0000200724-16-000021.txt : 20161114
0000200724-16-000021.hdr.sgml : 20161111
20161114141136
ACCESSION NUMBER: 0000200724-16-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH, MOORE & CO.
CENTRAL INDEX KEY: 0000200724
IRS NUMBER: 431244128
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15770
FILM NUMBER: 161993562
BUSINESS ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-446-1619
MAIL ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /BD
DATE OF NAME CHANGE: 20020320
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD
DATE OF NAME CHANGE: 19931118
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000200724
XXXXXXXX
09-30-2016
09-30-2016
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400
CLAYTON
MO
63105
13F HOLDINGS REPORT
028-15770
N
Linda W. Sullivan
Chief Compliance Officer
314-446-1619
Linda W. Sullivan
Clayton
MO
11-14-2016
0
209
248849
false
INFORMATION TABLE
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13F3rdQTR2016.xml
AFLAC INC
COM
001055102
211
2929
SH
SOLE
0
0
2929
ALPS ETF TR
ALERIAN MLP
00162Q866
1215
95721
SH
SOLE
0
0
95721
AT&T INC
COM
00206R102
2747
67642
SH
SOLE
0
0
67642
ABBOTT LABS
COM
002824100
1262
29841
SH
SOLE
0
0
29841
ABBVIE INC
COM
00287Y109
1686
26725
SH
SOLE
0
0
26725
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
280
54725
SH
SOLE
0
0
54725
ALPHABET INC
CAP STK CL C
02079K107
249
320
SH
SOLE
0
0
320
ALPHABET INC
CAP STK CL A
02079K305
994
1236
SH
SOLE
0
0
1236
ALTRIA GROUP INC
COM
02209S103
912
14423
SH
SOLE
0
0
14423
AMEREN CORP
COM
023608102
496
10090
SH
SOLE
0
0
10090
AMERICAN ELEC PWR INC
COM
025537101
222
3455
SH
SOLE
0
0
3455
AMERICAN WTR WKS CO INC NEW
COM
030420103
644
8598
SH
SOLE
0
0
8598
AMGEN INC
COM
031162100
263
1578
SH
SOLE
0
0
1578
ANTHEM INC
COM
036752103
534
4260
SH
SOLE
0
0
4260
APACHE CORP
COM
037411105
469
7341
SH
SOLE
0
0
7341
APPLE INC
COM
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31670
SH
SOLE
0
0
31670
AUTOMATIC DATA PROCESSING IN
COM
053015103
285
3235
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SOLE
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BCE INC
COM NEW
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567
12282
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BAKER HUGHES INC
COM
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COM
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4143
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COM
081437105
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15500
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0
0
15500
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
580
4013
SH
SOLE
0
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4013
BLACK DIAMOND INC
COM
09202G101
662
128748
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0
128748
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
326
19783
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BOEING CO
COM
097023105
773
5868
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0
0
5868
BRISTOL MYERS SQUIBB CO
COM
110122108
692
12824
SH
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12824
CST BRANDS INC
COM
12646R105
409
8500
SH
SOLE
0
0
8500
CVR PARTNERS LP
COM
126633106
94
17680
SH
SOLE
0
0
17680
CAL MAINE FOODS INC
COM NEW
128030202
513
13303
SH
SOLE
0
0
13303
CAMPBELL SOUP CO
COM
134429109
312
5700
SH
SOLE
0
0
5700
CASS INFORMATION SYS INC
COM
14808P109
307
5412
SH
SOLE
0
0
5412
CATERPILLAR INC DEL
COM
149123101
688
7752
SH
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0
0
7752
CELGENE CORP
COM
151020104
401
3833
SH
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0
0
3833
CENTENE CORP DEL
COM
15135B101
407
6071
SH
SOLE
0
0
6071
CERNER CORP
COM
156782104
409
6626
SH
SOLE
0
0
6626
CHEVRON CORP NEW
COM
166764100
1471
14289
SH
SOLE
0
0
14289
CISCO SYS INC
COM
17275R102
497
15682
SH
SOLE
0
0
15682
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
421
18576
SH
SOLE
0
0
18576
COCA COLA CO
COM
191216100
626
14793
SH
SOLE
0
0
14793
COHEN & STEERS REIT & PFD IN
COM
19247X100
768
38115
SH
SOLE
0
0
38115
COLGATE PALMOLIVE CO
COM
194162103
764
10301
SH
SOLE
0
0
10301
COLUMBIA PIPELINE PARTNERS L
COM UT REPSTG
198281107
437
27100
SH
SOLE
0
0
27100
COMMERCE BANCSHARES INC
COM
200525103
320
6503
SH
SOLE
0
0
6503
CONOCOPHILLIPS
COM
20825C104
266
6109
SH
SOLE
0
0
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CORNING INC
COM
219350105
269
11355
SH
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0
11355
DST SYS INC DEL
COM
233326107
347
2942
SH
SOLE
0
0
2942
DISNEY WALT CO
COM DISNEY
254687106
1538
16565
SH
SOLE
0
0
16565
DOMINION RES INC VA NEW
COM
25746U109
456
6145
SH
SOLE
0
0
6145
DOMINION RES INC VA NEW
UNIT 99/99/9999
25746U869
202
4050
SH
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0
0
4050
DOUBLELINE INCOME SOLUTIONS
COM
258622109
759
39627
SH
SOLE
0
0
39627
DOW CHEM CO
COM
260543103
771
14875
SH
SOLE
0
0
14875
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
282
31884
SH
SOLE
0
0
31884
DU PONT E I DE NEMOURS & CO
COM
263534109
848
12667
SH
SOLE
0
0
12667
DUKE ENERGY CORP NEW
