Chief Compliance Officer

0000200724-15-000009.txt : 20151013 0000200724-15-000009.hdr.sgml : 20151012 20151013095955 ACCESSION NUMBER: 0000200724-15-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 EFFECTIVENESS DATE: 20151013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 151154910 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 09-30-2015 09-30-2015 SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105

13F HOLDINGS REPORT 028-15770 N Linda W.Sullivan Chief Compliance Officer 314-446-1619 Linda W. Sullivan Clayton MO 10-13-2015 0 167 191578 false INFORMATION TABLE 2 13F3rdQTR2015.xml ABM INDS INC COM 000957100 517 15715 SH SOLE 0 0 15715 ALPS ETF TR ALERIAN MLP 00162Q866 728 46771 SH SOLE 0 0 46771 AT&T INC COM 00206R102 1623 45682 SH SOLE 0 0 45682 ABBOTT LABS COM 002824100 1182 24090 SH SOLE 0 0 24090 ABBVIE INC COM 00287Y109 1030 15323 SH SOLE 0 0 15323 ABERDEEN ASIA PACIFIC INCOM COM 003009107 248 49950 SH SOLE 0 0 49950 ADVISORSHARES TR PERITUS HG YLD 00768Y503 283 6980 SH SOLE 0 0 6980 ALCOA INC COM 013817101 333 29860 SH SOLE 0 0 29860 ALTRIA GROUP INC COM 02209S103 408 8352 SH SOLE 0 0 8352 AMERICAN EXPRESS CO COM 025816109 351 4519 SH SOLE 0 0 4519 AMERICAN RAILCAR INDS INC COM 02916P103 279 5745 SH SOLE 0 0 5745 AMERICAN WTR WKS CO INC NEW COM 030420103 614 12632 SH SOLE 0 0 12632 ANADARKO PETE CORP COM 032511107 493 6310 SH SOLE 0 0 6310 ANTHEM INC COM 036752103 568 3460 SH SOLE 0 0 3460 APACHE CORP COM 037411105 557 9669 SH SOLE 0 0 9669 APPLE INC COM 037833100 1088 8675 SH SOLE 0 0 8675 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 142 14650 SH SOLE 0 0 14650 ARROW ETF TR ARROW DJ GLB YLD 04273H104 856 37221 SH SOLE 0 0 37221 BCE INC COM NEW 05534B760 353 8295 SH SOLE 0 0 8295 BAKER HUGHES INC COM 057224107 423 6848 SH SOLE 0 0 6848 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 606 20865 SH SOLE 0 0 20865 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 257 1888 SH SOLE 0 0 1888 BLACK DIAMOND INC COM 09202G101 1515 163924 SH SOLE 0 0 163924 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 306 19783 SH SOLE 0 0 19783 BOEING CO COM 097023105 474 3415 SH SOLE 0 0 3415 BRISTOL MYERS SQUIBB CO COM 110122108 256 3840 SH SOLE 0 0 3840 CAL MAINE FOODS INC COM NEW 128030202 340 6506 SH SOLE 0 0 6506 CAMPBELL SOUP CO COM 134429109 239 5025 SH SOLE 0 0 5025 CASS INFORMATION SYS INC COM 14808P109 303 5391 SH SOLE 0 0 5391 CERNER CORP COM 156782104 392 5679 SH SOLE 0 0 5679 CHEVRON CORP NEW COM 166764100 891 9239 SH SOLE 0 0 9239 CISCO SYS INC COM 17275R102 299 10903 SH SOLE 0 0 10903 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 232 10201 SH SOLE 0 0 10201 COCA COLA CO COM 191216100 731 18640 SH SOLE 0 0 18640 COLGATE PALMOLIVE CO COM 194162103 700 10703 SH SOLE 0 0 10703 COMMERCE BANCSHARES INC COM 200525103 327 6995 SH SOLE 