Chief Compliance Officer

0000200724-16-000018.txt : 20160810 0000200724-16-000018.hdr.sgml : 20160810 20160810085022 ACCESSION NUMBER: 0000200724-16-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 161820089 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 06-30-2016 06-30-2016 SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105

13F HOLDINGS REPORT 028-15770 N Linda W. Sullivan Chief Compliance Officer 314-446-1619 Linda W. Sullivan Clayton MO 08-10-2016 0 206 241381 false INFORMATION TABLE 2 13F2ndQTR2016.xml 13F2NDQTR2016 AFLAC INC COM 001055102 211 2928 SH SOLE 0 0 2928 ALPS ETF TR ALERIAN MLP 00162Q866 1202 94505 SH SOLE 0 0 94505 AT&T INC COM 00206R102 2866 66333 SH SOLE 0 0 66333 ABBOTT LABS COM 002824100 1165 29639 SH SOLE 0 0 29639 ABBVIE INC COM 00287Y109 1744 28168 SH SOLE 0 0 28168 ABERDEEN ASIA PACIFIC INCOM COM 003009107 256 51075 SH SOLE 0 0 51075 ALCOA INC COM 013817101 201 21661 SH SOLE 0 0 21661 ALPHABET INC CAP STK CL C 02079K107 239 345 SH SOLE 0 0 345 ALPHABET INC CAP STK CL A 02079K305 850 1208 SH SOLE 0 0 1208 ALTRIA GROUP INC COM 02209S103 957 13878 SH SOLE 0 0 13878 AMEREN CORP COM 023608102 378 7059 SH SOLE 0 0 7059 AMERICAN ELEC PWR INC COM 025537101 277 3954 SH SOLE 0 0 3954 AMERICAN WTR WKS CO INC NEW COM 030420103 938 11098 SH SOLE 0 0 11098 AMGEN INC COM 031162100 342 2245 SH SOLE 0 0 2245 ANTHEM INC COM 036752103 560 4260 SH SOLE 0 0 4260 APACHE CORP COM 037411105 409 7341 SH SOLE 0 0 7341 APPLE INC COM 037833100 3522 36840 SH SOLE 0 0 36840 AUTOMATIC DATA PROCESSING IN COM 053015103 307 3344 SH SOLE 0 0 3344 BCE INC COM NEW 05534B760 586 12382 SH SOLE 0 0 12382 BAKER HUGHES INC COM 057224107 310 6870 SH SOLE 0 0 6870 BANK MONTREAL QUE COM 063671101 263 4143 SH SOLE 0 0 4143 BANK N S HALIFAX COM 064149107 224 4574 SH SOLE 0 0 4574 BEMIS INC COM 081437105 798 15500 SH SOLE 0 0 15500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 592 4088 SH SOLE 0 0 4088 BLACK DIAMOND INC COM 09202G101 488 117793 SH SOLE 0 0 117793 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 323 19783 SH SOLE 0 0 19783 BOEING CO COM 097023105 1112 8561 SH SOLE 0 0 8561 BRISTOL MYERS SQUIBB CO COM 110122108 722 9818 SH SOLE 0 0 9818 CST BRANDS INC COM 12646R105 474 11000 SH SOLE 0 0 11000 CVR PARTNERS LP COM 126633106 144 17680 SH SOLE 0 0 17680 CAL MAINE FOODS INC COM NEW 128030202 721 16278 SH SOLE 0 0 16278 CAMPBELL SOUP CO COM 134429109 379 5700 SH SOLE 0 0 5700 CASS INFORMATION SYS INC COM 14808P109 273 5290 SH SOLE 0 0 5290 CATERPILLAR INC DEL COM 149123101 561 7400 SH SOLE 0 0 7400 CELGENE CORP COM 151020104 373 3783 SH SOLE 0 0 3783 CENTENE CORP DEL COM 15135B101 425 5959 SH SOLE 0 0 5959 CERNER CORP COM 156782104 409 6974 SH SOLE 0 0 6974 CHEVRON CORP NEW