 46434VBA7 432 16984 SH SOLE 0 0 16984 ISHARES TR IBONDS DEC24 ETF 46434VBG4 294 11127 SH SOLE 0 0 11127 ISHARES TR IBONDS DEC21 ETF 46434VBK5 299 12024 SH SOLE 0 0 12024 ISHARES TR CORE MSCI INTL 46435G326 2379 36823 SH SOLE 0 0 36823 JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 179 18000 SH SOLE 0 0 18000 JPMORGAN CHASE & CO COM 46625H100 2772 18210 SH SOLE 0 0 18210 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 227 4475 SH SOLE 0 0 4475 JIYA ACQUISITION CORP COM CL A 47760M102 162 16500 SH SOLE 0 0 16500 JOHNSON & JOHNSON COM 478160104 3976 24195 SH SOLE 0 0 24195 KANSAS CITY SOUTHERN COM NEW 485170302 1169 4431 SH SOLE 0 0 4431 KIMBERLY-CLARK CORP COM 494368103 1566 11262 SH SOLE 0 0 11262 KRAFT HEINZ CO COM 500754106 1146 28661 SH SOLE 0 0 28661 LKQ CORP COM 501889208 661 15619 SH SOLE 0 0 15619 LEGGETT & PLATT INC COM 524660107 604 13237 SH SOLE 0 0 13237 LEFTERIS ACQUISITION CORP COM CL A 52470X109 128 13000 SH SOLE 0 0 13000 LIBERTY MEDIA CORP DEL DEB 4.000%11/1 530715AG6 8 10000 PRN SOLE 0 0 10000 LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 100 10100 SH SOLE 0 0 10100 LILLY ELI & CO COM 532457108 1076 5759 SH SOLE 0 0 5759 LOCKHEED MARTIN CORP COM 539830109 562 1520 SH SOLE 0 0 1520 LOCUST WALK ACQUISITION CORP UNIT 12/31/2025 54015L301 1343 133490 SH SOLE 0 0 133490 LOWES COS INC COM 548661107 563 2962 SH SOLE 0 0 2962 LUMEN TECHNOLOGIES INC COM 550241103 147 11000 SH SOLE 0 0 11000 M & T BK CORP COM 55261F104 334 2200 SH SOLE 0 0 2200 MFS MUN INCOME TR SH BEN INT 552738106 477 69983 SH SOLE 0 0 69983 MFS INTER INCOME TR SH BEN INT 55273C107 195 52394 SH SOLE 0 0 52394 MPLX LP COM UNIT REP LTD 55336V100 855 33360 SH SOLE 0 0 33360 MARATHON PETE CORP COM 56585A102 272 5092 SH SOLE 0 0 5092 MASTERCARD INCORPORATED CL A 57636Q104 1565 4394 SH SOLE 0 0 4394 MCDONALDS CORP COM 580135101 1151 5135 SH SOLE 0 0 5135 MCEWEN MNG INC COM 58039P107 33 31646 SH SOLE 0 0 31646 MERCK & CO. INC COM 58933Y105 972 12612 SH SOLE 0 0 12612 MERIDA MERGER CORP I COM 58953M106 1465 148312 SH SOLE 0 0 148312 METLIFE INC COM 59156R108 328 5394 SH SOLE 0 0 5394 MONDELEZ INTL INC CL A 609207105 248 4240 SH SOLE 0 0 4240 MOSAIC CO NEW COM 61945C103 299 9468 SH SOLE 0 0 9468 NATIONAL FUEL GAS CO COM 636180101 1079 21589 SH SOLE 0 0 21589 NETFLIX INC COM 64110L106 579 1110 SH SOLE 0 0 1110 NEWMONT CORP COM 651639106 1254 20799 SH SOLE 0 0 20799 NEXTERA ENERGY INC COM 65339F101 1504 19893 SH SOLE 0 0 19893 NIKE INC CL B 654106103 222 1669 SH SOLE 0 0 1669 NORFOLK SOUTHN CORP COM 655844108 922 3434 SH SOLE 0 0 3434 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 7 11355 SH SOLE 0 0 11355 NORTHROP GRUMMAN CORP COM 666807102 469 1450 SH SOLE 0 0 1450 NUVEEN MISSOURI QLT MUN INC COM 67060Q108 234 15602 SH SOLE 0 0 15602 NVIDIA CORPORATION COM 67066G104 645 1208 SH SOLE 0 0 1208 NUVEEN QUALITY MUNCP INCOME COM 67066V101 856 56559 SH SOLE 0 0 56559 NUVEEN AMT FREE MUN CR INC F COM 67071L106 942 55761 SH SOLE 0 0 55761 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 138 21175 SH SOLE 0 0 21175 NUTRIEN LTD COM 67077M108 249 4623 SH SOLE 0 0 4623 NUVEEN MUN VALUE FD INC COM 670928100 346 31015 SH SOLE 0 0 31015 OREILLY AUTOMOTIVE INC COM 67103H107 830 1636 SH SOLE 0 0 1636 OAKTREE SPECIALTY LENDING CO COM 67401P108 519 83637 SH SOLE 0 0 83637 OLLIES BARGAIN OUTLET HLDGS COM 681116109 202 2325 SH SOLE 0 0 2325 