-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzakHW72r79bZhkmhoGQP/0Tdw7ERrAFJat9hOMmIM/faL11bspl/2KRxPDPu+rd 1CaKEIRL6uydB1mesiyAbw== 0000950123-97-009968.txt : 19971202 0000950123-97-009968.hdr.sgml : 19971202 ACCESSION NUMBER: 0000950123-97-009968 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970924 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19971201 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 001-04346 FILM NUMBER: 97730350 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212-816-6000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 8-K/A 1 AMENDED FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------- FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 -------------- Date of Report: September 24, 1997 (Date of earliest event reported) SALOMON SMITH BARNEY HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware 1-4346 22-1660266 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation) Identification Number) -------------- 388 Greenwich Street New York, New York 10013 (Address of Principal Executive Office) Registrant's telephone number, including area code: (212) 816-6000 2 Salomon Smith Barney Holdings Inc. hereby amends its Current Report on Form 8-K originally filed with the Securities and Exchange Commission (the "Commission") on November 21, 1997 (the "Report"), as set forth in more detail below: ITEM 5. OTHER EVENTS The second paragraph of Item 5 of the Report is hereby amended to read in its entirety as follows: "Smith Barney's Quarterly Report on Form 10-Q for the quarter ended September 30, 1997, which includes the unaudited condensed consolidated financial statements of Smith Barney and its subsidiaries as of September 30, 1997 and for the nine-month periods ended September 30, 1997 and 1996, is being filed as Exhibit 99.02 to this Form 8-K and is incorporated by reference herein." ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS Item 7 of the Report is hereby amended by deleting in its entirety Exhibit 99.01 to the Report and by deleting any and all references to such exhibit in Item 7. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report or amendment to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: December 1, 1997 Salomon Smith Barney Holdings Inc. By: /s/ Robert H. Mundheim -------------------------------- Name: Robert H. Mundheim Title: General Counsel -----END PRIVACY-ENHANCED MESSAGE-----