COM 166764100 1431 13655 SH SOLE 0 0 13655 CISCO SYS INC COM 17275R102 516 17967 SH SOLE 0 0 17967 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 437 19174 SH SOLE 0 0 19174 COCA COLA CO COM 191216100 623 13735 SH SOLE 0 0 13735 COHEN & STEERS REIT & PFD IN COM 19247X100 790 38460 SH SOLE 0 0 38460 COLGATE PALMOLIVE CO COM 194162103 751 10265 SH SOLE 0 0 10265 COMMERCE BANCSHARES INC COM 200525103 307 6408 SH SOLE 0 0 6408 CONOCOPHILLIPS COM 20825C104 325 7464 SH SOLE 0 0 7464 CORNING INC COM 219350105 222 10855 SH SOLE 0 0 10855 DST SYS INC DEL COM 233326107 339 2910 SH SOLE 0 0 2910 DAKOTA PLAINS HLDGS INC COM 234255107 2 21400 SH SOLE 0 0 21400 DIGITAL RLTY TR INC COM 253868103 213 1954 SH SOLE 0 0 1954 DISNEY WALT CO COM DISNEY 254687106 1578 16132 SH SOLE 0 0 16132 DOMINION RES INC VA NEW COM 25746U109 479 6145 SH SOLE 0 0 6145 DOMINION RES INC VA NEW UNIT 99/99/9999 25746U869 205 3950 SH SOLE 0 0 3950 DOUBLELINE INCOME SOLUTIONS COM 258622109 729 39712 SH SOLE 0 0 39712 DOW CHEM CO COM 260543103 790 15892 SH SOLE 0 0 15892 DREYFUS STRATEGIC MUN BD FD COM 26202F107 494 54498 SH SOLE 0 0 54498 DU PONT E I DE NEMOURS & CO COM 263534109 762 11764 SH SOLE 0 0 11764 DUKE ENERGY CORP NEW COM NEW 26441C204 445 5192 SH SOLE 0 0 5192 EMERSON ELEC CO COM 291011104 1418 27177 SH SOLE 0 0 27177 ENERGIZER HLDGS INC NEW COM 29272W109 368 7145 SH SOLE 0 0 7145 ENTERPRISE PRODS PARTNERS L COM 293792107 602 20575 SH SOLE 0 0 20575 ESCO TECHNOLOGIES INC COM 296315104 300 7509 SH SOLE 0 0 7509 EXELON CORP UNIT 99/99/9999 30161N127 206 4175 SH SOLE 0 0 4175 EXPRESS SCRIPTS HLDG CO COM 30219G108 939 12383 SH SOLE 0 0 12383 EXXON MOBIL CORP COM 30231G102 2974 31720 SH SOLE 0 0 31720 FACEBOOK INC CL A 30303M102 398 3484 SH SOLE 0 0 3484 FST TR NEW OPPORT MLP & ENE COM 33739M100 260 18500 SH SOLE 0 0 18500 FORD MTR CO DEL COM PAR $0.01 345370860 258 20501 SH SOLE 0 0 20501 GAMESTOP CORP NEW CL A 36467W109 654 24600 SH SOLE 0 0 24600 GENERAL DYNAMICS CORP COM 369550108 207 1490 SH SOLE 0 0 1490 GENERAL ELECTRIC CO COM 369604103 1702 54062 SH SOLE 0 0 54062 GENERAL MLS INC COM 370334104 838 11751 SH SOLE 0 0 11751 GILEAD SCIENCES INC COM 375558103 299 3582 SH SOLE 0 0 3582 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 367 8466 SH SOLE 0 0 8466 GLOBAL X FDS GLBL X MLP ETF 37950E473 178 15328 SH SOLE 0 0 15328 GOLDCORP INC NEW COM 380956409 705 36850 SH SOLE 0 0 36850 HENRY JACK & ASSOC INC COM 426281101 304 3489 SH SOLE 0 0 3489 HERSHEY CO COM 427866108 206 1811 SH SOLE 0 0 1811 HOME DEPOT INC COM 437076102 762 5969 SH SOLE 0 0 5969 HONEYWELL INTL INC COM 438516106 349 2997 SH SOLE 0 0 2997 HORMEL FOODS CORP COM 440452100 309 8455 SH SOLE 0 0 8455 ILLINOIS TOOL WKS INC COM 452308109 1427 13700 SH