-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lr9qMcbNUg0Km2TFYnjQZGFBUmDJhrKYfE9iNPsttWoVh1kMpqJ548PO3OA/h67L cDqxNrRpdr2AIxV/rCFEAw== 0000950123-99-005809.txt : 19990623 0000950123-99-005809.hdr.sgml : 19990623 ACCESSION NUMBER: 0000950123-99-005809 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-04346 FILM NUMBER: 99649623 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TARGETS TRUSTS III CENTRAL INDEX KEY: 0001078025 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 137180828 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-04346-04 FILM NUMBER: 99649624 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128168000 8-A12B 1 FORM 8-A 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 21, 1999 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SALOMON SMITH BARNEY HOLDINGS INC. TARGETS TRUST III (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) DELAWARE DELAWARE (STATE OF INCORPORATION (STATE OF INCORPORATION OR ORGANIZATION) OR ORGANIZATION) 22-1660266 13-7180828 (I.R.S. EMPLOYER IDENTIFICATION NO.) (I.R.S. EMPLOYER IDENTIFICATION NO.)
388 GREENWICH STREET NEW YORK, NEW YORK 10013 (ADDRESS OF PRINCIPAL EXECUTIVE (ZIP CODE) OFFICES) If this Form relates to the registration of If this Form relates to the registration of a class of securities pursuant to Section 12(b) a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant of the Exchange Act and is effective with the to General Instruction A.(c), please check the effectiveness of a concurrent registration following box. /x/ pursuant to General Instruction A.(d), please check the following box. / /
Securities Act registration statement to which this form relates: 333-71667 (if applicable)
Securities to be registered pursuant to Section 12(b) of the Act: TITLE OF EACH CLASS NAME OF EACH EXCHANGE IN WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED Targeted Growth Enhanced Terms Securities Chicago Board Options Exchange ("TARGETS(SM)") With Respect to the Common Stock of MCI WorldCom, Inc. Securities to be registered pursuant to Section 12(g) of the Act: None (TITLE OF CLASS) 1 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED For a description of the securities to be registered hereunder, reference is made to the information under the headings "Summary," "Risk Factors," and "Description of the TARGETS" on pages 2 through 7, 8 through 11 and 18 through 32, respectively, of the registrants' Prospectus, Subject to Completion, dated June 3, 1999 (Registration No. 333-71667), which information is hereby incorporated herein by reference and made part of this application in its entirety. ITEM 2. EXHIBITS. 99(A). Prospectus, Subject to Completion, dated June 3, 1999, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on June 8, 1999. 99(B). Certificate of Trust of TARGETS Trust III, incorporated by reference to Exhibit 4(a) to the registration statement on Form S-3 (the "Registration Statement") of the Company and the Trust filed with the Securities and Exchange Commission on February 3, 1999 (No. 333-71667). 99(C). Form of Amended and Restated Declaration of Trust of TARGETS Trust III, incorporated by reference to Exhibit 4(f) to the Registration Statement. 99(D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(k) to the Registration Statement. 99(E). Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(p) to the Registration Statement. 99(F). Form of TARGETS (included in Exhibit 99(C)). 99(G). Form of Forward Contract (included in Exhibit 99(E)). Other securities issued by Salomon Smith Barney Holdings Inc. are listed on the Chicago Board Options Exchange. 2 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized. Salomon Smith Barney Holdings Inc. (Registrant) Date: June 21, 1999 By: /S/Mark Kleinman Name: Mark Kleinman Title: Executive Vice President and Treasuer TARGETS Trust III (Registrant) Date: June 21, 1999 By: /S/ Michael J. Day Name: Michael J. Day Title: Regular Trustee 3 4 INDEX TO EXHIBITS EXHIBIT NO. EXHIBIT 99(A). Prospectus, Subject to Completion, dated June 3, 1999, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on June 8, 1999 (No. 333-71667). 99(B). Certificate of Trust of TARGETS Trust III, incorporated by reference to Exhibit 4(a) to the Registration Statement. 99(C). Form of Amended and Restated Declaration of Trust of TARGETS Trust III, incorporated by reference to Exhibit 4(f) to the Registration Statement. 99(D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(k) to the Registration Statement. 99(E). Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(p) to the Registration Statement. 99(F). Form of TARGETS (included in Exhibit 99(C)). 99(G). Form of Forward Contract (included in Exhibit 99(E)). 4 -----END PRIVACY-ENHANCED MESSAGE-----