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 100 10000 SH SOLE 0 0 10000 ONEOK INC NEW COM 682680103 733 14469 SH SOLE 0 0 14469 ORACLE CORP COM 68389X105 917 13064 SH SOLE 0 0 13064 PMV CONSUMER ACQUISITION COR COM 693486102 387 39880 SH SOLE 0 0 39880 PACER FDS TR TRENDPILOT US BD 69374H642 3631 133141 SH SOLE 0 0 133141 PTK ACQUISITION CORP COM 69375F108 807 81950 SH SOLE 0 0 81950 PAYPAL HLDGS INC COM 70450Y103 619 2551 SH SOLE 0 0 2551 PEPSICO INC COM 713448108 2119 14984 SH SOLE 0 0 14984 PERFICIENT INC COM 71375U101 902 15354 SH SOLE 0 0 15354 PFIZER INC COM 717081103 1943 53617 SH SOLE 0 0 53617 PHILIP MORRIS INTL INC COM 718172109 550 6194 SH SOLE 0 0 6194 PHILLIPS 66 COM 718546104 928 11382 SH SOLE 0 0 11382 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 405 40500 SH SOLE 0 0 40500 POST HLDGS INC COM 737446104 677 6403 SH SOLE 0 0 6403 PROCTER AND GAMBLE CO COM 742718109 3559 26281 SH SOLE 0 0 26281 PROSHARES TR S&P MDCP 400 DIV 74347B680 2637 37847 SH SOLE 0 0 37847 PROSHARES TR RUSS 2000 DIVD 74347B698 1835 28047 SH SOLE 0 0 28047 PROSHARES TR S&P 500 DV ARIST 74348A467 8475 98246 SH SOLE 0 0 98246 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 49 10000 SH SOLE 0 0 10000 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 807 60210 SH SOLE 0 0 60210 QUALCOMM INC COM 747525103 671 5058 SH SOLE 0 0 5058 RAYTHEON TECHNOLOGIES CORP COM 75513E101 775 10030 SH SOLE 0 0 10030 REINSURANCE GRP OF AMERICA I COM NEW 759351604 324 2567 SH SOLE 0 0 2567 ROKU INC COM CL A 77543R102 440 1350 SH SOLE 0 0 1350 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1861 187065 SH SOLE 0 0 187065 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 435 43900 SH SOLE 0 0 43900 ROTH CH ACQUISITION II CO COM 778673103 718 72500 SH SOLE 0 0 72500 ROYAL GOLD INC COM 780287108 224 2080 SH SOLE 0 0 2080 SPDR S&P 500 ETF TR TR UNIT 78462F103 15009 37869 SH SOLE 0 0 37869 SPDR GOLD TR GOLD SHS 78463V107 2451 15325 SH SOLE 0 0 15325 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 722 16492 SH SOLE 0 0 16492 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 641 11577 SH SOLE 0 0 11577 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1050 28093 SH SOLE 0 0 28093 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 376 10625 SH SOLE 0 0 10625 SPDR SER TR PORTFOLIO SHORT 78464A474 575 18360 SH SOLE 0 0 18360 SPDR SER TR DJ REIT ETF 78464A607 3004 31735 SH SOLE 0 0 31735 SPDR SER TR S&P DIVID ETF 78464A763 672 5697 SH SOLE 0 0 5697 SPDR SER TR S&P BK ETF 78464A797 2383 45939 SH SOLE 0 0 45939 SPDR SER TR PORTFOLIO S&P400 78464A847 686 14982 SH SOLE 0 0 14982 SPDR SER TR PORTFOLIO S&P500 78464A854 969 20780 SH SOLE 0 0 20780 SPDR SER TR S&P BIOTECH 78464A870 253 1868 SH SOLE 0 0 1868 SPDR SER TR S&P HOMEBUILD 78464A888 305 4337 SH SOLE 0 0 4337 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 877 2656 SH SOLE 0 0 2656 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 26694 56074 SH SOLE 0 0 56074 SPDR SER TR BLOOMBERG BRCLYS 78468R622 228 2098 SH SOLE 0 0 2098 SPDR SER TR SPDR BLOOMBERG 78468R663 1549 16932 SH SOLE 0 0 16932 SALESFORCE COM INC COM 79466L302 240 1131 SH SOLE 0 0 1131 SCHLUMBERGER LTD COM 806857108 291 10713 SH SOLE 0 0 10713 SCHWAB CHARLES CORP COM 808513105 679 10413 SH SOLE 0 0 10413 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1928 19934 SH SOLE 0 0 19934 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 