SOLE 0 0 13700 INTEL CORP COM 458140100 218 6644 SH SOLE 0 0 6644 INTERNATIONAL BUSINESS MACHS COM 459200101 419 2760 SH SOLE 0 0 2760 ISHARES GOLD TRUST ISHARES 464285105 920 72129 SH SOLE 0 0 72129 ISHARES TR SELECT DIVID ETF 464287168 272 3190 SH SOLE 0 0 3190 ISHARES TR TIPS BD ETF 464287176 565 4840 SH SOLE 0 0 4840 ISHARES TR CORE S&P500 ETF 464287200 9655 45865 SH SOLE 0 0 45865 ISHARES TR CORE US AGGBD ET 464287226 778 6907 SH SOLE 0 0 6907 ISHARES TR MSCI EMG MKT ETF 464287234 1917 55796 SH SOLE 0 0 55796 ISHARES TR NA NAT RES 464287374 844 25418 SH SOLE 0 0 25418 ISHARES TR S&P 500 VAL ETF 464287408 11930 128419 SH SOLE 0 0 128419 ISHARES TR 1-3 YR TR BD ETF 464287457 444 5203 SH SOLE 0 0 5203 ISHARES TR MSCI EAFE ETF 464287465 2484 44495 SH SOLE 0 0 44495 ISHARES TR RUS MID-CAP ETF 464287499 318 1888 SH SOLE 0 0 1888 ISHARES TR N AMER TECH ETF 464287549 251 2280 SH SOLE 0 0 2280 ISHARES TR RUS 1000 VAL ETF 464287598 847 8205 SH SOLE 0 0 8205 ISHARES TR RUS 1000 ETF 464287622 682 5832 SH SOLE 0 0 5832 ISHARES TR RUSSELL 2000 ETF 464287655 2673 23247 SH SOLE 0 0 23247 ISHARES TR US HLTHCARE ETF 464287762 377 2543 SH SOLE 0 0 2543 ISHARES TR CORE S&P SCP ETF 464287804 10143 87283 SH SOLE 0 0 87283 ISHARES TR IBOXX HI YD ETF 464288513 245 2887 SH SOLE 0 0 2887 ISHARES TR U.S. PFD STK ETF 464288687 520 13037 SH SOLE 0 0 13037 ISHARES TR MICRO-CAP ETF 464288869 2856 40379 SH SOLE 0 0 40379 ISHARES SILVER TRUST ISHARES 46428Q109 2823 157991 SH SOLE 0 0 157991 ISHARES TR CORE HIGH DV ETF 46429B663 1474 17948 SH SOLE 0 0 17948 ISHARES TR MIN VOL EAFE ETF 46429B689 3147 47399 SH SOLE 0 0 47399 ISHARES TR MIN VOL USA ETF 46429B697 5090 110154 SH SOLE 0 0 110154 ISHARES TR CORE MSCI EAFE 46432F842 758 14601 SH SOLE 0 0 14601 ISHARES INC CORE MSCI EMKT 46434G103 496 11848 SH SOLE 0 0 11848 JPMORGAN CHASE & CO COM 46625H100 445 7158 SH SOLE 0 0 7158 JOHNSON & JOHNSON COM 478160104 2736 22559 SH SOLE 0 0 22559 KANSAS CITY SOUTHERN COM NEW 485170302 307 3407 SH SOLE 0 0 3407 KIMBERLY CLARK CORP COM 494368103 1711 12444 SH SOLE 0 0 12444 LEGGETT & PLATT INC COM 524660107 379 7424 SH SOLE 0 0 7424 LOCKHEED MARTIN CORP COM 539830109 328 1323 SH SOLE 0 0 1323 M & T BK CORP COM 55261F104 269 2278 SH SOLE 0 0 2278 MFS INTER INCOME TR SH BEN INT 55273C107 85 18240 SH SOLE 0 0 18240 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 357 63130 SH SOLE 0 0 63130 MCDONALDS CORP COM 580135101 657 5463 SH SOLE 0 0 5463 MEDIFAST INC COM 58470H101 283 8500 SH SOLE 0 0 8500 MERCK & CO INC COM 58933Y105 487 8455 SH SOLE 0 0 8455 MICROSOFT CORP COM 594918104 491 9588 SH SOLE 0 0 9588 MONSANTO CO NEW COM 61166W101 898 8683 SH SOLE 0 0 8683 NEXTERA ENERGY INC COM 65339F101 266 2039 SH SOLE 0 0 2039 NORFOLK SOUTHERN