COM NEW
26441C204
416
5195
SH
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0
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EMERSON ELEC CO
COM
291011104
1586
29097
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0
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ENTERPRISE FINL SVCS CORP
COM
293712105
346
11086
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ENTERPRISE PRODS PARTNERS L
COM
293792107
562
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SH
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ESCO TECHNOLOGIES INC
COM
296315104
353
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EXELON CORP
UNIT 99/99/9999
30161N127
204
4375
SH
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0
0
4375
EXPRESS SCRIPTS HLDG CO
COM
30219G108
880
12470
SH
SOLE
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0
12470
EXXON MOBIL CORP
COM
30231G102
2839
32524
SH
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32524
FACEBOOK INC
CL A
30303M102
444
3464
SH
SOLE
0
0
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FIESTA RESTAURANT GROUP INC
COM
31660B101
642
26750
SH
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0
0
26750
FST TR NEW OPPORT MLP & ENE
COM
33739M100
277
20250
SH
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COM PAR $0.01
345370860
299
24767
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GABELLI DIVD & INCOME TR
COM
36242H104
201
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CL A
36467W109
489
17715
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COM
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GENERAL ELECTRIC CO
COM
369604103
1602
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GENERAL MLS INC
COM
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687
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GILEAD SCIENCES INC
COM
375558103
228
2885
SH
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37733W105
374
8669
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GLOBAL X FDS
GLBL X MLP ETF
37950E473
178
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SH
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GOLDCORP INC NEW
COM
380956409
593
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HSBC HLDGS PLC
SPON ADR NEW
404280406
237
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SH
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HENRY JACK & ASSOC INC
COM
426281101
307
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SH
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0
0
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HOME DEPOT INC
COM
437076102
816
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SH
SOLE
0
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HONEYWELL INTL INC
COM
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384
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SH
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HORMEL FOODS CORP
COM
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304
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ILLINOIS TOOL WKS INC
COM
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SH
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INTEL CORP
COM
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251
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SH
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INTERNATIONAL BUSINESS MACHS
COM
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COM
46131J103
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ISHARES
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SELECT DIVID ETF
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273
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SH
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TIPS BD ETF
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593
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ISHARES TR
CORE S&P500 ETF
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CORE US AGGBD ET
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ISHARES TR
MSCI EMG MKT ETF
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SH
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55038
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NA NAT RES
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812
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S&P 500 VAL ETF
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1-3 YR TR BD ETF
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MSCI EAFE ETF
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RUS MID-CAP ETF
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329
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N AMER TECH ETF
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200
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RUS 1000 VAL ETF
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911
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RUS 1000 ETF
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382
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IBOXX HI YD ETF