681 7087 SH SOLE 0 0 7087 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1230 16524 SH SOLE 0 0 16524 SCHWAB STRATEGIC TR US REIT ETF 808524847 2510 61085 SH SOLE 0 0 61085 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 736 6304 SH SOLE 0 0 6304 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 210 3080 SH SOLE 0 0 3080 SELECT SECTOR SPDR TR ENERGY 81369Y506 1774 36164 SH SOLE 0 0 36164 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 393 11547 SH SOLE 0 0 11547 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 217 2205 SH SOLE 0 0 2205 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 282 2125 SH SOLE 0 0 2125 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 211 3288 SH SOLE 0 0 3288 SEMPRA ENERGY COM 816851109 682 5143 SH SOLE 0 0 5143 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 3164 325562 SH SOLE 0 0 325562 SHERWIN WILLIAMS CO COM 824348106 260 352 SH SOLE 0 0 352 SIRIUS XM HOLDINGS INC COM 82968B103 621 102020 SH SOLE 0 0 102020 SKYWORKS SOLUTIONS INC COM 83088M102 507 2763 SH SOLE 0 0 2763 SMUCKER J M CO COM NEW 832696405 648 5119 SH SOLE 0 0 5119 SOUTHERN CO COM 842587107 1218 19590 SH SOLE 0 0 19590 SOUTHERN COPPER CORP COM 84265V105 560 8256 SH SOLE 0 0 8256 SOUTHERN MO BANCORP INC COM 843380106 681 17286 SH SOLE 0 0 17286 SOUTHWEST AIRLS CO COM 844741108 315 5164 SH SOLE 0 0 5164 SPIRE INC COM 84857L101 1009 13657 SH SOLE 0 0 13657 SQUARE INC CL A 852234103 962 4239 SH SOLE 0 0 4239 STARBUCKS CORP COM 855244109 416 3814 SH SOLE 0 0 3814 STIFEL FINL CORP COM 860630102 811 12666 SH SOLE 0 0 12666 SYSCO CORP COM 871829107 1005 12766 SH SOLE 0 0 12766 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 352 35500 SH SOLE 0 0 35500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 253 2135 SH SOLE 0 0 2135 TARGET CORP COM 87612E106 560 2825 SH SOLE 0 0 2825 TELEFLEX INCORPORATED COM 879369106 602 1450 SH SOLE 0 0 1450 TEMPLETON GLOBAL INCOME FD COM 880198106 459 86460 SH SOLE 0 0 86460 TESLA INC COM 88160R101 3097 4636 SH SOLE 0 0 4636 THERMO FISHER SCIENTIFIC INC COM 883556102 606 1327 SH SOLE 0 0 1327 THIMBLE POINT ACQUISITION CO UNIT 99/99/9999 88408P206 120 12000 SH SOLE 0 0 12000 3M CO COM 88579Y101 1670 8664 SH SOLE 0 0 8664 TRAVELERS COMPANIES INC COM 89417E109 302 2005 SH SOLE 0 0 2005 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 301 30000 SH SOLE 0 0 30000 TYSON FOODS INC CL A 902494103 519 6990 SH SOLE 0 0 6990 US BANCORP DEL COM NEW 902973304 1068 19311 SH SOLE 0 0 19311 UNION PAC CORP COM 907818108 2348 10653 SH SOLE 0 0 10653 UNITED PARCEL SERVICE INC CL B 911312106 773 4548 SH SOLE 0 0 4548 UNITEDHEALTH GROUP INC COM 91324P102 1140 3063 SH SOLE 0 0 3063 VALERO ENERGY CORP COM 91913Y100 232 3246 SH SOLE 0 0 3246 VANECK MERK GOLD TR GOLD TRUST 921078101 556 33425 SH SOLE 0 0 33425 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3681 113254 SH SOLE 0 0 113254 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 246 3556 SH SOLE 0 0 3556 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2895 64320 SH SOLE 0 0 64320 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5969 40581 SH SOLE 0 0 40581 VANGUARD WORLD FD MEGA CAP INDEX 921910873 345 2462 SH SOLE 0 0 2462 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 248 1814 SH SOLE 0 0 1814 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 529 2657 SH SOLE 0 0 2657 VANGUARD BD INDEX FDS INTERMED