0000200406-11-000116.txt : 20111115 0000200406-11-000116.hdr.sgml : 20111115 20111115135650 ACCESSION NUMBER: 0000200406-11-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111111 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON & JOHNSON CENTRAL INDEX KEY: 0000200406 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 221024240 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0209 BUSINESS ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 BUSINESS PHONE: 732-524-2455 MAIL ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CULLEN JAMES CENTRAL INDEX KEY: 0001142630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03215 FILM NUMBER: 111206673 MAIL ADDRESS: STREET 1: 5301 STEVENS CREEK BLVD STREET 2: MS 1A-LC CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-11 0000200406 JOHNSON & JOHNSON JNJ 0001142630 CULLEN JAMES JOHNSON & JOHNSON ONE JOHNSON & JOHNSON PLAZA NEW BRUNSWICK NJ 08933 1 0 0 0 Common Stock 2011-11-11 4 M 0 4750 58.25 A 11550 D Common Stock 2011-11-11 4 S 0 4750 65.185 D 6800 D Phantom Stock Units Common Stock 0 31538 D Non-Employee Director Stock Options (Right to Buy) 58.25 2011-11-11 4 M 0 4750 0 D 2003-01-03 2011-12-30 Common Stock 4750 0 D Includes 221 shares held under Issuer's Dividend Reinvestment Plan. This transaction was executed in multiple trades at prices ranging from $65.18 to $65.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The Phantom Stock Units held under the Issuer's Non-Employee Director Deferred Fee Plan are to be settled in cash upon the Reporting Person's Retirement (with each Phantom Stock Unit representing the fair market value of one share of Common Stock on the settlement date). Alternatively, the cash value represented by the Phantom Stock Units may be transferred by the Reporting Person into an alternative investment account under the Plan at any time. 1 for 1 Awarded under the Stock Option Plan for Non-Employee Directors and exercisable in full one year from date of grant. Linda E. King, Attorney in Fact for J. G. Cullen 2011-11-15