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231
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U.S. PFD STK ETF
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MICRO-CAP ETF
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3166
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ISHARES INC
CORE MSCI EMKT
46434G103
515
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JPMORGAN CHASE & CO
COM
46625H100
497
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SH
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7458
JOHNSON & JOHNSON
COM
478160104
2750
23282
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23282
KANSAS CITY SOUTHERN
COM NEW
485170302
316
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3386
KIMBERLY CLARK CORP
COM
494368103
1727
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SH
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LEGGETT & PLATT INC
COM
524660107
337
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SH
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LOCKHEED MARTIN CORP
COM
539830109
309
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SH
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1288
M & T BK CORP
COM
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264
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MFS INTER INCOME TR
SH BEN INT
55273C107
83
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MAGNACHIP SEMICONDUCTOR CORP
COM
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527
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63130
MCDONALDS CORP
COM
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622
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SH
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COM
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321
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SH
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8500
MERCK & CO INC
COM
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523
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SH
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MICROSOFT CORP
COM
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377
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SH
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MICROCHIP TECHNOLOGY INC
COM
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223
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MONSANTO CO NEW
COM
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1423
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SH
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COM
65339F101
250
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SH
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NORFOLK SOUTHERN CORP
COM
655844108
266
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205
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COM SH BEN INT
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374
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195
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0
22950
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
354
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SH
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1263
ONEOK INC NEW
COM
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689
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PANERA BREAD CO
CL A
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431
2213
SH
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0
2213
PEPSICO INC
COM
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1376
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SH
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12651
PFIZER INC
COM
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1124
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PHILIP MORRIS INTL INC
COM
718172109
356
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0
3657
PHILLIPS 66
COM
718546104
675
8375
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0
0
8375
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72201R783
322
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1108
48593
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583
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S&P400 LOVL PT
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3512
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PROCTER AND GAMBLE CO
COM
742718109
1838
20481
SH
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0
0
20481
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S&P 500 DV ARIST
74348A467
1508
27764
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PUTNAM PREMIER INCOME TR
SH BEN INT
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267
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54500
QUALCOMM INC
COM
747525103
493
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SH
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0
0
7200
RAYTHEON CO
COM NEW
755111507
260
1913
SH
