0000950103-21-014002.txt : 20210915 0000950103-21-014002.hdr.sgml : 20210915 20210915150414 ACCESSION NUMBER: 0000950103-21-014002 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 211255222 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Citigroup Global Markets Holdings Inc. CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-15286 FILM NUMBER: 211255223 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: CITIGROUP GLOBAL MARKETS HOLDINGS INC DATE OF NAME CHANGE: 20030404 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC DATE OF NAME CHANGE: 19971128 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 8-A12B 1 dp157921_8a12b-574.htm 8-A

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

__________________ 

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

CITIGROUP INC.

(Exact name of registrant as specified in its charter)

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE
(State of incorporation or organization)
NEW YORK
(State of incorporation or organization)
   
52-1568099
(I.R.S. Employer Identification No.)
11-2418067
(I.R.S. Employer Identification No.)

 

388 Greenwich Street
New York, New York
(Address of principal executive offices)

 

10013
(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:  
Title of Each Class to be so Registered Name of Each Exchange on Which
Each Class is to be Registered

Medium Term Senior Notes, Series N, Floating Rate Notes Due September 15, 2028

New York Stock Exchange
Medium Term Senior Notes, Series N, Floating Rate Notes Due September 17, 2026 New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [x]:
 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [  ]

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. [  ]

   
Securities Act registration statement file numbers to which this form relates: 333-255302, 333-255302-03
Securities to be registered pursuant to Section 12(g) of the Act:  

None

 

 

 

 

 

Item 1.Description of Registrants’ Securities to be Registered.

 

The description of the Medium-Term Senior Notes, Series N, Floating Rate Notes Due September 15, 2028 (the “2028 Notes”) and the Medium Term Senior Notes, Series N, Floating Rate Notes Due September 17, 2026 (the “2026 Notes and, together with the 2028 Notes, the “Notes”) of Citigroup Global Markets Holdings Inc. and the description of Citigroup Inc.’s guarantee of the Notes, each to be registered hereunder, is contained in (i) the Pricing Supplement for the 2028 Notes dated September 10, 2021 and the Pricing Supplement for the 2026 Notes dated September 10, 2021 (together, the “Pricing Supplements”), each to the Registrants’ Prospectus and Prospectus Supplement, each dated May 11, 2021 (the “Prospectus”), included in the Registrants’ Registration Statement on Form S-3 (File Nos. 333-255302 and 333-255302-03), as amended, (ii) the section captioned “Description of the Notes” in the Registrants’ Prospectus Supplement, dated May 11, 2021, to the Prospectus and (iii) the section captioned “Description of Debt Securities” in the Prospectus. The Pricing Supplements, the Prospectus Supplement and the Prospectus are incorporated herein by reference.

 

Item 2. Exhibits.
3.1 Restated Certificate of Incorporation of Citigroup Inc., as amended to date (incorporated herein by reference to Exhibit 3.01 to Citigroup Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 (File No. 001-09924)).
3.2 By-Laws of Citigroup Inc., as amended effective December 18, 2019 (incorporated herein by reference to Exhibit 3.1 to Citigroup Inc.’s Current Report on Form 8-K filed December 18, 2019 (File No. 001-09924)).
3.3 Restated Certificate of Incorporation of Citigroup Global Markets Holdings Inc. (incorporated herein by reference to Exhibit 4.7 to Citigroup Inc.’s Post-Effective Amendment No. 2 to its Registration Statement on Form S-3 (File No. 333-192302)).
3.4 By-Laws of Citigroup Global Markets Holdings Inc., as amended effective February 6, 2007 (incorporated herein by reference to Exhibit 4.8 to Citigroup Inc.’s Post-Effective Amendment No. 2 to its Registration Statement on Form S-3 (File No. 333-192302)).
4.1 Senior Debt Indenture, dated as of March 8, 2016, which includes the Citigroup Inc. guarantee, among Citigroup Global Markets Holdings Inc., as issuer, Citigroup Inc., as guarantor, and The Bank of New York Mellon, as trustee (incorporated herein by reference to Exhibit 4.1 to Citigroup Inc.’s Current Report on Form 8-K filed March 9, 2016 (File No. 001-09924)).
4.2 First Supplemental Indenture, dated as of March 1, 2017, which includes the Citigroup Inc. guarantee, among Citigroup Global Markets Holdings Inc., as issuer, Citigroup Inc., as guarantor, and The Bank of New York Mellon, as trustee (incorporated herein by reference to Exhibit 4.24 to Citigroup Inc.’s Registration Statement on Form S-3 (File No. 333-216372)).  
4.3 Second Supplemental Indenture, dated as of April 13, 2020, which includes the Citigroup Inc. guarantee, among Citigroup Global Markets Holdings Inc., as issuer, Citigroup Inc., as guarantor, and The Bank of New York Mellon, as trustee, (incorporated herein by reference to Exhibit 4.01 to Citigroup’s Current Report on Form 8-K filed April 13, 2020 (File No. 001-09924) and incorporated herein by reference).
4.4 Form of Citigroup Global Markets Holdings Inc. Medium-Term Senior Notes, Series N (incorporated herein by reference to Exhibit 4.34 to Citigroup Inc.’s Post-Effective Amendment

 

 
 
No. 2 to its Registration Statement on Form S-3 (File No. 333-192302)).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: September 15, 2021

 

  CITIGROUP INC.
   
   
  By: /s/ Elissa Steinberg
    Name: Elissa Steinberg
    Title: Assistant Treasurer

 

 

  CITIGROUP GLOBAL MARKETS HOLDINGS INC.
   
   
  By: /s/ Gonzalo Martin
    Name: Gonzalo Martin
    Title: Treasurer