-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Osc0s+GDmxrYYidfREHtrm4dBMJHOXgSqpUKeUmmkO/tAdv/r+P574nPy6CamDgs EADMjxibsI4+u4ffXnyvlg== 0000895759-00-000017.txt : 20000215 0000895759-00-000017.hdr.sgml : 20000215 ACCESSION NUMBER: 0000895759-00-000017 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHRIS CRAFT INDUSTRIES INC CENTRAL INDEX KEY: 0000020067 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 941461226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-09983 FILM NUMBER: 538535 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2124074898 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AUTOMOTIVE FIBRES INC DATE OF NAME CHANGE: 19681112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCHLIS JAMES J CENTRAL INDEX KEY: 0000900334 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CHRIS CRAFT INDUSTRIES INC STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 SC 13G/A 1 JJR SC 13G/A 13 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 13) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 Under the Securities Exchange Act of 1934 Chris-Craft Industries, Inc. (Name of Issuer) $1.40 Cumulative Convertible Preferred Stock, par value $1.00 per share; Class B Common Stock, par value $.50 per share; and Common Stock, par value $.50 per share (Title of Class of Securities) 170520-30-8; 170520-50-6; and 170520-10-0 (CUSIP Number) ______________________________ The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (Continued on following pages) CUSIP No. 170520-30-8, 13G Page 2 of 6 Pages 170520-50-6, and 170520-10-0 1) Name of Reporting Person: James J. Rochlis SS or IRS Identification No. of Above Person: 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / 3) SEC Use Only ........................................ 4) Citizenship or Place of Organization: United States of America Number 5) Sole Voting Power: 15,953 shares of $1.40 of Convertible Preferred Stock, 523,967 shares Shares of Class B Common Stock and 745,786 shares Bene- of Common Stock ficially 6) Shared Voting Power: 285,883 shares of Class Owned by B Common Stock and 960,567 shares Each of Common Stock Reporting Person 7) Sole Dispositive Power: 15,953 shares of with $1.40 Convertible Preferred Stock, 523,967 shares of Class B Common Stock and 745,786 shares of Common Stock 8) Shared Dispositive Power: None 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 15,953 shares of $1.40 Convertible Preferred Stock, 809,850 shares of Class B Common Stock and 1,706,353 shares of Common Stock 10) Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) .................... 11) Percent of Class Represented by Amount in Row 9: 6.8% of $1.40 Convertible Preferred Stock, 9.7% of Class B Common Stock and 6.4% of Common Stock 12) Type of Reporting Person (See Instructions): IN Item 1(a). Name of Issuer: Chris-Craft Industries, Inc. ("Chris- Craft") Item 1(b). Address of Issuer's Principal Executive Offices: 767 Fifth Avenue New York, New York 10153 Item 2(a). Name of Person Filing: James J. Rochlis Item 2(b). Address of Principal Business Office or, if None, Residence: Chris-Craft Industries, Inc. 767 Fifth Avenue New York, New York 10153 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: I Convertible Preferred Stock, $1.40 cumulative dividend, $1.00 par value, each share held on November 10, 1986 and either not subsequently transferred or transferred to a "Permitted Transferee" currently convertible into 11.62760 shares of Class B Common Stock and 23.25520 shares of Common Stock and each other share of $1.40 Convertible Preferred Stock currently convertible into 34.88280 shares of Common Stock ("$1.40 Convertible Preferred Stock") II Class B Common Stock, $.50 par value, each share convertible into one share of Common Stock ("Class B Common Stock") III Common Stock, $.50 par value ("Common Stock") Item 2(e). CUSIP Number: I ($1.40 Convertible Preferred Stock) -- 170520-30-8 II (Class B Common Stock) -- 170520-50-6 III (Common Stock) -- 170520-10-0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person is a: Inapplicable. Item 4. Ownership.
I II III $1.40 Convert- ible Class B Preferred Common Common Stock Stock Stock (a) Amount Beneficially Owned (1): 15,953 809,850(2) 1,706,353(3) (b) Percent of Class (outstanding at December 31, 1999): 6.8% 9.7% 6.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 15,953 523,967 745,786 (ii) shared power to vote or to direct the vote -- 285,883 960,567 (iii) sole power to dis- pose or to direct the disposition of 15,953 523,967 745,786 (iv) shared power to dispose or to di- rect the disposi- tion of -- -- -- _____________________ (1) At December 31, 1999, (a) the Trustee of the Chris-Craft/United Television Employees' Stock Purchase Plan held 674,684 shares of Common Stock and 285,883 shares of Class B Common Stock. A committee appointed by the Board of Directors of Chris-Craft to administer the Stock Purchase Plan is empowered to direct voting of the shares held by the Trustee under that plan, and Mr. Rochlis is a member of that Committee. Therefore, the total numbers of shares held at December 31, 1999 by the Stock Purchase Plan are included in the figures. (2) Includes 370,990 shares issuable upon conversion of $1.40 Convertible Preferred Stock. (3) Includes 28,970 shares issuable upon exercise of stock options exercisable within 60 days after December 31, 1999 and 995,345 shares issuable upon conversion of (i) $1.40 Convertible Preferred Stock and (ii) Class B Common Stock, including Class B Common Stock issuable upon conversion of $1.40 Convertible Preferred Stock.
Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. See Note (1) to Item 4. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of Group. Inapplicable. Item 10. Certification. Inapplicable. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this state- ment is true, complete and correct. Date: February 10, 2000 /s/ James J. Rochlis - ------------------------ Signature James J. Rochlis Name/Title
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