0 0 6995 CONOCOPHILLIPS COM 20825C104 509 8283 SH SOLE 0 0 8283 DST SYS INC DEL COM 233326107 397 3152 SH SOLE 0 0 3152 DAKOTA PLAINS HLDGS INC COM 234255107 79 66400 SH SOLE 0 0 66400 DISNEY WALT CO COM DISNEY 254687106 1580 13844 SH SOLE 0 0 13844 DORCHESTER MINERALS LP COM UNIT 25820R105 206 9639 SH SOLE 0 0 9639 DOUBLELINE INCOME SOLUTIONS COM 258622109 710 35908 SH SOLE 0 0 35908 DOW CHEM CO COM 260543103 373 7288 SH SOLE 0 0 7288 DU PONT E I DE NEMOURS & CO COM 263534109 372 5814 SH SOLE 0 0 5814 DUFF & PHELPS GLB UTL INC FD COM 26433C105 470 26536 SH SOLE 0 0 26536 EDGEWELL PERS CARE CO COM 28035Q102 299 2274 SH SOLE 0 0 2274 EMERSON ELEC CO COM 291011104 700 12636 SH SOLE 0 0 12636 ENTERPRISE PRODS PARTNERS L COM 293792107 236 7911 SH SOLE 0 0 7911 ESCO TECHNOLOGIES INC COM 296315104 272 7276 SH SOLE 0 0 7276 EXPRESS SCRIPTS HLDG CO COM 30219G108 370 4164 SH SOLE 0 0 4164 EXXON MOBIL CORP COM 30231G102 1704 20483 SH SOLE 0 0 20483 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 218 4760 SH SOLE 0 0 4760 FORBES ENERGY SVCS LTD COM 345143101 53 38090 SH SOLE 0 0 38090 FORD MTR CO DEL COM PAR $0.01 345370860 175 11673 SH SOLE 0 0 11673 FRANKLIN RES INC COM 354613101 211 4299 SH SOLE 0 0 4299 FREEPORT-MCMORAN INC CL B 35671D857 300 16094 SH SOLE 0 0 16094 GAMESTOP CORP NEW CL A 36467W109 446 10378 SH SOLE 0 0 10378 GENERAL DYNAMICS CORP COM 369550108 271 1915 SH SOLE 0 0 1915 GENERAL ELECTRIC CO COM 369604103 785 29545 SH SOLE 0 0 29545 GENERAL MLS INC COM 370334104 599 10754 SH SOLE 0 0 10754 GLOBAL X FDS GLBL X MLP ETF 37950E473 743 52464 SH SOLE 0 0 52464 GLOBAL X FDS SILVER MNR ETF 37950E853 99 11540 SH SOLE 0 0 11540 HENRY JACK & ASSOC INC COM 426281101 319 4930 SH SOLE 0 0 4930 HOME DEPOT INC COM 437076102 291 2617 SH SOLE 0 0 2617 HORMEL FOODS CORP COM 440452100 390 6910 SH SOLE 0 0 6910 ILLINOIS TOOL WKS INC COM 452308109 1046 11400 SH SOLE 0 0 11400 INTEL CORP COM 458140100 262 8616 SH SOLE 0 0 8616 ISHARES GOLD TRUST ISHARES 464285105 622 54850 SH SOLE 0 0 54850 ISHARES GLB GLD MINR ETF 464286335 332 46550 SH SOLE 0 0 46550 ISHARES TR TIPS BD ETF 464287176 268 2390 SH SOLE 0 0 2390 ISHARES TR CORE S&P500 ETF 464287200 10061 48554 SH SOLE 0 0 48554 ISHARES TR CORE US AGGBD ET 464287226 545 5011 SH SOLE 0 0 5011 ISHARES TR MSCI EMG MKT ETF 464287234 2111 53291 SH SOLE 0 0 53291 ISHARES TR NA NAT RES 464287374 1440 39692 SH SOLE 0 0 39692 ISHARES TR S&P 500 VAL ETF 464287408 12137 131626 SH SOLE 0 0 131626 ISHARES TR 1-3 YR TR BD ETF 464287457 251 2954 SH SOLE 0 0 2954 ISHARES TR MSCI EAFE ETF 464287465 2300 36231 SH SOLE 0 0 36231 ISHARES TR RUS 1000 VAL ETF 464287598 722 7004 SH SOLE 0 0 7004 ISHARES TR RUS 1000 GRW ETF 464287614 361 3642 SH SOLE 0 0 3642 ISHARES TR RUS 1000 ETF 464287622 497 4283 SH SOLE 0 0 4283 ISHARES TR RUSSELL 2000 ETF 464287655 2298 18407 