0000200724-14-000004.txt : 20140210 0000200724-14-000004.hdr.sgml : 20140210 20140210095541 ACCESSION NUMBER: 0000200724-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 EFFECTIVENESS DATE: 20140210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 14586483 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 12-31-2013 12-31-2013 SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105

13F HOLDINGS REPORT 028-15770 N Linda W. Sullivan 314-446-1619 Linda W. Sullivan Clayton MO 02-10-2014 0 136 159542 false INFORMATION TABLE 2 13FInformationTable.xml AFLAC INC COM 1055102 480 7187 SH SOLE 0 0 7187 ALPS ETF TR ALERIAN MLP 00162Q866 954 53602 SH SOLE 0 0 53602 AT&T INC COM 00206R102 1155 32853 SH SOLE 0 0 32853 ABBOTT LABS COM 2824100 1025 26732 SH SOLE 0 0 26732 ABBVIE INC COM 00287Y109 929 17591 SH SOLE 0 0 17591 ABERDEEN ASIA PACIFIC INCOM COM 3009107 290 50335 SH SOLE 0 0 50335 ADVISORSHARES TR PERITUS HG YLD 00768Y503 337 6518 SH SOLE 0 0 6518 AFFILIATED MANAGERS GROUP COM 8252108 434 2000 SH SOLE 0 0 2000 ALCOA INC COM 13817101 290 27248 SH SOLE 0 0 27248 ALTRIA GROUP INC COM 02209S103 349 9082 SH SOLE 0 0 9082 AMERICAN EXPRESS CO COM 25816109 473 5216 SH SOLE 0 0 5216 AMERICAN WTR WKS CO INC NEW COM 30420103 573 13555 SH SOLE 0 0 13555 ANADARKO PETE CORP COM 32511107 501 6310 SH SOLE 0 0 6310 APACHE CORP COM 37411105 707 8223 SH SOLE 0 0 8223 APPLE INC COM 37833100 509 907 SH SOLE 0 0 907 ARCHER DANIELS MIDLAND CO COM 39483102 655 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MICROSOFT CORP COM 594918104 614 16408 SH SOLE 0 0 16408 MONSANTO CO NEW COM 61166W101 399 3422 SH SOLE 0 0 3422 NATIONAL OILWELL VARCO INC COM 637071101 494 6210 SH SOLE 0 0 6210 NORTHERN LTS ETF TR ARROW DJ GLOBL 66537H105 978 36845 SH SOLE 0 0 36845 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 525 53980 SH SOLE 0 0 53980 PEPSICO INC COM 713448108 784 9455 SH SOLE 0 0 9455 PFIZER INC COM 717081103 541 17677 SH SOLE 0 0 17677 PHILLIPS 66 COM 718546104 520 6744 SH SOLE 0 0 6744 PHOENIX COS INC NEW COM NEW 71902E604 534 8700 SH SOLE 0 0 8700 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 333 3128 SH SOLE 0 0 3128 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 250 5802 SH SOLE 0 0 5802 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1305 53636 SH SOLE 0 0 53636 PROCTER & GAMBLE CO COM 742718109 952 11688 SH SOLE 0 0 11688 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 15 14000 PRN SOLE 0 0 14000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 608 111850 SH SOLE 0 0 111850 SPDR S&P 500 ETF TR TR UNIT 78462F103 1940 10506 SH SOLE 0 0 10506 SPDR GOLD TRUST GOLD SHS 78463V107 2510 21615 SH SOLE 0 0 21615 SPDR SERIES TRUST BARC SHT TR CP 78464A474 228 7417 SH SOLE 0 0 7417 SPDR SERIES TRUST DJ REIT ETF 78464A607 3308 46419 SH SOLE 0 0 46419 SPDR SERIES TRUST S&P DIVID ETF 78464A763 229 3158 SH SOLE 0 0 3158 SPDR SERIES TRUST SM CAP COMPLETE 78464A847 550 6663 SH SOLE 0 0 6663 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13808 56545 SH SOLE 0 0 56545 S&W SEED CO COM 785135104 84 12100 SH SOLE 0 0 12100 SCHLUMBERGER LTD COM 806857108 729 8088 SH SOLE 0 0 8088 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 377 6792 SH SOLE 0 0 6792 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 312 4671 SH SOLE 0 0 4671 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 284 13000 SH SOLE 0 0 13000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 306 5856 SH SOLE 0 0 5856 SIGMA ALDRICH CORP COM 826552101 428 4550 SH SOLE 0 0 4550 SMUCKER J M CO COM NEW 832696405 603 5823 SH SOLE 0 0 5823 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