0000200401-14-000016.txt : 20141224 0000200401-14-000016.hdr.sgml : 20141224 20141224092719 ACCESSION NUMBER: 0000200401-14-000016 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JANNEY MONTGOMERY SCOTT LLC CENTRAL INDEX KEY: 0000200401 IRS NUMBER: 230731260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04388 FILM NUMBER: 141308917 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-665-6086 MAIL ADDRESS: STREET 1: 1717 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: JANNEY MONTGOMERY SCOTT LLC /BD DATE OF NAME CHANGE: 20020315 FORMER COMPANY: FORMER CONFORMED NAME: JANNEY MONTGOMERY SCOTT INC DATE OF NAME CHANGE: 19990907 FORMER COMPANY: FORMER CONFORMED NAME: SCOTT JANNEY MONTGOMERY INC DATE OF NAME CHANGE: 19940824 MA-I 1 primary_doc.xml MA-I 0000200401 XXXXXXXX Mary Glancey 215-665-4516 mglancey@janney.com mglancey@janney.com N Timothy Dean Frenz 002228807 N 1 0000200401 JANNEY MONTGOMERY SCOTT LLC 05-31-2006 N 07-31-2014 0000200401 SUPERVISED 05-31-2006 1717 ARCH STREET PHILADELPHIA PA 19103 LOCATED 05-31-2006 One PPG Place, 22nd Floor Pittsburgh PA 15222 05-2006 Janney Montgomery Scott LLC Pittsburgh PA 15222 Y Y Director 09-1992 03-2006 PNC Capital Markets Pittsburgh PA 15222 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-19-2014 Timothy Dean Frenz Timothy D Frenz 002228807