0000200406-12-000135.txt : 20121022 0000200406-12-000135.hdr.sgml : 20121022 20121022160741 ACCESSION NUMBER: 0000200406-12-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121019 FILED AS OF DATE: 20121022 DATE AS OF CHANGE: 20121022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caruso Dominic J CENTRAL INDEX KEY: 0001385325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03215 FILM NUMBER: 121154742 MAIL ADDRESS: STREET 1: JOHNSON & JOHNSON STREET 2: ONE JOHNSON & JOHNSON PLAZA CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON & JOHNSON CENTRAL INDEX KEY: 0000200406 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 221024240 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 BUSINESS PHONE: 732-524-2455 MAIL ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-19 0000200406 JOHNSON & JOHNSON JNJ 0001385325 Caruso Dominic J JOHNSON & JOHNSON ONE JOHNSON & JOHNSON PLAZA NEW BRUNSWICK NJ 08933 0 1 0 0 Chief Financial Officer Common Stock 2012-10-19 4 M 0 20400 52.20 A 68258 D Common Stock 2012-10-19 4 S 0 20400 71.95 D 47858 D Common Stock 2012-09-30 5 J 0 8 A 57 I Johnson & Johnson Stock Fund in the 401(k) Savings Plan Common Stock 225 I ESOP in the 401(k) Savings Plan Employee Stock Option (Right to Buy) 52.20 2012-10-19 4 M 0 18485 0 D 2006-02-11 2013-02-08 Common Stock 18485 0 D Employee Stock Option (Right to Buy) 52.20 2012-10-19 4 M 0 1915 0 D 2006-02-11 2013-02-08 Common Stock 1915 0 D Deferred Share Units 2012-09-30 4 A 0 314 0 A Common Stock 314 11976 D This transaction was executed in multiple trades at prices ranging from $71.94 to $71.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares held in the Johnson & Johnson Stock Fund under the Johnson & Johnson 401(k) Savings Plan as of Plan's most recent reporting date (9/30/2012). Shares held by ESOP under the Johnson & Johnson 401(k) Savings Plan as of Plan's most recent reporting date (09/30/2012). Awarded under Issuer's Stock Option Plan and exercisable in full starting one day after the third anniversary of the grant. The Deferred Share Units acquired under the Issuer's Executive Income Deferral Plan are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). Alternatively, the cash value represented by the Deferred Share Units may be transferred by the Reporting Person into an alternative investment account under the Plan at any time. Linda E. King, as Attorney-in-Fact for Dominic J. Caruso 2012-10-22