0000200724-14-000005.txt : 20140501
0000200724-14-000005.hdr.sgml : 20140501
20140501163441
ACCESSION NUMBER: 0000200724-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140501
DATE AS OF CHANGE: 20140501
EFFECTIVENESS DATE: 20140501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH, MOORE & CO.
CENTRAL INDEX KEY: 0000200724
IRS NUMBER: 431244128
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15770
FILM NUMBER: 14805508
BUSINESS ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-446-1619
MAIL ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /BD
DATE OF NAME CHANGE: 20020320
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD
DATE OF NAME CHANGE: 19931118
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000200724
XXXXXXXX
03-31-2014
03-31-2014
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400
CLAYTON
MO
63105
13F HOLDINGS REPORT
028-15770
N
Linda W. Sullivan
Chief Compliance Officer
314-446-1619
Linda W. Sullivan
Clayton
MO
05-01-2014
0
147
166909
false
INFORMATION TABLE
2
13FInformationTable2014-1.xml
AFLAC INC
COM
1055102
388
6148
SH
SOLE
0
0
6148
ALPS ETF TR
ALERIAN MLP
00162Q866
967
54742
SH
SOLE
0
0
54742
AT&T INC
COM
00206R102
1504
42893
SH
SOLE
0
0
42893
AARONS INC
COM PAR $0.50
2535300
363
12000
SH
SOLE
0
0
12000
ABBOTT LABS
COM
2824100
992
25752
SH
SOLE
0
0
25752
ABBVIE INC
COM
00287Y109
870
16921
SH
SOLE
0
0
16921
ABERDEEN ASIA PACIFIC INCOM
COM
3009107
222
36285
SH
SOLE
0
0
36285
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
343
6518
SH
SOLE
0
0
6518
ALCOA INC
COM
13817101
410
31869
SH
SOLE
0
0
31869
ALTRIA GROUP INC
COM
02209S103
334
8919
SH
SOLE
0
0
8919
AMERICAN EXPRESS CO
COM
25816109
470
5216
SH
SOLE
0
0
5216
AMERICAN RAILCAR INDS INC
COM
02916P103
290
4143
SH
SOLE
0
0
4143
AMERICAN WTR WKS CO INC NEW
COM
30420103
577
12706
SH
SOLE
0
0
12706
ANADARKO PETE CORP
COM
32511107
535
6310
SH
SOLE
0
0
6310
APACHE CORP
COM
37411105
706
8513
SH
SOLE
0
0
8513
APPLE INC
COM
37833100
557
1037
SH
SOLE
0
0
1037
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
170
10550
SH
SOLE
0
0
10550
ARCHER DANIELS MIDLAND CO
COM
39483102
236
5450
SH
SOLE
0
0
5450
BCE INC
COM NEW
05534B760
366
8476
SH
SOLE
0
0
8476
BAKER HUGHES INC
COM
57224107
434
6673
SH
SOLE
0
0
6673
BERKSHIRE HATHAWAY INC DEL
CL B NEW
84670702
208
1663
SH
SOLE
0
0
1663
BLACK DIAMOND INC
COM
09202G101
336
27500
SH
SOLE
0
0
27500
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
291
17783
SH
SOLE
0
0
17783
CAMPBELL SOUP CO
COM
134429109
224
5000
SH
SOLE
0
0
5000
CASS INFORMATION SYS INC
COM
14808P109
217
4203
SH
SOLE
0
0
4203
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
481
9450
SH
SOLE
0
0
9450
CERNER CORP
COM
156782104
234
4163
SH
SOLE
0
0
4163
CHEVRON CORP NEW
COM
166764100
1219
10249
SH
SOLE
0
0
10249
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
482
21149
SH
SOLE
0
0
21149
COCA COLA CO
COM
191216100
752
19445
SH
SOLE
0
0
19445
COLGATE PALMOLIVE CO
COM
194162103
733
11298
SH
SOLE
0
0
11298
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
447
48230
SH
SOLE
0
0
48230
CONOCOPHILLIPS
COM
20825C104
590
8384
SH
SOLE
0
0
8384
CORNING INC
COM
219350105
267
12820
SH
SOLE
0
0
12820
DST SYS INC DEL
COM
233326107
228
2402
SH
SOLE
0
0
2402
DEERE & CO
COM
244199105
768
8455
SH
SOLE
0
0
8455
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
460
9429
SH
SOLE
0
0
9429
DISNEY WALT CO
COM DISNEY
254687106
807
10079
SH
SOLE
0
0
10079
DORCHESTER MINERALS LP
COM UNIT
25820R105
326
12439
SH
SOLE
0
0
12439
DU PONT E I DE NEMOURS & CO
COM
263534109
386
5752
SH
SOLE
0
0
5752
EATON VANCE MUN INCOME TERM
SHS
27829U105
383
24435
SH
SOLE
0
0
24435
EMERSON ELEC CO
COM
291011104
774
11591
SH
SOLE
0
0
11591
EXPRESS SCRIPTS HLDG CO
COM
30219G108
238
3168
SH
SOLE
0
0
3168
EXXON MOBIL CORP
COM
30231G102
2344
23994
SH
SOLE
0
0
23994
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
255
9800
SH
SOLE
0
0
9800
FORBES ENERGY SVCS LTD
COM
345143101
161
41090
SH
SOLE
0
0
41090
FORD MTR CO DEL
COM PAR $0.01
345370860
162
10388
SH
SOLE
0
0
10388
FRANKLIN RES INC
COM
354613101
231
4260
SH
SOLE
0
0
4260
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
474
14336
SH
SOLE
0
0
14336
GENERAL ELECTRIC CO