SH SOLE 0 0 18407 ISHARES TR US HLTHCARE ETF 464287762 414 2608 SH SOLE 0 0 2608 ISHARES TR CORE S&P SCP ETF 464287804 10778 91433 SH SOLE 0 0 91433 ISHARES U.S. PFD STK ETF 464288687 377 9635 SH SOLE 0 0 9635 ISHARES MICRO-CAP ETF 464288869 3178 38977 SH SOLE 0 0 38977 ISHARES SILVER TRUST ISHARES 46428Q109 2324 154652 SH SOLE 0 0 154652 ISHARES TR CORE MSCI EAFE 46432F842 926 15879 SH SOLE 0 0 15879 JOHNSON & JOHNSON COM 478160104 1019 10457 SH SOLE 0 0 10457 KANSAS CITY SOUTHERN COM NEW 485170302 231 2533 SH SOLE 0 0 2533 KIMBERLY CLARK CORP COM 494368103 581 5480 SH SOLE 0 0 5480 LACLEDE GROUP INC COM 505597104 910 17478 SH SOLE 0 0 17478 LEGGETT & PLATT INC COM 524660107 372 7650 SH SOLE 0 0 7650 M & T BK CORP COM 55261F104 275 2200 SH SOLE 0 0 2200 MFS INTER INCOME TR SH BEN INT 55273C107 84 18240 SH SOLE 0 0 18240 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1715 96581 SH SOLE 0 0 96581 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1132 46887 SH SOLE 0 0 46887 MCDONALDS CORP COM 580135101 449 4723 SH SOLE 0 0 4723 MEDIFAST INC COM 58470H101 342 10597 SH SOLE 0 0 10597 MICROSOFT CORP COM 594918104 565 12788 SH SOLE 0 0 12788 MONSANTO CO NEW COM 61166W101 480 4501 SH SOLE 0 0 4501 NOVARTIS A G SPONSORED ADR 66987V109 231 2350 SH SOLE 0 0 2350 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 202 23480 SH SOLE 0 0 23480 O REILLY AUTOMOTIVE INC NEW COM 67103H107 427 1891 SH SOLE 0 0 1891 OLIN CORP COM PAR $1 680665205 271 10057 SH SOLE 0 0 10057 PANERA BREAD CO CL A 69840W108 317 1815 SH SOLE 0 0 1815 PEPSICO INC COM 713448108 921 9871 SH SOLE 0 0 9871 PFIZER INC COM 717081103 674 20102 SH SOLE 0 0 20102 PHILLIPS 66 COM 718546104 582 7224 SH SOLE 0 0 7224 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 414 4140 SH SOLE 0 0 4140 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 381 7842 SH SOLE 0 0 7842 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1179 51654 SH SOLE 0 0 51654 PROCTER & GAMBLE CO COM 742718109 1015 12972 SH SOLE 0 0 12972 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 501 98300 SH SOLE 0 0 98300 QUALCOMM INC COM 747525103 260 4156 SH SOLE 0 0 4156 REINSURANCE GROUP AMER INC COM NEW 759351604 529 5574 SH SOLE 0 0 5574 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 288 20107 SH SOLE 0 0 20107 SPDR S&P 500 ETF TR TR UNIT 78462F103 2761 13413 SH SOLE 0 0 13413 SPDR GOLD TRUST GOLD SHS 78463V107 2470 21983 SH SOLE 0 0 21983 SPDR SERIES TRUST BARC SHT TR CP 78464A474 418 13670 SH SOLE 0 0 13670 SPDR SERIES TRUST DJ REIT ETF 78464A607 4534 53734 SH SOLE 0 0 53734 SPDR SERIES TRUST S&P DIVID ETF 78464A763 276 3619 SH SOLE 0 0 3619 SPDR SERIES TRUST SM CAP COMPLETE 78464A847 552 6326 SH SOLE 0 0 6326 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17330 63432 SH SOLE 0 0 63432 S&W SEED CO COM 785135104 59 12100 SH SOLE 