-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WrgIsBI6c3/tTjWtUU5fFIaPuDtZHhWzphNNmLuIS1rplleiWsGD3REHOI/QSRDq i0l8IkFjKrqprlDU62ZLxA== 0000903423-00-000050.txt : 20000203 0000903423-00-000050.hdr.sgml : 20000203 ACCESSION NUMBER: 0000903423-00-000050 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TARGETS TRUSTS V CENTRAL INDEX KEY: 0001078027 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 137180831 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-15635 FILM NUMBER: 511772 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128168000 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-15635-01 FILM NUMBER: 511773 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 8-A12B 1 SCHEDULE 8-A12B As filed with the Securities and Exchange Commission on January 24, 2000 =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
SALOMON SMITH BARNEY HOLDINGS INC. TARGETS TRUST V (Exact name of registrant as specified in charter) (Exact name of registrant as specified in charter) NEW YORK DELAWARE (State of incorporation (State of incorporation or organization) or organization) 11-2418067 13-7180831 (I.R.S. Employer Identification no.) (I.R.S. Employer Identification no.)
388 Greenwich Street New York, New York 10013 (Address of Principal Executive (Zip Code) Offices)
If this Form relates to the registration of If this Form relates to the registration of a class of securities pursuant to Section 12 (b) a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant of the Exchange Act and is effective with the to General Instruction A.(c), please check the effectiveness of a concurrent registration following box. |X| pursuant to General Instruction A.(d), please check the following box. |_|
Securities Act registration statement to which this form relates: 333-71667 (if applicable) Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange in Which to be so Registered Each Class is to be Registered ------------------- ------------------------------ Targeted Growth Enhanced Terms Securities Chicago Board Options Exchange ("TARGETS (SM)") With Respect to the Common Stock of Sun Microsystems, Inc.
Securities to be registered pursuant to Section 12(g) of the Act: None (Title of class) Item 1. Description of Registrants' Securities to be Registered. For a description of the securities to be registered hereunder, reference is made to the information under the headings "Summary," "Risk Factors," and "Description of the TARGETS" on pages 2 through 14, 15 through 18 and 25 through 40, respectively, of the registrants' Prospectus, Subject to Completion, dated December 29, 1999 (Registration No. 333-71667), which information is hereby incorporated herein by reference and made part of this application in its entirety. Item 2. Exhibits. 99 (A). Prospectus, Subject to Completion, dated December 29, 1999, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on December 30, 1999. 99 (B). Certificate of Trust of TARGETS Trust V, incorporated by reference to Exhibit 4(d) to the registration statement on Form S-3 (the "Registration Statement") of the Company and the Trust filed with the Securities and Exchange Commission on February 3, 1999 (No. 333-71667). 99 (C). Form of Amended and Restated Declaration of Trust of TARGETS Trust V, incorporated by reference to Exhibit 4(i) to the Registration Statement. 99 (D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(n) to the Registration Statement. 99 (E). Form of Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement. 99 (F). Form of TARGETS (included in Exhibit 99(C)). 99 (G). Form of Forward Contract (included in Exhibit 99(E)). Other securities issued by Salomon Smith Barney Holdings Inc. are listed on the Chicago Board Options Exchange. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.
Salomon Smith Barney Holdings Inc. (Registrant) Date: January 24, 2000 By: /s/ Mark Kleinman -------------------- Name: Mark Kleinman Title: Executive Vice President and Treasurer TARGETS Trust V (Registrant) Date: January 24, 2000 By: /s/ Michael Day ------------------ Name: Michael Day Title: Regular Trustee
INDEX TO EXHIBITS Exhibit No. Exhibit 99(A). Prospectus, Subject to Completion, dated December 29, 1999, incorporated by reference to the registrants' filing under Rule 424(b) with the Securities and Exchange Commission on December 30, 1999 (No. 333-71667). 99(B). Certificate of Trust of TARGETS Trust V, incorporated by reference to Exhibit 4(d) to the Registration Statement. 99(C). Form of Amended and Restated Declaration of Trust of TARGETS Trust V, incorporated by reference to Exhibit 4(i) to the Registration Statement. 99(D). Form of TARGETS Guarantee Agreement between the Company and The Chase Manhattan Bank, as Guarantee Trustee, incorporated by reference to Exhibit 4(n) to the Registration Statement. 99(E). Form of Indenture between the Company and The Chase Manhattan Bank, as Trustee, incorporated by reference to Exhibit 4(s) to the Registration Statement. 99(F). Form of TARGETS (included in Exhibit 99(C)). 99(G). Form of Forward Contract (included in Exhibit 99 (E)). -----END PRIVACY-ENHANCED MESSAGE-----