-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlISKK7F/pwgHH1Klg9xI/qcH+ktI9J4Ttfyzhk66fPDM7jDH7SQF1s3CnTyzcil b23PkmrWMq0Ai32sg/4TQw== 0000950123-04-005529.txt : 20040430 0000950123-04-005529.hdr.sgml : 20040430 20040430172942 ACCESSION NUMBER: 0000950123-04-005529 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP GLOBAL MARKETS HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-106272 FILM NUMBER: 04770938 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC DATE OF NAME CHANGE: 19971128 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 424B3 1 y96885e424b3.txt 424B3 Pricing Supplement No. c04-0427 Pricing Supplement Dated: April 27, 2004 Rule 424(b)(3) File No. 333-106272 (To Prospectus Supplement Dated September 22, 2003 and Prospectus Dated June 30, 2003) $5,000,000,000 Citigroup Global Markets Holdings Inc. Retail Medium-Term Notes, Series C Due Nine Months or More From Date of Issue Trade Date: April 27, 2004 Issue Date: April 30, 2004 Settlement Date: April 30, 2004 Following Business Day Convention Form of Note: Global/Book-Entry Only Calculation Agent: Citibank Minimum Denominations/Increments: $1,000 Purchasing Agent: Citigroup, acting as principal -------------------------------------------------------------- CUSIP: 17307XCT6 Aggregate Principal Amount: USD 2,966,000.00 Price to Public: 100% Concession: 0.6000% Net Proceeds to Issuer: USD 2,948,204.00 Interest Rate (per annum): 2.7500% Coupon Type: FIXED Interest Payment Frequency: Monthly First Interest Payment Date: June 15, 2004 Maturity Date: May 15, 2007 Product Ranking: Senior Unsecured Survivor's Option: Yes Redemption Information: Not Callable Other Info -------------------------------------------------------------- CUSIP: 17307XCV1 Aggregate Principal Amount: USD 4,054,000.00 Price to Public: 100% Concession: 1.0000% Net Proceeds to Issuer: USD 4,013,460.00 Interest Rate (per annum): 3.6500% Coupon Type: FIXED Interest Payment Frequency: Quarterly First Interest Payment Date: August 15, 2004 Maturity Date: May 15, 2009 Product Ranking: Senior Unsecured Survivor's Option: Yes Redemption Information: Not Callable Other Info -------------------------------------------------------------- CUSIP: 17307XCW9 Aggregate Principal Amount: USD 5,817,000.00 Price to Public: 100% Concession: 1.7000% Net Proceeds to Issuer: USD 5,718,111.00 Interest Rate (per annum): 5.2500% Coupon Type: FIXED Interest Payment Frequency: Semiannual First Interest Payment Date: November 15, 2004 Maturity Date: May 15, 2016 Product Ranking: Senior Unsecured Survivor's Option: Yes Redemption Information: Subject to redemption at the option of Citigroup Global Markets Holdings Inc., in whole or in part, on Interest Payment Dates, beginning May 15, 2006, at a redemption price equal to 100% of the principal amount of the note plus accrued interest thereon, if any, upon prior notice to DTC's nominee as holder of the note, and to the Trustee, as described in the Prospectus Supplement. Other Info -------------------------------------------------------------- CUSIP: 17307XCX7 Aggregate Principal Amount: USD 10,260,000.00 Price to Public: 100% Concession: 2.0000% Net Proceeds to Issuer: USD 10,054,800.00 Interest Rate (per annum): 5.5000% Coupon Type: FIXED Interest Payment Frequency: Semiannual First Interest Payment Date: November 15, 2004 Maturity Date: May 15, 2019 Product Ranking: Senior Unsecured Survivor's Option: Yes Redemption Information: Subject to redemption at the option of Citigroup Global Markets Holdings Inc., in whole or in part, on Interest Payment Dates, beginning May 15, 2007, at a redemption price equal to 100% of the principal amount of the note plus accrued interest thereon, if any, upon prior notice to DTC's nominee as holder of the note, and to the Trustee, as described in the Prospectus Supplement. Other Info -------------------------------------------------------------- CUSIP: 17307XCY5 Aggregate Principal Amount: USD 16,805,000.00 Price to Public: 100% Concession: 2.5000% Net Proceeds to Issuer: USD 16,384,875.00 Interest Rate (per annum): 5.2500% Coupon Type: STEP-UP Interest Payment Frequency: Semiannual First Interest Payment Date: November 15, 2004 Maturity Date: May 15, 2024 Product Ranking: Senior Unsecured Survivor's Option: Yes Redemption Information: Subject to redemption at the option of Citigroup Global Markets Holdings Inc., in whole or in part, on Interest Payment Dates, beginning May 15, 2008, at a redemption price equal to 100% of the principal amount of the note plus accrued interest thereon, if any, upon prior notice to DTC's nominee as holder of the note, and to the Trustee, as described in the Prospectus Supplement. Other Info Initial coupon: 5.25%; Step-ups: 5.75% on 05/15/2009; 6.25% on 05/15/2014; 6.50% on 05/15/2019 -----END PRIVACY-ENHANCED MESSAGE-----