0 0 12100 SCHLUMBERGER LTD COM 806857108 716 8312 SH SOLE 0 0 8312 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 330 6695 SH SOLE 0 0 6695 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 556 14521 SH SOLE 0 0 14521 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 330 10814 SH SOLE 0 0 10814 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 513 6896 SH SOLE 0 0 6896 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 316 12943 SH SOLE 0 0 12943 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 316 7635 SH SOLE 0 0 7635 SENIOR HSG PPTYS TR SH BEN INT 81721M109 430 24475 SH SOLE 0 0 24475 SHAW COMMUNICATIONS INC CL B CONV 82028K200 215 9865 SH SOLE 0 0 9865 SIGMA ALDRICH CORP COM 826552101 377 2707 SH SOLE 0 0 2707 SINCLAIR BROADCAST GROUP INC CL A 829226109 447 16000 SH SOLE 0 0 16000 SMUCKER J M CO COM NEW 832696405 517 4769 SH SOLE 0 0 4769 SOUTHERN CO COM 842587107 542 12927 SH SOLE 0 0 12927 SOUTHERN MO BANCORP INC COM 843380106 309 16368 SH SOLE 0 0 16368 SPECTRA ENERGY CORP COM 847560109 274 8401 SH SOLE 0 0 8401 STIFEL FINL CORP COM 860630102 312 5399 SH SOLE 0 0 5399 SUNEDISON INC COM 86732Y109 455 15218 SH SOLE 0 0 15218 SYSCO CORP COM 871829107 375 10398 SH SOLE 0 0 10398 TEMPLETON GLOBAL INCOME FD COM 880198106 230 32678 SH SOLE 0 0 32678 3M CO COM 88579Y101 607 3931 SH SOLE 0 0 3931 US BANCORP DEL COM NEW 902973304 526 12114 SH SOLE 0 0 12114 UNISYS CORP COM NEW 909214306 345 17275 SH SOLE 0 0 17275 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9463 238657 SH SOLE 0 0 238657 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4879 119350 SH SOLE 0 0 119350 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 736 9246 SH SOLE 0 0 9246 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 201 2359 SH SOLE 0 0 2359 VANGUARD INDEX FDS TOTAL STK MKT 922908769 22892 213905 SH SOLE 0 0 213905 VERIZON COMMUNICATIONS INC COM 92343V104 529 11346 SH SOLE 0 0 11346 WEC ENERGY GROUP INC COM 92939U106 337 7500 SH SOLE 0 0 7500 WAL-MART STORES INC COM 931142103 686 9673 SH SOLE 0 0 9673 WALGREENS BOOTS ALLIANCE INC COM 931427108 607 7190 SH SOLE 0 0 7190 WASTE MGMT INC DEL COM 94106L109 225 4857 SH SOLE 0 0 4857 WESTERN ASSET VAR RT STRG FD COM 957667108 252 15300 SH SOLE 0 0 15300 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2289 52763 SH SOLE 0 0 52763 WISDOMTREE TR INTL SMCAP DIV 97717W760 3424 56751 SH SOLE 0 0 56751 WISDOMTREE TR INTL MIDCAP DV 97717W778 2884 48800 SH SOLE 0 0 48800 WISDOMTREE TR INTL LRGCAP DV 97717W794 284 5944 SH SOLE 0 0 5944 WISDOMTREE TR JAPN HEDGE EQT 97717W851 357 6241 SH SOLE 0 0 6241 AMDOCS LTD SHS G02602103 315 5769 SH SOLE 0 0 5769 MALLINCKRODT PUB LTD CO SHS G5785G107 365 3097 SH SOLE 0 0 3097 MEDTRONIC PLC SHS G5960L103 530 7150 SH SOLE 0 0 7150 THIRD PT REINS LTD COM G8827U100 167 11325 SH SOLE 0 0 11325