-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HVsdD8b05DnOWW9CUly/iaeWP7gCrNumLnuqVsJNFSWdJx53Q0BNnnVw05uaQQtA fDuyE4kqmi6it/S4B8rVmw== 0000950123-01-503650.txt : 20010621 0000950123-01-503650.hdr.sgml : 20010621 ACCESSION NUMBER: 0000950123-01-503650 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-04346 FILM NUMBER: 1664100 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TARGETS TRUST X CENTRAL INDEX KEY: 0001109472 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-04346-10 FILM NUMBER: 1664101 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128168000 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 8-A12B 1 y50626e8-a12b.txt FORM 8-A 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 20, 2001 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 SALOMON SMITH BARNEY HOLDINGS INC. TARGETS TRUST X (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) NEW YORK DELAWARE (STATE OF INCORPORATION (STATE OF INCORPORATION OR ORGANIZATION) OR ORGANIZATION) 11-2418067 13-7235181 (I.R.S. EMPLOYER IDENTIFICATION NO.) (I.R.S. EMPLOYER IDENTIFICATION NO.) 388 GREENWICH STREET NEW YORK, NEW YORK 10013 10013 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [X] If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box [_] Securities Act registration statement file number to which this 333-32792 form relates: (If applicable) Securities to be registered pursuant to Section 12(b) of the Act: TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED ------------------------- ------------------------------ Targeted Growth Enhanced Terms Securities American Stock Exchange ("TARGETSSM") With Respect to the Common Stock of General Electric Company Securities to be registered pursuant to Section 12(g) of the Act: None (TITLE OF CLASS) ================================================================================ 2 ITEM 1. DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED. For a description of the securities to be registered hereunder, reference is made to the information under the headings "Summary," "Risk Factors," and "Description of the TARGETS" on pages 2 through 12, 13 through 16 and 24 through 39, respectively, of the registrants' Prospectus, Subject to Completion, dated May 29, 2001 (Registration No. 333-32792), which information is hereby incorporated herein by reference and made part of this application in its entirety. ITEM 2. EXHIBITS. 99 (A). Prospectus, Subject to Completion, dated May 29, 2001, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on May 30, 2001 (No. 333-32792). 99 (B). Certificate of Trust of TARGETS Trust X, incorporated by reference to Exhibit 4(e) to the registration statement on Form S-3 of Salomon Smith Barney Holdings Inc. (the "Company") and TARGETS Trust X filed with the Securities and Exchange Commission on March 17, 2000 (No. 333-32792) (the "Registration Statement"). 99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust X, incorporated by reference to Exhibit 4(m) to the Registration Statement. 99 (D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(n) to the Registration Statement. 99 (E). Form of Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(o) to the Registration Statement. 99 (F). Form of TARGETS (included in Exhibit 99(C)). 99 (G). Form of Forward Contract (included in Exhibit 99(E)). Other securities issued by the Company are listed on the American Stock Exchange. 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized. SALOMON SMITH BARNEY HOLDINGS INC. ---------------------------------- (Registrant) Date: June 20, 2001 By: \s\ MARK I. KLEINMAN --------------------------- Name: Mark I. Kleinman Title: Executive Vice President and Treasurer TARGETS TRUST X --------------- (Registrant) Date: June 20, 2001 By: \s\ MARK I. KLEINMAN ---------------------------- Name: Mark I. Kleinman Title: Regular Trustee 4 INDEX TO EXHIBITS EXHIBIT NO. EXHIBIT - ----------- ------- 99(A). Prospectus, Subject to Completion, dated May 29, 2001, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on May 30, 2001 (No. 333-32792). 99(B). Certificate of Trust of TARGETS Trust X, incorporated by reference to Exhibit 4(e) to the Registration Statement. 99(C). Form of Amended and Restated Declaration of Trust of TARGETS Trust X incorporated by reference to Exhibit 4(m) to the Registration Statement. 99(D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(n) to the Registration Statement. 99(E). Form of Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(o) to the Registration Statement. 99(F). Form of TARGETS (included in Exhibit 99(C)). 99(G). Form of Forward Contract (included in Exhibit 99 (E)). -----END PRIVACY-ENHANCED MESSAGE-----