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0
0
1913
REINSURANCE GROUP AMER INC
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759351604
615
5695
SH
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0
0
5695
RENTECH INC
COM NEW
760112201
387
132500
SH
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0
0
132500
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
210
3984
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SOLE
0
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3984
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TR UNIT
78462F103
3430
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GLB NAT RESRCE
78463X541
523
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506
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DJ REIT ETF
78464A607
5301
54440
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0
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54440
SPDR SERIES TRUST
SPDR S&P 1000 ET
78464A847
408
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SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
17933
63531
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SCHLUMBERGER LTD
COM
806857108
715
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SOLE
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9093
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1356
25920
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25920
SCHWAB STRATEGIC TR
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808524201
346
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INTL EQTY ETF
808524805
268
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SELECT SECTOR SPDR TR
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0
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SH BEN INT
81721M109
530
23325
SH
SOLE
0
0
23325
SINCLAIR BROADCAST GROUP INC
CL A
829226109
389
13460
SH
SOLE
0
0
13460
SMITH A O
COM
831865209
202
2040
SH
SOLE
0
0
2040
SMUCKER J M CO
COM NEW
832696405
563
4157
SH
SOLE
0
0
4157
SOUTHERN CO
COM
842587107
703
13696
SH
SOLE
0
0
13696
SOUTHERN MO BANCORP INC
COM
843380106
349
14027
SH
SOLE
0
0
14027
SPECTRA ENERGY CORP
COM
847560109
371
8668
SH
SOLE
0
0
8668
SPIRE INC
COM
84857L101
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SH
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0
0
15362
STIFEL FINL CORP
COM
860630102
345
8970
SH
SOLE
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0
8970
STONEMOR PARTNERS L P
COM UNITS
86183Q100
245
9800
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SOLE
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0
9800
SWEDISH EXPT CR CORP
ROG TTL ETN 22
870297801
235
47000
SH
SOLE
0
0
47000
SYSCO CORP
COM
871829107
506
10330
SH
SOLE
0
0
10330
TARGET CORP
COM
87612E106
218
3175
SH
SOLE
0
0
3175
TEMPLETON GLOBAL INCOME FD
COM
880198106
294
47077
SH
SOLE
0
0
47077
3M CO
COM
88579Y101
1306
7410
SH
SOLE
0
0
7410
TRAVELERS COMPANIES INC
COM
89417E109
205
1792
SH
SOLE
0
0
1792
US BANCORP DEL
COM NEW
902973304
589
13738
SH
SOLE
0
0
13738
UNISYS CORP
COM NEW
909214306
356
36600
SH
SOLE
0
0
36600
UNITEDHEALTH GROUP INC
COM
91324P102
220
1569
SH
SOLE
0
0
1569
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2677
101269
SH
SOLE
0
0
101269
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2329
52582
SH
SOLE
0
0
52582
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7895
211050
SH
SOLE
0
0
211050
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946810
1791
31412
SH
SOLE
0
0
31412
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4622
122826
SH
SOLE
0
0
122826
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
422
4713
SH
SOLE
0
0
4713
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2355
11853
SH
SOLE
0
0
11853
VANGUARD INDEX FDS
MID CAP ETF
922908629
582
4497
SH
SOLE
0
0
4497
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
21887
196592
SH
SOLE
0
0
196592
VERIZON COMMUNICATIONS INC
COM
92343V104
1035
19920
SH
SOLE
0
0
19920
VISA INC
COM CL A
92826C839
354
4280
SH
SOLE
0
0
4280
WEC ENERGY GROUP INC
COM
92939U106
337
5630
SH
SOLE
0
0
5630
WAL-MART STORES INC
COM
931142103
827
11468
SH
SOLE
0
0
11468
WALGREENS BOOTS ALLIANCE INC
COM
931427108
732
9079
SH
SOLE
0
0
9079
WASTE MGMT INC DEL
COM
94106L109
454
7120
SH
SOLE
0
0
7120
WELLS FARGO & CO NEW
COM
949746101
470
10610
SH
SOLE
0
0
10610
WELLTOWER INC
COM
95040Q104
294
3936
SH
SOLE
0
0
3936
WESTERN ASSET VAR RT STRG FD
COM
957667108
200
12550
SH
SOLE
0
0
12550
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
2576
61704
SH
SOLE
0
0
61704
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
322
8580
SH
SOLE
0
0
8580
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3690
60124
SH
SOLE
0
0
60124
WISDOMTREE TR
INTL MIDCAP DV
97717W778
3053
54455
SH
SOLE
0
0
54455
WISDOMTREE TR
INTL LRGCAP DV
97717W794
255
8892
SH
SOLE
0
0
8892
XILINX INC
COM
983919101
288
5309
SH
SOLE
0
0
5309
AMDOCS LTD
SHS
G02602103
308
5316
SH
SOLE
0
0
5316
EATON CORP PLC
SHS
G29183103
596
9065
SH
SOLE
0
0
9065
MALLINCKRODT PUB LTD CO
SHS
G5785G107
410
5879
SH
SOLE
0
0
5879
MEDTRONIC PLC
SHS
G5960L103
705
8156
SH
SOLE
0
0
8156