CORP COM 655844108 233 2736 SH SOLE 0 0 2736 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 185 22950 SH SOLE 0 0 22950 O REILLY AUTOMOTIVE INC NEW COM 67103H107 335 1236 SH SOLE 0 0 1236 ONEOK INC NEW COM 682680103 854 17990 SH SOLE 0 0 17990 PANERA BREAD CO CL A 69840W108 459 2168 SH SOLE 0 0 2168 PEPSICO INC COM 713448108 1299 12258 SH SOLE 0 0 12258 PFIZER INC COM 717081103 1130 32093 SH SOLE 0 0 32093 PHILIP MORRIS INTL INC COM 718172109 285 2805 SH SOLE 0 0 2805 PHILLIPS 66 COM 718546104 664 8374 SH SOLE 0 0 8374 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 309 3192 SH SOLE 0 0 3192 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1080 48723 SH SOLE 0 0 48723 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 547 14759 SH SOLE 0 0 14759 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 3370 86077 SH SOLE 0 0 86077 PROCTER & GAMBLE CO COM 742718109 1670 19723 SH SOLE 0 0 19723 PROSHARES TR S&P 500 DV ARIST 74348A467 1349 24796 SH SOLE 0 0 24796 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 256 54500 SH SOLE 0 0 54500 QUALCOMM INC COM 747525103 380 7098 SH SOLE 0 0 7098 QUESTAR CORP COM 748356102 446 17595 SH SOLE 0 0 17595 RAYTHEON CO COM NEW 755111507 245 1802 SH SOLE 0 0 1802 REINSURANCE GROUP AMER INC COM NEW 759351604 547 5637 SH SOLE 0 0 5637 RENTECH INC COM NEW 760112201 210 87500 SH SOLE 0 0 87500 REYNOLDS AMERICAN INC COM 761713106 224 4146 SH SOLE 0 0 4146 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 220 3934 SH SOLE 0 0 3934 SPDR S&P 500 ETF TR TR UNIT 78462F103 3438 16412 SH SOLE 0 0 16412 SPDR GOLD TRUST GOLD SHS 78463V107 2513 19873 SH SOLE 0 0 19873 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 532 14345 SH SOLE 0 0 14345 SPDR SERIES TRUST BARC SHT TR CP 78464A474 500 16228 SH SOLE 0 0 16228 SPDR SERIES TRUST DJ REIT ETF 78464A607 5417 54479 SH SOLE 0 0 54479 SPDR SERIES TRUST SM CAP COMPLETE 78464A847 461 5931 SH SOLE 0 0 5931 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17245 63348 SH SOLE 0 0 63348 SCHLUMBERGER LTD COM 806857108 733 9263 SH SOLE 0 0 9263 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1326 26364 SH SOLE 0 0 26364 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 333 6695 SH SOLE 0 0 6695 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 253 9326 SH SOLE 0 0 9326 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 277 3869 SH SOLE 0 0 3869 SENIOR HSG PPTYS TR SH BEN INT 81721M109 556 26675 SH SOLE 0 0 26675 SINCLAIR BROADCAST GROUP INC CL A 829226109 402 13460 SH SOLE 0 0 13460 SMUCKER J M CO COM NEW 832696405 645 4231 SH SOLE 0 0 4231 SOUTHERN CO COM 842587107 808 15065 SH SOLE 0 0 15065 SOUTHERN MO BANCORP INC COM 843380106 312 13254 SH SOLE 0 0 13254 SPECTRA ENERGY CORP COM 