TERM 921937819 373 4202 SH SOLE 0 0 4202 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 246 2995 SH SOLE 0 0 2995 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 447 5273 SH SOLE 0 0 5273 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 12003 244406 SH SOLE 0 0 244406 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 4614 55700 SH SOLE 0 0 55700 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 603 6200 SH SOLE 0 0 6200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8181 157178 SH SOLE 0 0 157178 VANGUARD WORLD FDS UTILITIES ETF 92204A876 330 2346 SH SOLE 0 0 2346 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 365 4421 SH SOLE 0 0 4421 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 540 6781 SH SOLE 0 0 6781 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 885 9508 SH SOLE 0 0 9508 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9711 26656 SH SOLE 0 0 26656 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 280 3049 SH SOLE 0 0 3049 VANGUARD INDEX FDS SML CP GRW ETF 922908595 342 1247 SH SOLE 0 0 1247 VANGUARD INDEX FDS MID CAP ETF 922908629 7549 34107 SH SOLE 0 0 34107 VANGUARD INDEX FDS SMALL CP ETF 922908751 1619 7561 SH SOLE 0 0 7561 VANGUARD INDEX FDS TOTAL STK MKT 922908769 37944 183577 SH SOLE 0 0 183577 VERIZON COMMUNICATIONS INC COM 92343V104 2313 39770 SH SOLE 0 0 39770 VIATRIS INC COM 92556V106 1167 83519 SH SOLE 0 0 83519 VICI PPTYS INC COM 925652109 204 7225 SH SOLE 0 0 7225 VICTORY PORTFOLIOS II VICTORYSHS US 92647N691 270 7510 SH SOLE 0 0 7510 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 424 6803 SH SOLE 0 0 6803 VISA INC COM CL A 92826C839 1618 7642 SH SOLE 0 0 7642 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 225 12222 SH SOLE 0 0 12222 WEC ENERGY GROUP INC COM 92939U106 377 4028 SH SOLE 0 0 4028 WALMART INC COM 931142103 2841 20918 SH SOLE 0 0 20918 WALGREENS BOOTS ALLIANCE INC COM 931427108 1163 21175 SH SOLE 0 0 21175 WASTE MGMT INC DEL COM 94106L109 473 3665 SH SOLE 0 0 3665 WELLS FARGO CO NEW COM 949746101 404 10338 SH SOLE 0 0 10338 WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 145 11372 SH SOLE 0 0 11372 WEYERHAEUSER CO MTN BE COM NEW 962166104 522 14677 SH SOLE 0 0 14677 WISDOMTREE TR EMG MKTS SMCAP 97717W281 4110 80125 SH SOLE 0 0 80125 WISDOMTREE TR EMER MKT HIGH FD 97717W315 381 8589 SH SOLE 0 0 8589 WISDOMTREE TR INTL SMCAP DIV 97717W760 4259 58965 SH SOLE 0 0 58965 WISDOMTREE TR INTL MIDCAP DV 97717W778 4315 64306 SH SOLE 0 0 64306 WISDOMTREE TR INTL LRGCAP DV 97717W794 237 5007 SH SOLE 0 0 5007 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 140 14000 SH SOLE 0 0 14000 AMCOR PLC ORD G0250X107 923 79050 SH SOLE 0 0 79050 AMDOCS LTD SHS G02602103 522 7446 SH SOLE 0 0 7446 AON PLC SHS CL A G0403H108 222 964 SH SOLE 0 0 964 DUDDELL STREET ACQUISITN COR CL A G28553108 166 17015 SH SOLE 0 0 17015 EATON CORP PLC SHS G29183103 821 5940 SH SOLE 0 0 5940 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 226 4615 SH SOLE 0 0 4615 MEDTRONIC PLC SHS G5960L103 992 8397 SH SOLE 0 0 8397 PRIME IMPACT ACQUISITION I SHS CL A G61074103 152 15615 SH SOLE 0 0 15615 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 141 14040 SH SOLE 0 0 14040 OMEGA ALPHA SPAC CL A G6749V107 146 14750 SH SOLE 0 0 14750 SPRING VY ACQUISITION CORP CL A G8377A108 169 16700 SH SOLE 0 0 16700 YUCAIPA ACQUISITION CORP COM G9879L105 100 10145 SH SOLE 0 0 10145