-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGrQ20PGo2VwDVkCsRUBfpYFmPc+0rKrbFR7R5oSHKE8ywNwVDSX11ku8G4Wdg15 yT/X5NYUl8uAhfDIk3TyFA== 0000950123-98-005784.txt : 19980610 0000950123-98-005784.hdr.sgml : 19980610 ACCESSION NUMBER: 0000950123-98-005784 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980609 SROS: AMEX SROS: CBOE SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: SEC FILE NUMBER: 001-04346 FILM NUMBER: 98644862 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TARGETS TRUST I CENTRAL INDEX KEY: 0001054294 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: SEC FILE NUMBER: 333-45529-01 FILM NUMBER: 98644863 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 8-A12B/A 1 FORM 8-A/A 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 9, 1998 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
SALOMON SMITH BARNEY HOLDINGS INC. TARGETS TRUST I (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) DELAWARE DELAWARE (STATE OR OTHER JURISDICTION OF (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) INCORPORATION OR ORGANIZATION) 22-1660266 13-4000891 (I.R.S. EMPLOYER IDENTIFICATION NO.) (I.R.S. EMPLOYER IDENTIFICATION NO.) 388 GREENWICH STREET 10013 NEW YORK, NEW YORK (ZIP CODE) (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
If this Form relates to the registration of a class of securities and is effective upon filing pursuant to General Instruction A(c)(1) please check the following box. / / If this Form relates to the registration of a class of securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. /X/ Securities to be registered pursuant to Section 12(b) of the Act:
TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED ------------------- ------------------------------ Targeted Growth Enhanced Terms Securities Chicago Board Options Exchange ("TARGETS(SM)") With Respect to the Common Stock of Cisco Systems, Inc.
Securities to be registered pursuant to Section 12(g) of the Act: None (TITLE OF CLASS) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. For a description of the securities to be registered hereunder, reference is made to the information under the headings "Summary," "Risk Factors" and "Description of the TARGETS" on pages 5 through 8, 9 through 12 and 18 through 33, respectively, of the registrants' Prospectus, Subject to Completion, dated May 8, 1998 (Registration No. 333-45529), which information is hereby incorporated herein by reference and made part of this application in its entirety. ITEM 2. EXHIBITS. 99 (A). Prospectus, Subject to Completion, dated May 8, 1998, incorporated by reference to Amendment No. 2 to the Registration Statement on Form S-3 of Salomon Smith Barney Holdings Inc. (the "Company") and TARGETS Trust I (the "Trust") filed with the Securities and Exchange Commission on May 8, 1998 (No. 333-45529). 99 (B). Certificate of Trust of TARGETS Trust I, incorporated by reference to Exhibit 4(a) to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on February 3, 1998 (No. 333-45529). 99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust I, incorporated by reference to Exhibit 4(b) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529). 99 (D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(c) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529). 99 (E). Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(d) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529). 99 (F). Form of TARGETS (included in Exhibit 99 (C)). 99 (G). Form of Forward Contract (included in Exhibit 99 (E)). Other securities issued by Salomon Smith Barney Holdings Inc. are listed on the Chicago Board Options Exchange. 2 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized. Salomon Smith Barney Holdings Inc. (Registrant) Date: June 9, 1998 By: /s/ Mark I. Kleinman ------------------------------- Name: Mark I. Kleinman Title: Deputy Treasurer Targets Trust I (Registrant) Date: June 9, 1998 By: /s/ Michael J. Day ------------------------------- Name: Michael J. Day Title: Regular Trustee 3 4 INDEX TO EXHIBITS
Exhibit No. Exhibit ----------- ------- 99 (A). Prospectus, Subject to Completion, dated May 8, 1998, incorporated by reference to Amendment No. 2 to the Registration Statement on Form S-3 of Salomon Smith Barney Holdings Inc. (the "Company") and TARGETS Trust I (the "Trust") filed with the Securities and Exchange Commission on May 8, 1998 (No. 333-45529). 99 (B). Certificate of Trust of TARGETS Trust I, incorporated by reference to Exhibit 4(a) to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on February 3, 1998 (No. 333-45529). 99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust I, incorporated by reference to Exhibit 4(b) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529). 99 (D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(c) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529). 99 (E). Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(d) to Amendment No. 1 to the Registration Statement on Form S-3 of the Company and the Trust filed with the Securities and Exchange Commission on March 26, 1998 (No. 333-45529).
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99 (F). Form of TARGETS (included in Exhibit 99 (C)). 99 (G). Form of Forward Contract (included in Exhibit 99 (E)).
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