-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJ1TL6pRaqelLFYsF7ZjNd1QLrEbCQfQJ8gJWHtN+ssWcJeF/tiVjQTDmtS3AZv0 eY920ePQMh+Q6ndrHPm3Gg== 0000950123-03-013785.txt : 20031215 0000950123-03-013785.hdr.sgml : 20031215 20031215121534 ACCESSION NUMBER: 0000950123-03-013785 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TARGETS TRUST XIX CENTRAL INDEX KEY: 0001158430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31933 FILM NUMBER: 031053586 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128168000 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP GLOBAL MARKETS HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-15286 FILM NUMBER: 031053585 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC DATE OF NAME CHANGE: 19971128 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 8-A12B 1 y92494e8va12b.txt CITIGROUP GLOBAL MARKETS HOLDINGS INC. ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CITIGROUP GLOBAL MARKETS TARGETS TRUST XIX HOLDINGS INC. (Exact Name of Registrant as Specified in Its Charter) (Exact Name of Registrant as Specified in Its Charter) NEW YORK DELAWARE (State of Incorporation (State of Incorporation or Organization) or Organization) 11-2418067 52-7211962 (I.R.S. Employer Identification no.) (I.R.S. Employer Identification no.) 388 Greenwich Street New York, New York 10013 (Address of Principal Executive Offices) (Zip Code) If this Form relates to the registration of If this Form relates to the registration of a class of securities pursuant to Section 12(b) a class of securities pursuant to Section of the Exchange Act and is effective pursuant 12(g) of the Exchange Act and is effective to General Instruction A.(c), please check the pursuant to General Instruction A.(d), following box. [X] please check the following box. [_] Securities Act registration statement file number to 333-69230 (If applicable) which this form relates: Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered ------------------------- --------------------------------- Targeted Growth Enhanced Terms Securities American Stock Exchange ("TARGETS(R)") With Respect to the Common Stock of Time Warner Inc.
Securities to be registered pursuant to Section 12(g) of the Act: None (Title of class) ================================================================================ Item 1. Description of Registrants' Securities to be Registered. For a description of the securities to be registered hereunder, reference is made to the information under the headings "Summary," "Risk Factors," and "Description of the TARGETS" on pages 2 through 13, 14 through 17 and 25 through 40, respectively, of the registrants' Prospectus, Subject to Completion, dated November 21, 2003 (Registration No. 333-69230), which information is hereby incorporated herein by reference and made part of this registration statement in its entirety. Item 2. Exhibits. 99 (A). Prospectus, Subject to Completion, dated November 21, 2003, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on November 24, 2003 (No. 333-69230). 99 (B). Certificate of Trust of TARGETS Trust XIX, incorporated by reference to Exhibit 4(h) to the registration statement on Form S-3 of Citigroup Global Markets Holdings Inc. (formerly known as Salomon Smith Barney Holdings Inc.) (the "Company") and TARGETS Trust XIX filed with the Securities and Exchange Commission on September 10, 2001 (No. 333-69230) (the "Registration Statement"). 99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust XIX, incorporated by reference to Exhibit 4(q) to the Registration Statement. 99 (D). Form of TARGETS Guarantee Agreement between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Guarantee Trustee, incorporated by reference to Exhibit 4(r) to the Registration Statement. 99 (E). Form of Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement. 99 (F). Form of TARGETS (included in Exhibit 99(C)). 99 (G). Form of Forward Contract (included in Exhibit 99(E)). Other securities issued by the Company are listed on the American Stock Exchange. 2 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized. Citigroup Global Markets Holdings Inc. -------------------------------------- (Registrant) Date: December 15, 2003 By: /s/ Geoffrey S. Richards ------------------------ Name: Geoffrey S. Richards Title: Vice President TARGETS Trust XIX ----------------- (Registrant) Date: December 15, 2003 By: /s/ Mark I. Kleinman -------------------- Name: Mark I. Kleinman Title: Regular Trustee 3 INDEX TO EXHIBITS Exhibit No. Exhibit - ----------- ------- 99(A). Prospectus, Subject to Completion, dated November 21, 2003, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on November 24, 2003 (No. 333-69230). 99(B). Certificate of Trust of TARGETS Trust XIX, incorporated by reference to Exhibit 4(h) to the registration statement on Form S-3 of Citigroup Global Markets Holdings Inc. and TARGETS Trust XIX filed with the Securities and Exchange Commission on September 10, 2001 (No. 333-69230) (the "Registration Statement"). 99(C). Form of Amended and Restated Declaration of Trust of TARGETS Trust XIX incorporated by reference to Exhibit 4(q) to the Registration Statement. 99(D). Form of TARGETS Guarantee Agreement between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Guarantee Trustee, incorporated by reference to Exhibit 4(r) to the Registration Statement. 99(E). Form of Indenture between the Company and JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement. 99(F). Form of TARGETS (included in Exhibit 99(C)). 99(G). Form of Forward Contract (included in Exhibit 99 (E)). 4 -----END PRIVACY-ENHANCED MESSAGE-----