847560109 326 8907 SH SOLE 0 0 8907 SPIRE INC COM 84857L101 1073 15148 SH SOLE 0 0 15148 STIFEL FINL CORP COM 860630102 278 8841 SH SOLE 0 0 8841 STONEMOR PARTNERS L P COM UNITS 86183Q100 248 9900 SH SOLE 0 0 9900 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 240 47000 SH SOLE 0 0 47000 SYSCO CORP COM 871829107 528 10404 SH SOLE 0 0 10404 TEMPLETON GLOBAL INCOME FD COM 880198106 220 34617 SH SOLE 0 0 34617 3M CO COM 88579Y101 1405 8021 SH SOLE 0 0 8021 TRAVELERS COMPANIES INC COM 89417E109 213 1792 SH SOLE 0 0 1792 US BANCORP DEL COM NEW 902973304 552 13687 SH SOLE 0 0 13687 UNISYS CORP COM NEW 909214306 266 36600 SH SOLE 0 0 36600 UNITEDHEALTH GROUP INC COM 91324P102 207 1468 SH SOLE 0 0 1468 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2795 100873 SH SOLE 0 0 100873 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2236 52490 SH SOLE 0 0 52490 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7539 213201 SH SOLE 0 0 213201 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1511 27052 SH SOLE 0 0 27052 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4242 120416 SH SOLE 0 0 120416 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 420 4698 SH SOLE 0 0 4698 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 882 4589 SH SOLE 0 0 4589 VANGUARD INDEX FDS MID CAP ETF 922908629 540 4370 SH SOLE 0 0 4370 VANGUARD INDEX FDS TOTAL STK MKT 922908769 20992 195895 SH SOLE 0 0 195895 VERIZON COMMUNICATIONS INC COM 92343V104 1144 20493 SH SOLE 0 0 20493 VISA INC COM CL A 92826C839 344 4633 SH SOLE 0 0 4633 WEC ENERGY GROUP INC COM 92939U106 394 6027 SH SOLE 0 0 6027 WAL-MART STORES INC COM 931142103 848 11614 SH SOLE 0 0 11614 WALGREENS BOOTS ALLIANCE INC COM 931427108 742 8912 SH SOLE 0 0 8912 WASTE MGMT INC DEL COM 94106L109 472 7120 SH SOLE 0 0 7120 WELLS FARGO & CO NEW COM 949746101 505 10671 SH SOLE 0 0 10671 WELLTOWER INC COM 95040Q104 300 3936 SH SOLE 0 0 3936 WESTERN ASSET VAR RT STRG FD COM 957667108 195 12550 SH SOLE 0 0 12550 WESTERN ASST MNGD MUN FD INC COM 95766M105 300 19786 SH SOLE 0 0 19786 WEYERHAEUSER CO COM 962166104 214 7191 SH SOLE 0 0 7191 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2360 60924 SH SOLE 0 0 60924 WISDOMTREE TR EMER MKT HIGH FD 97717W315 386 10885 SH SOLE 0 0 10885 WISDOMTREE TR INTL SMCAP DIV 97717W760 3396 60517 SH SOLE 0 0 60517 WISDOMTREE TR INTL MIDCAP DV 97717W778 2763 52725 SH SOLE 0 0 52725 WISDOMTREE TR INTL LRGCAP DV 97717W794 246 5944 SH SOLE 0 0 5944 XILINX INC COM 983919101 245 5309 SH SOLE 0 0 5309 AMDOCS LTD SHS G02602103 294 5097 SH SOLE 0 0 5097 EATON CORP PLC SHS G29183103 524 8765 SH SOLE 0 0 8765 MALLINCKRODT PUB LTD CO SHS G5785G107 340 5596 SH SOLE 0 0 5596 MEDTRONIC PLC SHS G5960L103 693 7983 SH SOLE 0 0 7983