8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

CITIGROUP GLOBAL MARKETS HOLDINGS INC.   TARGETS TRUST XXII
(Exact Name of Registrant as Specified in Its Charter)   (Exact Name of Registrant as Specified in Its Charter)
NEW YORK   DELAWARE

(State of Incorporation

or Organization)

 

(State of Incorporation

or Organization)

11-2418067   52-7211965
(I.R.S. Employer Identification no.)   (I.R.S. Employer Identification no.)

 

388 Greenwich Street

New York, New York 10013

(Address of Principal Executive Offices) (Zip Code)

 

If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x   If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ¨

 

Securities Act registration statement file number to which this form relates:                                333-69230 (If applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered


 

Name of Each Exchange on Which

Each Class is to be Registered


Targeted Growth Enhanced Terms Securities (“TARGETS®”) With Respect to American Depositary Receipts Representing Ordinary Shares of Nokia Corporation   American Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Act:    

 

None

(Title of class)

 



Item 1. Description of Registrants’ Securities to be Registered.

 

For a description of the securities to be registered hereunder, reference is made to the information under the headings “Summary Information — Q&A,” “Risk Factors” and “Description of the TARGETS” on pages 3 through 9, 10 through 15 and 24 through 45, respectively, of the registrants’ Prospectus, Subject to Completion, dated August 25, 2004 (Registration No. 333-69230), which information is hereby incorporated herein by reference and made part of this registration statement in its entirety.

 

Item 2. Exhibits.

 

99 (A). Prospectus, Subject to Completion, dated August 25, 2004, incorporated by reference to the registrants’ filing under Rule 424(b) with the Securities and Exchange Commission on August 27, 2004 (No. 333-69230).

 

99 (B). Certificate of Trust of TARGETS Trust XXII, incorporated by reference to Exhibit 4(k) to the registration statement on Form S-3 of Citigroup Global Markets Holdings Inc. (formerly known as Salomon Smith Barney Holdings Inc.) (the “Company”) and TARGETS Trust XXII filed with the Securities and Exchange Commission on September 10, 2001 (No. 333-69230) (the “Registration Statement”).

 

99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust XXII, incorporated by reference to Exhibit 4(q) to the Registration Statement.

 

99 (D). Form of TARGETS Guarantee Agreement between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Guarantee Trustee, incorporated by reference to Exhibit 4(r) to the Registration Statement.

 

99 (E). Form of Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement.

 

99 (F). Form of TARGETS (included in Exhibit 99(C)).

 

99 (G). Form of Forward Contract (included in Exhibit 99(E)).

 

99 (H). Form of Supplemental Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee.

 

Other securities issued by the Company are listed on the American Stock Exchange.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.

 

       

Citigroup Global Markets Holdings Inc.

(Registrant)

Date: September 22, 2004       By:   /s/ Geoffrey S. Richards
               

Name:

 

Geoffrey S. Richards

               

Title:

 

Vice President

       

TARGETS Trust XXII

(Registrant)

Date: September 22, 2004       By:   /s/ Cliff Verron
               

Name:

 

Cliff Verron

               

Title:

 

Regular Trustee

 

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INDEX TO EXHIBITS

 

Exhibit No.

 

Exhibit


99(A).   Prospectus, Subject to Completion, dated August 25, 2004, incorporated by reference to the registrants’ filing under Rule 424(b) with the Securities and Exchange Commission on August 27, 2004 (No. 333-69230).
99(B).   Certificate of Trust of TARGETS Trust XXII, incorporated by reference to Exhibit 4(k) to the registration statement on Form S-3 of Citigroup Global Markets Holdings Inc. and TARGETS Trust XXII filed with the Securities and Exchange Commission on September 10, 2001 (No. 333-69230) (the “Registration Statement”).
99(C).   Form of Amended and Restated Declaration of Trust of TARGETS Trust XXII incorporated by reference to Exhibit 4(q) to the Registration Statement.
99(D).   Form of TARGETS Guarantee Agreement between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Guarantee Trustee, incorporated by reference to Exhibit 4(r) to the Registration Statement.
99(E).   Form of Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement.
99(F).   Form of TARGETS (included in Exhibit 99(C)).
99(G).   Form of Forward Contract (included in Exhibit 99 (E)).
99(H).   Form of Supplemental Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee.

 

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