COM
369604103
652
25173
SH
SOLE
0
0
25173
GENERAL MLS INC
COM
370334104
540
10415
SH
SOLE
0
0
10415
GLOBAL X FDS
GBLX URANIUM NEW
37950E275
224
13050
SH
SOLE
0
0
13050
GLOBAL X FDS
GLBL X MLP ETF
37950E473
873
54099
SH
SOLE
0
0
54099
GOLDCORP INC NEW
COM
380956409
295
12050
SH
SOLE
0
0
12050
HANDY & HARMAN LTD
COM
410315105
1347
61215
SH
SOLE
0
0
61215
HENRY JACK & ASSOC INC
COM
426281101
209
3740
SH
SOLE
0
0
3740
ILLINOIS TOOL WKS INC
COM
452308109
927
11400
SH
SOLE
0
0
11400
INTEL CORP
COM
458140100
262
10152
SH
SOLE
0
0
10152
INTERNATIONAL BUSINESS MACHS
COM
459200101
481
2497
SH
SOLE
0
0
2497
ISHARES GOLD TRUST
ISHARES
464285105
497
39913
SH
SOLE
0
0
39913
ISHARES
TIPS BD ETF
464287176
380
3391
SH
SOLE
0
0
3391
ISHARES
CORE S&P500 ETF
464287200
8447
44898
SH
SOLE
0
0
44898
ISHARES
CORE TOTUSBD ETF
464287226
339
3143
SH
SOLE
0
0
3143
ISHARES
MSCI EMG MKT ETF
464287234
1866
45510
SH
SOLE
0
0
45510
ISHARES
IBOXX INV CP ETF
464287242
208
1782
SH
SOLE
0
0
1782
ISHARES
NA NAT RES
464287374
1922
43375
SH
SOLE
0
0
43375
ISHARES
S&P 500 VAL ETF
464287408
10425
119963
SH
SOLE
0
0
119963
ISHARES
MSCI EAFE ETF
464287465
2796
41611
SH
SOLE
0
0
41611
ISHARES
COHEN&STEER REIT
464287564
285
3461
SH
SOLE
0
0
3461
ISHARES
RUS 1000 VAL ETF
464287598
834
8645
SH
SOLE
0
0
8645
ISHARES
RUS 1000 GRW ETF
464287614
389
4501
SH
SOLE
0
0
4501
ISHARES
RUS 1000 ETF
464287622
469
4479
SH
SOLE
0
0
4479
ISHARES
RUS 2000 VAL ETF
464287630
202
2005
SH
SOLE
0
0
2005
ISHARES
RUSSELL 2000 ETF
464287655
1916
16471
SH
SOLE
0
0
16471
ISHARES
US HLTHCARE ETF
464287762
342
2780
SH
SOLE
0
0
2780
ISHARES
CORE S&P SCP ETF
464287804
9198
83513
SH
SOLE
0
0
83513
ISHARES
MICRO-CAP ETF
464288869
2707
35025
SH
SOLE
0
0
35025
ISHARES SILVER TRUST
ISHARES
46428Q109
2732
143465
SH
SOLE
0
0
143465
JOHNSON & JOHNSON
COM
478160104
857
8724
SH
SOLE
0
0
8724
KIMBERLY CLARK CORP
COM
494368103
655
5945
SH
SOLE
0
0
5945
LACLEDE GROUP INC
COM
505597104
739
15667
SH
SOLE
0
0
15667
M & T BK CORP
COM
55261F104
267
2200
SH
SOLE
0
0
2200
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1799
76198
SH
SOLE
0
0
76198
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1190
32853
SH
SOLE
0
0
32853
MCDONALDS CORP
COM
580135101
790
8061
SH
SOLE
0
0
8061
MCEWEN MNG INC
COM
58039P107
154
65000
SH
SOLE
0
0
65000
MEDTRONIC INC
COM
585055106
442
7180
SH
SOLE
0
0
7180
MICROSOFT CORP
COM
594918104
699
17059
SH
SOLE
0
0
17059
MONSANTO CO NEW
COM
61166W101
395
3470
SH
SOLE
0
0
3470
NATIONAL OILWELL VARCO INC
COM
637071101
480
6160
SH
SOLE
0
0
6160
NORTHERN LTS ETF TR
ARROW DJ GLOBL
66537H105
1026
37998
SH
SOLE
0
0
37998
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
394
41480
SH
SOLE
0
0
41480
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
245
1648
SH
SOLE
0
0
1648
PEPSICO INC
COM
713448108
782
9362
SH
SOLE
0
0
9362
PFIZER INC
COM
717081103
605
18830
SH
SOLE
0
0
18830
PHILLIPS 66
COM
718546104
470
6094
SH
SOLE
0
0
6094
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
263
2464
SH
SOLE
0
0
2464
POST HLDGS INC
COM
737446104
229
4155
SH
SOLE
0
0
4155
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
330
7580
SH
SOLE
0
0
7580
POWERSHARES ETF TRUST II
CEF INC COMPST
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53998
SH
SOLE
0
0
53998
PROCTER & GAMBLE CO
COM
742718109
1036
12849
SH
SOLE
0
0
12849
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
518
93700
SH
SOLE
0
0
93700
ROBERT HALF INTL INC
COM
770323103
471
11229
SH
SOLE
0
0
11229
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2013
10766
SH
SOLE
0
0
10766
SPDR GOLD TRUST
GOLD SHS
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2725
22048
SH
SOLE
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22048
SPDR SERIES TRUST
BARC SHT TR CP
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228
7417
SH
SOLE
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0
7417
SPDR SERIES TRUST
DJ REIT ETF
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47297
SH
SOLE
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SPDR SERIES TRUST
S&P DIVID ETF
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3220
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3220
