0001144204-15-016825.txt : 20150317
0001144204-15-016825.hdr.sgml : 20150317
20150317184301
ACCESSION NUMBER: 0001144204-15-016825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150313
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Minerva Neurosciences, Inc.
CENTRAL INDEX KEY: 0001598646
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 260784194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 284
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-600-7373
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 284
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson & Johnson Innovation - JJDC, Inc.
CENTRAL INDEX KEY: 0000924020
STATE OF INCORPORATION: NJ
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 15708304
BUSINESS ADDRESS:
STREET 1: 410 GEORGE STREET
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08901
BUSINESS PHONE: (732) 524-3218
MAIL ADDRESS:
STREET 1: 410 GEORGE STREET
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08901
FORMER NAME:
FORMER CONFORMED NAME: JOHNSON & JOHNSON DEVELOPMENT CORP ET AL
DATE OF NAME CHANGE: 19940526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON & JOHNSON
CENTRAL INDEX KEY: 0000200406
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 15708305
BUSINESS ADDRESS:
STREET 1: ONE JOHNSON & JOHNSON PLZ
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08933
BUSINESS PHONE: 732-524-2455
MAIL ADDRESS:
STREET 1: ONE JOHNSON & JOHNSON PLZ
CITY: NEW BRUNSWICK
STATE: NJ
ZIP: 08933
4
1
v404607_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-03-13
0
0001598646
Minerva Neurosciences, Inc.
NERV
0000200406
JOHNSON & JOHNSON
ONE JOHNSON & JOHNSON PLAZA
NEW BRUNSWICK
NJ
08933
0
0
1
0
0000924020
Johnson & Johnson Innovation - JJDC, Inc.
410 GEORGE STREET
NEW BRUNSWICK
NJ
08901
0
0
1
0
Common Stock
2015-03-13
4
P
0
607903
4.81
A
4500159
I
By Johnson & Johnson Innovation - JJDC, Inc.
Warrants (right to buy)
5.772
2015-03-13
4
P
0
607903
0.125
A
2015-03-18
2017-03-18
Common Stock
607903
607903
I
By Johnson & Johnson Innovation- JJDC, Inc.
The transaction is subject to customary closing conditions and is expected to close on or about 03/18/2015.
Consists of 3,892,256 shares of Common Stock and 607,903 shares of Common Stock underlying immediately exercisable warrants.
The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person (formerly known as Johnson & Johnson Development Corporation).
/s/ Douglas Chia, Secretary of Johnson & Johnson
2015-03-17
/s/ Steven M. Rosenberg, Secretary of Johnson & Johnson Innovation - JJDC, Inc.
2015-03-17