SPDR SERIES TRUST
SM CAP COMPLETE
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560
6663
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6663
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
14370
57349
SH
SOLE
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57349
S&W SEED CO
COM
785135104
90
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SH
SOLE
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0
12100
SCHLUMBERGER LTD
COM
806857108
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13064
SH
SOLE
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0
13064
SELECT SECTOR SPDR TR
SBI HEALTHCARE
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398
6811
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SOLE
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6811
SELECT SECTOR SPDR TR
SBI CONS DISCR
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305
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SBI INT-FINL
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13347
SELECT SECTOR SPDR TR
SBI INT-INDS
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SOLE
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5878
SIGMA ALDRICH CORP
COM
826552101
435
4655
SH
SOLE
0
0
4655
SMUCKER J M CO
COM NEW
832696405
523
5383
SH
SOLE
0
0
5383
SOUTHERN CO
COM
842587107
497
11319
SH
SOLE
0
0
11319
SOUTHERN MO BANCORP INC
COM
843380106
205
5937
SH
SOLE
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0
5937
SPECTRA ENERGY CORP
COM
847560109
281
7607
SH
SOLE
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0
7607
STARBUCKS CORP
COM
855244109
340
4630
SH
SOLE
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4630
STEEL PARTNERS HLDGS L P
LTD PRTRSHIP U
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SH
SOLE
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25000
SYNERGY PHARMACEUTICALS DEL
COM NEW
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53
10000
SH
SOLE
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0
10000
SYSCO CORP
COM
871829107
398
11007
SH
SOLE
0
0
11007
TEMPLETON GLOBAL INCOME FD
COM
880198106
195
24201
SH
SOLE
0
0
24201
3M CO
COM
88579Y101
663
4890
SH
SOLE
0
0
4890
TRANSAMERICA INCOME SHS INC
COM
893506105
327
15703
SH
SOLE
0
0
15703
US BANCORP DEL
COM NEW
902973304
552
12879
SH
SOLE
0
0
12879
UNION PAC CORP
COM
907818108
397
2118
SH
SOLE
0
0
2118
UNISYS CORP
COM NEW
909214306
540
17725
SH
SOLE
0
0
17725
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
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SH
SOLE
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VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
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VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
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SOLE
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VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
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VANGUARD INDEX FDS
TOTAL STK MKT
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VERIZON COMMUNICATIONS INC
COM
92343V104
204
4282
SH
SOLE
0
0
4282
WAL-MART STORES INC
COM
931142103
904
11825
SH
SOLE
0
0
11825
WALGREEN CO
COM
931422109
492
7450
SH
SOLE
0
0
7450
WELLPOINT INC
COM
94973V107
331
3320
SH
SOLE
0
0
3320
WESTERN ASSET VAR RT STRG FD
COM
957667108
256
15000
SH
SOLE
0
0
15000
WISCONSIN ENERGY CORP
COM
976657106
410
8815
SH
SOLE
0
0
8815
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1677
35982
SH
SOLE
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0
35982
WISDOMTREE TR
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SOLE
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WISDOMTREE TR
INTL MIDCAP DV
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39820
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SOLE
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39820
WISDOMTREE TR
INTL LRGCAP DV
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309
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SH
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5944
WISDOMTREE TR
JAPN HEDGE EQT
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